Aggregated News From Investment Management Regulators

ASIC enforcement update July to December

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ASIC has today released its enforcement update report for the period 1 July 2019 to 31 December 2019.

A copy of the report – outlining key actions taken over the past six months to enforce the law and support our enforcement objectives – can be found here.

The report covers ongoing areas of focus, including a foreword from ASIC Deputy Chair Daniel Crennan QC discussing ASIC’s Enforcement strategy and priorities for 2019 to 2021.

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia

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