Aggregated News From Investment Management Regulators

Announcement: FMA imposes sanction against Amundi Austria GmbH for a breach of notification obligations towards the FMA

FMA AT

Report/Flag

Please complete the required fields.



The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 2,800.00 by means of a penal order against Amundi Austria GmbH as a legal person for a breach of notification obligations towards the FMA pursuant to Article 151 no. 3a of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) in relation to a change in personnel of a member of the supervisory board.

The penal order is final.

This news item was originally published by the Financial Market Authority (FMA AT). For more information, please see the Source Link.

Return Home

Regulator Information

Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Website: https://www.fma.gv.at/en/
Email: [email protected]
More Information

Recent Articles

As many as 40 percent of persons facing retirement plan to continue working even after they retire

HANFA HR 0
Published on 15 March 2023.
Read more

New SRO Compliance Priorities Report for 2022/2023: Helping Firms with Compliance

IIROC CA 0
Executive Summary We are pleased to present our annual Compliance Priorities Report: Helping Firms with Compliance for 2022/2023. This year’s report outlines our hybrid return to the office...
Read more

SWISS FX INVESTMENTS

FCA GB 0
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
Read more

Communiqué No. 02 Multiple Banking Capitalization Index of December 2022

CNBV MX 0
This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...
Read more

FIN-FSA’s Annual Report 2022: State of the financial sector remained solid, but global events caused turmoil in the operating environment

FIN-FSA FI 0
The state of the financial sector remained good in 2022; however, Russia’s invasion of Ukraine increased risks to both economic development and cyber security. “Risks...
Read more

Get the latest from Regulatory.News in your inbox!

×

© Copyright 2023- Regulatory.News