Aggregated News From Investment Management Regulators

FCNB CA

Caution: Jukebox Capital Inc.

The Financial and Consumer Services Commission (FCNB) is warning New Brunswick investors that the following company is not registered to deal or advise in securities in New Brunswick: Name: Jukebox C

Notice: Direct seller has licence revoked

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Canadian securities regulators to review use of chargebacks by securities registrants

Toronto and Montreal – The Canadian Securities Administrators (CSA) is launching a review of the use of chargebacks in the mutual fund industry.

CSA Staff Notice 45-330 – Frequently Asked Questions about the Listed Issuer Financing

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Coming into force of Rule CU-001 General

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Coming into force of Local Rule CO-002 Procedure for Distribution of Disgorged Funds

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Caution: MyProfitLive

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

Caution: Crypto asset trading platforms

The Financial and Consumer Services Commission (FCNB) is warning New Brunswick investors that the following companies are not registered to deal or advise in securities in New Brunswick: Name: BitCor

Caution: BitCore

The Financial and Consumer Services Commission (FCNB) is warning New Brunswick investors that the following company is not registered to deal or advise in securities in New Brunswick: Name: BitCore D

Regulator Information

Abbreviation: FCNB
Jurisdiction: Canada

Recent Articles

“We’ve Seen This Story Before” Remarks before the Piper Sandler Global Exchange & Fintech Conference

Washington D.C. Thank you, Rich, for that kind introduction.

OCC Hosts Risk Governance and Capital Markets Workshops in Denver

  • +1Bank Management, Banker Education, Board of Directors & Management, Community Banks, Operational Risk Management
WASHINGTON—The Office of the Comptroller of the Curren

SEC, NASAA, FINRA to Co-Host Webinar on Identifying and Reporting Suspected Senior Financial Exploitation

Regulators to Discuss Protecting Seniors During World Elder Abuse Awareness Day WASHINGTON—The Securities and Exchange Commission (SEC), the North American Securities Administrators Association (NASA

Financial sector’s capital position as at 31 March 2023: The Finnish financial sector’s capital position has remained good – risks in the operating environment...

The state of the Finnish financial sector has remained good in the early months of the year, despite the continued high level of risks...

Notification For The 2023 Capital Market Committee 2nd Webinar Meeting

The Director General has approved the 2023 Capital Market Committee (CMC) 2nd Webinar Meeting to hold on Wednesday, 23rd, August 2023. The usual interface with...

Get the latest from Regulatory.News in your inbox!

×