Aggregated News From Investment Management Regulators

SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations

Eight celebrities also charged for illegal touting of Sun’s crypto asset securities The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t

SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934

The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su

SEC.gov | Statement on Electronic Filing

Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.

ASIC suspends AFS licence of Cartesian Corporate Finance Limited

ASIC has suspended the Australian financial services (AFS) licence...

Completion of Recovery Certificate No. 6075 of 2022 issued against Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in the matter of Profit Guru -Proprietor, Mr. Satish Shukla

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Settlement Order in respect of Mr. Kunal N. Gandhi and Ms. Nehal N. Gandhi in the matter of Lyka Labs Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

FIRSTCRYPTOINVESTMENT

We believe this firm may be providing financial services...

HUGOWAYOPTIONS

We believe this firm may be providing financial services...

FUSION24FX

We believe this firm may be providing financial services...

PROMINERS FXT

We believe this firm may be providing financial services...

Former director of Reiwa-Capital charged with dishonest conduct

Russell Sandiford, of Rockdale, New South Wales has appeared...

2022 HMDA Data on Mortgage Lending Now Available

The Home Mortgage Disclosure Act (HMDA) Modified Loan Application...

Press release on the reopening of trading in Telenet

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...

General information: Be aware of the signs of real estate title fraud

With title fraud on the rise across Canada, the New Brunswick Real Estate Association and the Financial and Consumer Services Commission remind real estate agents and licensees to help prevent fraudu

Release Order – Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by Jindal Cotex Limited : Certificate No. ...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

CVM accepts term of commitment with CA Indosuez Wealth (Brazil) and directors

This post was translated by Regulatory.News for informational purposes...

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250 posts from 47 regulators published in the last week

Federal Reserve announces July launch for the FedNow Service

The Service will Debut with Financial Institutions and the U.S.

SENJ Limited (Seychelles) / Mortgagefree / Natural Justice / Sovereign Reserve

  • Scams and Fraud
  • +3Licensing/Registration/Certification/Authorization/Membership, Unauthorized Firms, Social Media
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary...

Citigroup Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets Funding Luxembourg

See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Former financial services director Mark McCabe charged with eight counts of fraud

Mark Francis McCabe, of Roseville, New South Wales has appeared in the Downing Centre Local Court on further fraud charges. Mr McCabe was charged with...

Warning regarding the activities of the entities I-GLOBAL MANAGEMENT and VAQUITA FUND

The CSSF warns the public of the activities of the entities named “I-GLOBAL MANAGEMENT” and “VAQUITA FUND” which pretend to be registered and supervised...

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Latest U.S. News

SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations

Eight celebrities also charged for illegal touting of Sun’s crypto asset securities The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t

SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934

The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su

SEC.gov | Statement on Electronic Filing

Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.

Latest U.K. News

FIRSTCRYPTOINVESTMENT

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

HUGOWAYOPTIONS

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

FUSION24FX

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
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