Aggregated News From Investment Management Regulators

Argentina

Dialogue on inclusion and financial education

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The director of the National Securities Commission (CNV), Mónica Erpen, participated today in the cycle of talks on inclusion and financial education, organized by the Friedrich Ebert Foundation and the Banco de la Nación, where the difficulty of accessing the financing of actors in the informal economy. In the closed meeting, with the presence of academics and government officials, the focus was on the obstacles to providing answers to the four million...

Work agenda in the framework of the development of the National Strategy for Financial Inclusion

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The CNV Board of Directors gave the green light to the action plan aimed at extending financial education on a federal basis Within the framework of the Financial Inclusion Coordination Council (CCIF), the National Securities Commission participates in activities and projects designed to promote education and comprehensive financial inclusion that improve the living conditions of the population. The Board of Directors recently approved the work plan prepared by the Investor Protection and Financial...

The CNV at the II World Summit on Circular Economy held in Córdoba

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The director Matías Isasa spoke about social bonds and the accompaniment of the National Securities Commission (CNV) to the private sector in the productive processes through the capital market, during the international meeting that brought together some 35 thousand people. Isasa participated in the panel on Public and private financing to design a sustainable future, together with representatives of ByMA, the Buenos Aires Stock Exchange, Capital Balanz and The Global Steering Group...

The first summary opened in the CNV under the abbreviated procedure culminated

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The National Securities Commission (CNV) reported today the conclusion of the first open summary through the modality of the abbreviated procedure, dictated based on the admission and recognition of facts, infractions and responsibilities of the summaries. The procedure, initiated on March 16, involves non-compliance by the company Instituto Rosenbuch Sociedad Anónima de Biología Experimental Agropecuaria. Specifically, it is about delays in the presentation of financial statements, both annual and quarterly, regarding maturities that...

The CNV seeks to stimulate mining investment in the largest convention of the sector in Canada

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The president of the National Securities Commission, Adrián Cosentino, participated today in a series of activities related to the capital market and mining, within the framework of the World Mining and Mining Exploration Convention organized by the Prospectors and Developers Association (PDAC) in the city of Toronto, Canada, between June 13 and 15. Cosentino, accompanied by the head of the Federal Investment Council (CFI), Ignacio Lamothe, met with authorities from the Ontario...

The CNV participates in the discussion of the OECD Corporate Governance Principles

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. Matías Isasa, director of the National Securities Commission (CNV), participated in the meetings of the Corporate Governance Committee of the Organization for Economic Cooperation and Development (OECD), held in Paris. The main objective of the event, held on June 7 and 8, was the discussion of the reform to be carried out of the Corporate Governance Principles of the OECD and the G20 regarding sustainability and resilience. The meetings resulted in a fruitful...

Unpublished agreement of the CNV for the training of secondary school teachers in Financial Education

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The National Securities Commission, the National Ministry of Education, the National Directorate of Financial Inclusion and Social Financing of the Ministry of Economy and the Central Bank of the Argentine Republic (BCRA) agreed to dictate, for the first time and through a virtual platform , finance content in a course aimed at teachers from all over the country. The training sessions on "Financial Education for Decision-Making and the Full Exercise of Citizenship"...

Federalization Plan: the CNV received the Governor of Entre Ríos

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. An agenda tailored to that province, with axes in the promotion of capital market tools, the financing of SMEs and coordination to prevent financial scams, was formalized today between the president of the National Securities Commission (CNV), Adrián Cosentino, and Governor Gustavo Bordet. The meeting, which was held at the agency's headquarters, was also attended by the vice president of the CNV, Sebastián Negri, and the Secretary of Finance from Entre Ríos,...

Cedears: the CNV adds instruments to open the capital market

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The National Securities Commission (CNV) authorized the issuance of 12 Argentine Deposit Certificates (CEDEARs) operated by Banco Comafi, in addition to another 250 papers available in the Argentine capital market. he initiative represents another advance in the work of the CNV to "offer new options to investors, especially minority investors, and generate more transactional volume in the local market," said the organization's president, Adrián Cosentino. Specifically, these are 3 CEDEARs with underlying ADRs...

