Aggregated News From Investment Management Regulators

2020 Financial Crime Risk Return Reminder | Guernsey Financial Services Commission

Report/Flag

Please complete the required fields.



The Commission wishes to remind all financial services businesses and prescribed businesses (with the exception of personal fiduciary licensees) that the Financial Crime Risk Return (“the Return”) is due for submission by 31 October 2020.

The Return can be found through the Commission’s Online Submissions Portal, located here: https://submit.gfsc.gg/

Further information on the background to the Return, as well as guidance on its completion, can be found in the guidance document available through this link:

Financial Crime Risk Return – A Guide for Firms

Any users encountering difficulties in accessing the Online Submissions Portal or in completing the Return should contact the Commission’s Helpdesk by telephone on 733420 or e-mail [email protected]

Source link

Regulator Information

Recent Articles

SEC Charges 27 Financial Firms for Form CRS Filing and Delivery Failures

The Securities and Exchange Commission today announced that 21 investment advisers and 6 broker-dealers have agreed to settle charges that they failed to timely file and deliver their client or custo

SEC Issues Substituted Compliance Determination for France

The Securities and Exchange Commission today announced the approval of a substituted compliance determination order with respect to security-based swap dealers and major security-based swap participa

BankDeFx LTD

Attention! The FMA warns investors against concluding transactions with: BankDeFx LTD https://bankdefx.com/ [email protected] [email protected] [email protected] [email protected] This provider is not authorised to carry out banking transactions in Austria that require a...

New appointments to the Executive Team

Published on: 23 July 2021 The Authority is pleased to announce 2 new appointments to the Executive Team.

Appointment of two new Board Members

The FSA is pleased to announce the appointment of two new members to the Board – Lucy McClements and Jo Hill. Lucy and Jo’s bios can be found at: https://www.iomfsa.

Get the latest from Regulatory.News in your inbox!

×