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SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations
Eight celebrities also charged for illegal touting of Sun’s crypto asset securities
The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t
SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934
The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su
SEC.gov | Statement on Electronic Filing
Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.
ASIC suspends AFS licence of Cartesian Corporate Finance Limited
ASIC has suspended the Australian financial services (AFS) licence...
Completion of Recovery Certificate No. 6075 of 2022 issued against Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by...
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:
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Adjudication Order in the matter of Profit Guru -Proprietor, Mr. Satish Shukla
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:
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Settlement Order in respect of Mr. Kunal N. Gandhi and Ms. Nehal N. Gandhi in the matter of Lyka Labs Limited
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:
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FIRSTCRYPTOINVESTMENT
We believe this firm may be providing financial services...
Former director of Reiwa-Capital charged with dishonest conduct
Russell Sandiford, of Rockdale, New South Wales has appeared...
2022 HMDA Data on Mortgage Lending Now Available
The Home Mortgage Disclosure Act (HMDA) Modified Loan Application...
Press release on the reopening of trading in Telenet
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED...
The Capital Market Authority approves the capital increase request for Nayifat Finance Company through the issuance of bonus shares
The CMA has issued its resolution approving Nayifat Finance...
General information: Be aware of the signs of real estate title fraud
With title fraud on the rise across Canada, the New Brunswick Real Estate Association and the Financial and Consumer Services Commission remind real estate agents and licensees to help prevent fraudu
Release Order – Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by Jindal Cotex Limited : Certificate No. ...
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:
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CVM accepts term of commitment with CA Indosuez Wealth (Brazil) and directors
This post was translated by Regulatory.News for informational purposes...
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250 posts from 47 regulators published in the last week
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FINRA Opens a Second Enrollment Period for the Maintaining Qualifications Program
Summary
FINRA has amended Rule 1240.
Federal Reserve announces July launch for the FedNow Service
The Service will Debut with Financial Institutions and the U.S.
SENJ Limited (Seychelles) / Mortgagefree / Natural Justice / Sovereign Reserve
- Scams and Fraud
- +3Licensing/Registration/Certification/Authorization/Membership, Unauthorized Firms, Social Media
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary...
Citigroup Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets Funding Luxembourg
See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link
Former financial services director Mark McCabe charged with eight counts of fraud
Mark Francis McCabe, of Roseville, New South Wales has appeared in the Downing Centre Local Court on further fraud charges.
Mr McCabe was charged with...
Warning regarding the activities of the entities I-GLOBAL MANAGEMENT and VAQUITA FUND
The CSSF warns the public of the activities of the entities named “I-GLOBAL MANAGEMENT” and “VAQUITA FUND” which pretend to be registered and supervised...
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Latest U.S. News
SEC US
SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations
Eight celebrities also charged for illegal touting of Sun’s crypto asset securities
The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t
SEC US
SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934
The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su
SEC US
SEC.gov | Statement on Electronic Filing
Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.
Latest U.K. News
FCA GB
FIRSTCRYPTOINVESTMENT
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
FCA GB
HUGOWAYOPTIONS
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
FCA GB
FUSION24FX
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
