Aggregated News From Investment Management Regulators

Announcement: FMA imposes sanction against LLB Invest Kapitalanlagegesellschaft m.b.H. for breach against investment provisions

Report/Flag

Please complete the required fields.



The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 1,600.00 (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG)) against LLB Invest Kapitalanlagegesellschaft m.b.H. for a breach of the investment provisions in Article 71 para. 2 no. 2 of the Investment Funds Act of 2011 (InvFG 2011) in relation to a jointly owned fund.

Source link

Regulator Information

Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria

Recent Articles

SEC Charges TradeZero America and Co-Founder with Deceiving Customers about Meme Stock Trading Halts

The Securities and Exchange Commission today charged broker-dealer TradeZero America Inc.

Richard R. Best Named Director of Division of Examinations

The Securities and Exchange Commission today announced the appointment of Richard R. Best as Director of the Division of Examinations, effective immediately.

Pension Drawdown Advisory Centre

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Publication of financial reports: Federal Office of Justice imposes disciplinary fine on SLEEPZ AG

On 29 March 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on SLEEPZ AG.

24*7 Cash Line Finance / 247 Cashline Finance / 247 Cashline Loan (Clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Get the latest from Regulatory.News in your inbox!

×