Agenda in La Rioja with two priorities: avoid pyramid schemes and promote emissions in renewable energies

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The vice president of the National Securities Commission (CNV), Sebastián Negri, and the director Matías Isasa held a series of meetings in La Rioja with the governor of the province, Ricardo Quintela, the Minister of Treasury and Public Finance, Jorge Antonio Quintero, and authorities from Banco Rioja and the Guarantee Fund of La Rioja (FOGAPLaR). The visit took place within the framework of the federalization plan launched by the CNV with the...

Towards the consolidation of a Bond market with a Social Impact: New issuance with a gender perspective and the anticipation of a new simplified...

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. As part of the work that is being carried out within the framework of the CNV-UNDP Laboratory, the director of the National Securities Commission, Mónica Erpen, anticipated that the creation of a new Simplified and Guaranteed Special Regime is being analyzed to promote bond issuances with social impact. The working table, which includes participants from the public and private sectors, has been interacting for a year and a half to support this...

The CNV launched two initiatives to deepen access to the capital market for SMEs and knowledge companies

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here. The National Securities Commission (CNV) approved two regulations referring to knowledge technology companies and platforms involved in financing SMEs, in order to encourage more companies to finance themselves in an increasingly transparent and participatory capital market. For both initiatives, a public consultation is summoned to all the members of the market, in order for them to give their opinion and contribute to improve both regulations, a policy in which the organism has...

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Abbreviation: BCSC
Jurisdiction: Canada
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Abbreviation: CSA
Jurisdiction: Canada
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Abbreviation: CBR
Jurisdiction: Russian Federation
Abbreviation: CSRC
Jurisdiction: China
Abbreviation: CSSF
Jurisdiction: Luxembourg
Abbreviation: CFTC
Jurisdiction: USA
Abbreviation: CFPB
Jurisdiction: United States
Abbreviation: HANFA
Jurisdiction: Croatia
Abbreviation: CySEC
Jurisdiction: Cyprus
Abbreviation: DFSA
Jurisdiction: Denmark
Abbreviation: AFM
Jurisdiction: Netherlands
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Abbreviation: ESMA
Jurisdiction: ESMA
Abbreviation: FDIC
Jurisdiction: United States
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Abbreviation: FRA
Jurisdiction: Egypt
Abbreviation: FCNB
Jurisdiction: Canada
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Abbreviation: FinCEN
Jurisdiction: United States
Abbreviation: FINRA
Jurisdiction: United States
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: Canada
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: SFC
Jurisdiction: Colombia
Abbreviation: FIN-FSA
Jurisdiction: Finland
Abbreviation: FME IS
Jurisdiction: Iceland
Abbreviation: FSA
Jurisdiction: Norway
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Abbreviation: JFSC
Jurisdiction: Jersey
Abbreviation: MFSA
Jurisdiction: Malta
Abbreviation: MSC
Jurisdiction: Canada
Abbreviation: MAS
Jurisdiction: Singapore
Abbreviation: NFA
Jurisdiction: United States
Abbreviation: CNV
Jurisdiction: Argentina
Abbreviation: OFAC
Jurisdiction: United States
Abbreviation: OCC
Jurisdiction: United States
Abbreviation: OSC
Jurisdiction: Canada
Abbreviation: CMVM
Jurisdiction: Portugal
Abbreviation: SEBI
Jurisdiction: India
Abbreviation: FSA
Jurisdiction: Japan
Abbreviation: SEC
Jurisdiction: United States
Abbreviation: SEC NG
Jurisdiction: Nigeria
Abbreviation: SEC TH
Jurisdiction: Thailand
Abbreviation: CVM
Jurisdiction: Brazil
Abbreviation: SFC
Jurisdiction: Hong Kong
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Abbreviation: FI
Jurisdiction: Sweden
Abbreviation: FINMA
Jurisdiction: Switzerland
Abbreviation: UST
Jurisdiction: United States

Recent Articles

Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)

Financial Industry Regulatory Authority, Inc.

Revision of Recommendation 25 – White Paper for Public Consultation

The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....

ASIC warns super trustees to be transparent in their underperformance communications to members

ASIC today released the findings from its review of superannuation trustees’ communications with their members following the first annual performance test for MySuper products. The...

EBA replies to European  Commission’s call for advice on the Mortgage Credit Directive review

The European Banking Authority (EBA) published today an Opinion and Report in response to the European Commission’s Call for Advice (CfA) on the review of the Mortgage Credit Directive (MCD) .

Get the latest from Regulatory.News in your inbox!

×