Aggregated News From Investment Management Regulators

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CFTC to Hold an Open Commission Meeting on June 7

CFTC US 0


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Commission Statement on the Passing of Former Chairman Harvey Pitt

SEC US 0
We mourn the passing of Harvey Pitt, the 26th Chairman of the Securities and Exchange Commission.
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Adjudication Order in respect of Fort Gloster Industries Limited in the matter of Illiquid Stock Options at BSE.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Fastglow Distributors Private Limited in the matter of Illiquid Stock Options at BSE.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Fendra Infrastructure Pvt Ltd. in the matter of Illiquid Stock Options at BSE.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Career Spotlight – Benjamin Ellul, Junior Analyst, Office of the Chief Officer Supervision

MFSA MT 0
Benjamin Ellul – Junior Analyst, Office of the Chief Officer Supervision, MFSA Benjamin joined the MFSA in March of 2022 as an intern.
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Public Service Announcement -Program to help vehicle owners resolve disputes on defects and warranties

FCNB CA 0
Help with your Vehicle When you Need it Most.
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Public Warning – Pavi Finance Limited

IOMFSA IM 0
This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008. www.
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Brief remarks by Governor Bowman at a Fed Listens Event on Transitioning to the Post-Pandemic Economy

FRB US 0
It is very good to be here, and to be part of this Fed Listens event and discussion about the effects of the pandemic experience on the U.S.
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Paul Young Funeral Director

FCA GB 0
This firm may be providing financial services or products...
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CVM judges case involving irregularities at Oi SA and imposes fines totaling more than R$ 200 million

CVM BR 0
This post was translated by Regulatory.News for informational purposes...
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CVM accepts Term of Commitment with executives of Kora Saúde e Participações SA

CVM BR 0
This post was translated by Regulatory.News for informational purposes...
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FX PLANNET / FXPLANNET

FCA GB 0
This firm may be providing financial services or products...
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PHUNEMZ COINS FX

FCA GB 0
This firm may be providing financial services or products...
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Remittance Order – RC No. 6361 of 2023 against Mr. Sundar Thiyagarajan in the matter of Titan Company Limited

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Sollari

FCA GB 0
This firm may be providing financial services or products...
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US dollar LIBOR panel – 1 month to go

FCA GB 0
FCA issues final messages before the important end-June 2023...
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EBA consults on amendments to the Guidelines on money laundering and terrorist financing risk factors to include crypto-asset service providers

EBA 0
The European Banking Authority (EBA) launched today a public consultation on amendments to its Guidelines on money laundering and terrorist financing (ML/TF) risk factors.
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256 posts from 45 regulators published in the last week

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Sanctions against Russia incorporated into Norwegian law

FSA NO 0
In response to Russia’s illegal attack on Ukraine, the Norwegian government has today imposed extensive sanctions.
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Trevor Kelham v. Chairman of the Guernsey Financial Services Commission — GFSC

GFSC GG 0
Following publication by the Royal Court, we are making available the Read more

Report From FINRA Board of Governors Meeting – May 2023

FINRA US 0
Board Appoints Lisa Fairfax as New Public Governor, Approves 2022 Annual Financial Report and Adds New Members to Advisory Committees WASHINGTON—FINRA’s Board of Governors met on May 17-18 for
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Prohibitory Order no. 715 of 2023 issued in the matter of Karmbhoomi Real Estate Limited under Recovery Certificate No. 2117 of 2019.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

RC.No.6363 – Remittance Order dated 22.05.2023 – Recovery proceedings under RC. No. 6363 of 2023 against Allied Computers International (Asia) Limited (PAN: AADCA4412E) in...

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Caution: MyProfitLive

FCNB CA 0
Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper
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CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme

CFTC US 0

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Latest U.S. News

CFTC US

CFTC to Hold an Open Commission Meeting on June 7

0


Read more
SEC US

Commission Statement on the Passing of Former Chairman Harvey Pitt

0
We mourn the passing of Harvey Pitt, the 26th Chairman of the Securities and Exchange Commission.
Read more
FRB US

Brief remarks by Governor Bowman at a Fed Listens Event on Transitioning to the Post-Pandemic Economy

0
It is very good to be here, and to be part of this Fed Listens event and discussion about the effects of the pandemic experience on the U.S.
Read more

Latest U.K. News

FCA GB

Paul Young Funeral Director

0
This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...
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FCA GB

FX PLANNET / FXPLANNET

0
This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...
Read more
FCA GB

PHUNEMZ COINS FX

0
This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...
Read more
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