Aggregated News From Investment Management Regulators

FCNB CA

Canadian securities regulators issue warning about fraudulent investment solicitations involving crypto assets

Montréal – The Canadian Securities Administrators (CSA) warns the public about investment schemes involving fraudulent websites that solicit investments in foreign exchange (often referred to as “for

Career Opportunity: Legal Counsel – Enforcement

Your career at FCNB is enriched with daily opportunities to learn, innovate, and grow professionally in a supportive, stimulating, and flexible workplace.

The Unclaimed Property Act received proclamation on January 1

Reuniting New Brunswickers with their unclaimed property is one step closer with the provincial government’s proclamation on January 1 of the Unclaimed Property Act.

New program launched to reunite New Brunswickers with misplaced money

Reuniting New Brunswickers with their unclaimed property is one step closer with the provincial government’s proclamation on January 1 of the Unclaimed Property Act.

Bulletin – Publication of proposed Financial and Consumer Services Commission Rule INS-002 Insurance Fees

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Coming into force of Local Rule 81-510 Self-dealing

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

CSA Staff Notice 11-344 – Notice of Local Amendments in Certain Jurisdictions

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Blanket Order 52-503 – Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Crypto investment scams targeting N.B. residents through social media and dating sites

The Financial and Consumer Services Commission (FCNB) is warning New Brunswickers of fraudsters who are using social media and dating websites to lure people into crypto-asset investment scams.

FCNB launches innovative campaign targeting Millennial, DIY investors

The Financial and Consumer Services Commission of New Brunswick (FCNB) has launched The Right Recipe, a new investor education campaign targeting Millennial and do-it-yourself investors with resource

Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework

Vancouver and Toronto – Work is progressing on the creation of a new self-regulatory organization (SRO) for the investment industry and a new investor protection fund (IPF).

Regulator Information

Abbreviation: FCNB
Jurisdiction: Canada

Recent Articles

CRYPTO PORTION

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CAPITAL CRYPTO TRADE

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

FX CRYPTO MAVENS

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CVM warns of irregular performance by Raw Trading LTD, International Capital Markets Pty, IC Markets (EU) Ltd. and IC Markets Ltd. as securities brokers

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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