Aggregated News From Investment Management Regulators

Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information

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Regulator Information

Regulator Name: Securities and Exchange Commission
Abbreviation: SEC
Jurisdiction: United States
Website: http://www.sec.gov/
Email: [email protected]
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Recent Articles

Ernesto A. Lanza Named Acting Director of SEC Office of Municipal Securities

SEC US 0
Washington, D.C., Dec. 3, 2021 — The Securities and Exchange Commission today announced that Ernesto A. Lanza will serve as Acting Director of the Office of Municipal Securities (OMS). Mr.
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Tender regarding the ‘Provision of services of two Office Admins/Telephone Operators

CySEC CY 0
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to announce that it has issued the public Tender No. 19/2021 for the ‘Provision of services...
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Nexus IFA (Clone of FCA Authorised Firm)

FCA GB 0
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...
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Blanket Order 52-503 – Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

FCNB CA 0
Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper
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Deutsche Wallet (Clone of FCA Authorised Firm)

FCA GB 0
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...
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