Aggregated News From Investment Management Regulators

Amber Business Limited

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Notice is hereby given that Amber Business Limited, which was licensed under Section 7 of the Financial Services Act 2008, has surrendered its licence with effect from 26 June 2020.

Regulator Information

Abbreviation: IOMFSA
Jurisdiction: Isle of Man

Recent Articles

Technical Reporting Instructions – CSDR Article 9 – Internalised Settlement Reporting

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

EBA Peer Review finds credit valuation adjustment risk is overall supervised sufficiently and recommends some follow-up measures to further strengthen supervision

The European Banking Authority (EBA) published today its Peer Review on excluding transactions with non-financial counterparties established in a third country from credit valuation adjustment (CVA)

Adjudication Order in respect of Expertise Vintrade Private Limited in the matter of Illiquid Stock Options at BSE.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of four entities the matter of Bull Research Investment Advisors Private Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Hiralal Shaw in the matter of trading in Illiquid Stock Options at BSE

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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