Aggregated News From Investment Management Regulators

Announcement: FMA imposes sanction against the person responsible at ARNEZEDER GmbH & Co KG at the time of the offence being committed for a public offering without publishing a prospectus

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The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 4,000.00 against the responsible person at ARNEZEDER GmbH & Co KG at the time of the breach occurring for a public offering of a certificate without a prospectus drawn up and approved in accordance with the provisions of the Capital Market Act (KMG) as well as a breach of the obligation to notify the New-Issue Calendar by way of penal order (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz)). The penal order is final.

This news item was originally published by the Financial Market Authority (FMA AT). For more information, please see the Source Link.

Regulator Information

Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria

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