Aggregated News From Investment Management Regulators

OSC CA

Volume 46, Issue 12

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CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)

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CSA Notice of Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

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Canadian securities regulators publish detailed data for eighth annual review of representation of women on boards in Canada

Toronto – The securities regulatory authorities in Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan today published the

Canadian securities regulators announce rules to support new SEDAR+ filing system

Vancouver and Toronto – The Canadian Securities Administrators (CSA) today published advance notice of adoption of rules requiring market participants to use a new national filing and information sys

Canadian securities regulators warn public about unregistered trading platform Nova Tech Ltd

Toronto – The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website www.novatechfx.

Volume 46, Issue 11

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Canadian securities regulators remind capital market participants of upcoming deadline as they prepare to transition to SEDAR+

Toronto – The Canadian Securities Administrators (CSA) is launching SEDAR+ on June 13, 2023.

Volume 46, Issue 10

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Volume 46, Issue 9

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Ontario Securities Commission Companion Policy 13-502CP Fees

Table of Contents PART 1 PURPOSE OF COMPANION POLICY 1. Purpose of Companion Policy PART 2 PURPOSE AND GENERAL APPROACH OF THE RULE 2.

Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees

Table of Contents PART 1 DEFINITION 1. Definitions PART 2 PARTICIPATION FEES 2. Application 3. Participation fee 4. Certification 5.

Regulator Information

Abbreviation: OSC
Jurisdiction: Canada
Email: [email protected]

Recent Articles

SFDR data collection exercise applicable to investment fund managers (IFMs) and institutions for occupational retirement provision (IORPs) on precontractual disclosures in relation to Regulation...

1. Context This communiqué follows up on the CSSF communiqué published on 27 July 2022 announcing the intention of the CSSF to launch a data collection exercise related...

Trends, Risks and Vulnerabilities (TRV) Report, No. 1, 2023

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

Release Order issued in RC No. 6238 of 2023 drawn against Gopal D Mudavat (PAN: BNJPM0036K), Megha Mahesh Khandelwal (PAN: AACPK8139Q) and Mahesh Omprakash...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Intimation of completion of RC No. 6238 of 2023 drawn against Gopal D Mudavat (PAN: BNJPM0036K), Megha Mahesh Khandelwal (PAN: AACPK8139Q) and Mahesh Omprakash...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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