Aggregated News From Investment Management Regulators

Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets

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Regulator Information

Abbreviation: SEC
Jurisdiction: United States

Recent Articles

SEC Charges Two Canadian Software Engineers with Insider Trading

Washington D.C., Sept. 30, 2022 — The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

Yesterday, the President of the Republic put forward the name of Marie-Anne Barbat-Layani to chair the AMF.

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