Aggregated News From Investment Management Regulators

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation – MFSA

CVM discloses methodology for defining the size of large minimum lots (art. 95, § 1, of CVM Resolution 135)

This post was translated by Regulatory.News for informational purposes...

Truist Investment

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Industry Circular No. 5 of 2022 – Legislative Updates

The BVI Business Companies Act & The BVI Business...

ASIC sues Latitude Finance Australia and Harvey Norman Holdings for allegedly misleading interest free advertising

ASIC has launched legal action against Latitude Finance Australia...

BVI Business Companies (Amendment) Regulations, 2022

Corporate Structures Attachment: si_no_73_of_2022-bvi_business_companies_amendment_regulations_2022.pdf This news item was originally published by...

HITSTOCK FX

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Press release on the reopening of trading in Xior

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...

Statement of the Monetary Policy Committee 5 October 2022

The Monetary Policy Committee (MPC) of the Central Bank...

Public Statement 16 of 2022 – PROTONFOREX

PROTONFOREX The British Virgin Islands Financial Services Commission (the “FSC”)...

CVM accepts Term of Commitment with Hering executive

This post was translated by Regulatory.News for informational purposes...

CFPB Takes Action Against Choice Money for Remittance Failures

The Consumer Financial Protection Bureau (CFPB) is taking action...

The FSMA launches 20 projects for the future

On the occasion of the annual World Investor Week...

Press release on the suspension of trading in XIOR

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...

Investor Education Month: Considerations for ESG Investment Strategies

With a surging interest in environmental, social and governance (ESG) investment strategies, New Brunswickers are encouraged to do their due diligence before investing in companies or products labell

Release Order – Sham Sunder Gupta [Defaulter] in the matter of IFL Promoters Limited.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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Press release on the suspension of trading in NBB/BNB

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial...

The Capital Market Authority Announces the Approval on the Registration and Offering shares of Molan Steel Company in the Parallel Market

The Capital Market Authority "CMA" Board has issued its resolution dated 30/02/1444H corresponding to 26/09/2022G approving Molan Steel Company's "the Company" application for the...

The Capital Market Authority Announces the Approval of Amendments to the Rules on the Offer of Securities and Continuing Obligations

  • Licensing/Registration/C...
  • +5Final Laws/Rules/Regulations/Guidelines/Orders/Technical Standards, Issuers, Bonds, IPOs/SPACs /Direct Listings/Private Placements, Debt Instruments
The Capital Market Authority ("CMA") Board issued its Resolution to approve the amendment of the Rules on the Offer of Securities and Continuing Obligations,...

GETECK UK LIMITED

  • Scams and Fraud
  • +2Licensing/Registration/Certification/Authorization/Membership, Unauthorized Firms
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

The Capital Market Authority announces the Approval on the Registration and the Initial Public Offering of Power and Water Utility Company for Jubail and...

The Capital Market Authority ("CMA") Board has issued its resolution dated 30/02/1444H corresponding to 26/09/2022G approving Power and Water Utility Company for Jubail and...

Sanctions Notice – Global Human Rights | Guernsey Financial Services Commission

Please be advised that following the United Kingdom’s issue of the Read more

“Financial Control” directs insurance companies to review asset values ​​and insurance amounts with documents

Dr. Mohamed Farid, Chairman of the Financial Supervisory Authority: The decision aims to protect the rights of all transacting parties within the insurance system...

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CFPB Takes Action Against Choice Money for Remittance Failures

The Consumer Financial Protection Bureau (CFPB) is taking action against Choice Money Transfer (Choice Money) for multiple violations of the Remittance Transfer Rule and...

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Truist Investment

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HITSTOCK FX

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Crypto FX AI Trades

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