Aggregated News From Investment Management Regulators

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Warning regarding the activities of an entity named Pinecone Tokenised Fund

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Pinecone Tokenised Fund which pretends to be registered as alternative investment fund in Luxembourg. The CSSF informs the public that this entity is unknown to it and that it is not registered...

Deferred tax assets require recognition test

Insurers have to take account of deferred taxes when they prepare their Solvency II balance sheet.

Remittance Advice- B G Freight Shoppe India P Ltd. in the matter of Ram Minerals and Chemicals Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Attachment Order for Recovery Certificate No. 3828 of 2021 against Rakesh Ramsingh Saini

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Attachment Order for Recovery Certificate No. 3827 of 2021 against Santoshkumar Satyanarayan Podar

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Attachment Order for Recovery Certificate No. 3829 of 2021 against Subhash D Bhatiwada

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Remittance Advice- Pradeep in the matter of Ram Minerals and Chemicals Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Bernd Franz Frohler

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the...

InfinityCapitalG Ltd

Attention! The FMA warns investors against concluding transactions with: InfinityCapitalG Ltd Web: www.infinitycapitalg.com (Link to external page. Opens in new window.) E-Mail: [email protected] [email protected] This provider is not authorised to carry out banking transactions in Austria that require a licence. The provider is therefore neither permitted to trade on a commercial basis on its own account or...

New guidelines regarding consumer credit assessments

Many consumer credit assessments need to improve to fulfil the requirements of the Consumer Credit Act. Finansinspektionen (FI) is therefore now clarifying what information lenders should gather for a credit assessment and how this information should be used. The new general guidelines will go into effect on 1 November...

Jill Britton steers JFSC as Interim Director General

Jill Britton has been appointed as our Interim Director General. She replaces Martin Moloney who is the new Secretary General of IOSCO.

SS Trustees (Clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us....

AstroFXC Limited

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the...

Surrender of Recognition Certificate for Citco Fund Services (Malta) Limited

This notice is to make the general public aware that t

Surrender of Licences of ARIA SICAV plc

This notice is to make the general public aware that A

Surrender of Licence by CTH SICAV plc

This notice is to make the general public aware that C

Surrender of Licence by Hollingsworth International Financial Services Limited

This notice is to make the general public aware that,

Communiqué No. 91 Capitalization Index of Brokerage Houses at the end of June 2021

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The National Banking and Securities Commission (CNBV) publishes the Capitalization Index (ICAP) of the Brokerage Houses at the end of June...

FSA publishes Weekly Review No.456

September 16, 2020 What’s New on the FSA Website Week of September 3, 2021 – Sepbember 9, 2021 This page contains the latest in events, developments, and updates to the FSA website.

FINMA recommends portfolio managers and trustees submit licence applications in good time

Half way through the three-year transition period, only 180 out of around 2,400 portfolio managers and trustees affected have so far submitted a licence application to the Swiss Financial Market Supe

FCA and TPR outline a framework for value for money in defined contribution pension schemes

The FCA and The Pensions Regulator (TPR) have published a joint discussion paper on developing a common framework for measuring value for money (VFM) in defined contribution (DC) pension schemes. The aim of the two regulators is to drive a long-term focus on VFM across the pensions sector DC savers can...

”CySEC will continue to act as a protective shield for investors” – new Chair Dr.George Theocharides

See a PDF of the news item published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link
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