Regulatory.News | Aggregated Regulatory News for Investment Managers

CFTC Charges Delaware Precious Metals Dealer, Depository, and Their Owner with Ongoing Fraud

CFTC US October 5, 2022 1:00 PM 0

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation

MFSA MT October 5, 2022 10:45 AM 0

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation – MFSA

CVM discloses methodology for defining the size of large minimum lots (art. 95, § 1, of CVM Resolution 135)

CVM BR October 5, 2022 8:58 AM 0

This post was translated by Regulatory.News for informational purposes...

Truist Investment

FCA GB October 5, 2022 8:57 AM 0

We believe this firm may be providing financial services...

Industry Circular No. 5 of 2022 – Legislative Updates

BVI FSC VG October 5, 2022 8:52 AM 0

The BVI Business Companies Act & The BVI Business...

ASIC sues Latitude Finance Australia and Harvey Norman Holdings for allegedly misleading interest free advertising

ASIC AU October 5, 2022 8:45 AM 0

ASIC has launched legal action against Latitude Finance Australia...

BVI Business Companies (Amendment) Regulations, 2022

BVI FSC VG October 5, 2022 8:35 AM 0

Corporate Structures Attachment: si_no_73_of_2022-bvi_business_companies_amendment_regulations_2022.pdf This news item was originally published by...

HITSTOCK FX

FCA GB October 5, 2022 8:28 AM 0

We believe this firm may be providing financial services...

Press release on the reopening of trading in Xior

FSMA BE October 5, 2022 8:21 AM 0

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...

Statement of the Monetary Policy Committee 5 October 2022

CB IS October 5, 2022 8:15 AM 0

The Monetary Policy Committee (MPC) of the Central Bank...

Public Statement 16 of 2022 – PROTONFOREX

BVI FSC VG October 5, 2022 8:11 AM 0

PROTONFOREX The British Virgin Islands Financial Services Commission (the “FSC”)...

CVM accepts Term of Commitment with Hering executive

CVM BR October 5, 2022 8:11 AM 0

This post was translated by Regulatory.News for informational purposes...

CFPB Takes Action Against Choice Money for Remittance Failures

CFPB US October 5, 2022 8:10 AM 0

The Consumer Financial Protection Bureau (CFPB) is taking action...

The FSMA launches 20 projects for the future

FSMA BE October 5, 2022 8:07 AM 0

On the occasion of the annual World Investor Week...

Press release on the suspension of trading in XIOR

FSMA BE October 5, 2022 8:07 AM 0

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...

Investor Education Month: Considerations for ESG Investment Strategies

FCNB CA October 5, 2022 8:07 AM 0

With a surging interest in environmental, social and governance (ESG) investment strategies, New Brunswickers are encouraged to do their due diligence before investing in companies or products labell

The Capital Market Authority approves the capital increase request for Middle East Paper Company through the issuance of bonus shares

CMA SA October 5, 2022 8:05 AM 0

The CMA has issued its resolution approving Middle East...

Release Order – Sham Sunder Gupta [Defaulter] in the matter of IFL Promoters Limited.

SEBI IN October 5, 2022 8:04 AM 0

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Learn About Regulatory.News

REGULATORY.NEWS STATS

320 posts from 50 regulators published in the last week

Press release on the suspension of trading in NBB/BNB

FSMA BE September 21, 2022 8:05 AM 0

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial...

The Capital Market Authority Announces the Approval on the Registration and Offering shares of Molan Steel Company in the Parallel Market

CMA SA September 27, 2022 8:45 AM 0

The Capital Market Authority "CMA" Board has issued its resolution dated 30/02/1444H corresponding to 26/09/2022G approving Molan Steel Company's "the Company" application for the...

The Capital Market Authority Announces the Approval of Amendments to the Rules on the Offer of Securities and Continuing Obligations

CMA SA September 28, 2022 8:05 AM 0

Licensing/Registration/C...
+5Final Laws/Rules/Regulations/Guidelines/Orders/Technical Standards, Issuers, Bonds, IPOs/SPACs /Direct Listings/Private Placements, Debt Instruments

The Capital Market Authority ("CMA") Board issued its Resolution to approve the amendment of the Rules on the Offer of Securities and Continuing Obligations,...

GETECK UK LIMITED

FCA GB September 27, 2022 8:01 AM 0

Scams and Fraud
+2Licensing/Registration/Certification/Authorization/Membership, Unauthorized Firms

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

The Capital Market Authority announces the Approval on the Registration and the Initial Public Offering of Power and Water Utility Company for Jubail and...

CMA SA September 27, 2022 8:02 AM 0

The Capital Market Authority ("CMA") Board has issued its resolution dated 30/02/1444H corresponding to 26/09/2022G approving Power and Water Utility Company for Jubail and...

Sanctions Notice – Global Human Rights | Guernsey Financial Services Commission

GFSC GG July 14, 2020 3:02 PM 0

Economic Sanctions

Please be advised that following the United Kingdom’s issue of the Read more

“Financial Control” directs insurance companies to review asset values and insurance amounts with documents

FRA EG September 27, 2022 8:02 AM 0

Dr. Mohamed Farid, Chairman of the Financial Supervisory Authority: The decision aims to protect the rights of all transacting parties within the insurance system...

Get the latest from Regulatory.News in your inbox!

Latest U.S. News

CFTC US

CFTC Charges Delaware Precious Metals Dealer, Depository, and Their Owner with Ongoing Fraud

October 5, 2022 1:00 PM 0

CFPB US

CFPB Takes Action Against Choice Money for Remittance Failures

October 5, 2022 8:10 AM 0

The Consumer Financial Protection Bureau (CFPB) is taking action against Choice Money Transfer (Choice Money) for multiple violations of the Remittance Transfer Rule and...

FINRA US