See the Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link
Regulator Information
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Recent Articles
Bright Loans UK Ltd (Clone of FCA Authorised Firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...
Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)
Financial Industry Regulatory Authority, Inc.
Revision of Recommendation 25 – White Paper for Public Consultation
The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....
ASIC warns super trustees to be transparent in their underperformance communications to members
- Transparency and Disclos...
- Retirement
- +1Trustees and Other Fiduciaries
ASIC today released the findings from its review of superannuation trustees’ communications with their members following the first annual performance test for MySuper products.
The...
