Aggregated News From Investment Management Regulators

Announcement: FMA imposes sanction for delayed notification of proprietary trading

Report/Flag

Please complete the required fields.



The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 1,500.00 (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b FMABG) against a member of the supervisory board of an issuer for a breach of the Market Abuse Regulation (MAR, Regulation (EU) 596/2014) for delayed notification of proprietary trading. The penal order is final.

Source link

Regulator Information

Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria

Recent Articles

Directive for the beneficial ownership register of express trusts and similar legal arrangements

See the Press Release published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

RichmondSuper

Attention! The FMA warns investors against concluding transactions with: RichmondSuper https://www.richmondsuper.com (Link to external page. Opens in new window.) [email protected] [email protected] [email protected]s.com [email protected] [email protected] (Link to external page. Opens in new window.) This provider...

Hardson Becker Global

Attention! The FMA warns investors against concluding transactions with: Hardson Becker Global with its registered address apparently in Hangzhou, China www.hardson.com This provider is not authorised to carry...

“Let’s talk about money” – money laundering: how illegal assets are given a legal appearance

In the latest edition of its consumer information series, “Let’s talk about money” the Austrian Financial Market Authority (FMA) explains about the term money...

Chair Powell will host town hall with educators August 2, 2021 at 4 p.m. EDT

Please enable JavaScript if it is disabled in your browser or access the information through the links provided below.

Get the latest from Regulatory.News in your inbox!

×