This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link
Adjudication Order in respect of Pratik S Patel in the matter of Steel Exchange India Limited
Regulator Information
Regulator Name: Securities and Exchange Board of India
Abbreviation: SEBI
Jurisdiction: India
Website: https://www.sebi.gov.in/
Email: [email protected]
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Mr William Stephen Cairns (date of Birth 15 January 1949) of Key West, Doyle Road, St Peter Port Guernsey GY1 1RG — GFSC
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 July
Mr Du Preez Gert Vermeulen (Date of Birth 5 August 1987) of Doyle Court, Doyle Road, St Peter Port Guernsey GY1 1RD
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 Mar
Publication of a Notice of the fact of a Prohibition Order and a Discretionary Financial Penalty — GFSC
On 2 February 2023, the Commission imposed discretionary financial penalties as follows:
Mr William Stephen Cairns (“Mr Cairns”) a financial penalty of £133,000; and
Mr Du Preez Gert Vermeulen (“M
