Aggregated News From Investment Management Regulators

Cayman Islands

CIMA Defends Decision to Impose AML Obligations on Maples Group

The Cayman Islands Monetary Authority (the “Authority”) has noted with disappointment and extreme concern the fact that the Maples Group has thought it fit to issue the recent press release regarding their judicial review of the Authority’s interpretation and application of certain provisions ...

Investor Alert – Trade Plus Pro and Trade Online Profit

See the Press Release here: Source Link

Top Promotions at CIMA

The Cayman Islands Monetary Authority (“CIMA” or “the Authority”) is proud to announce the recent senior management promotions of Ms. Suzanne Sadlier, Mrs. Angelina Partridge, Mr. Yoshneck Mutomba, Mrs. Prabha Namburi, and Ms. Kara Ebanks, effective 1 March 2021.

Premier Assurance Group SPC Ltd. – In Official Liquidation

See the Notice here: Source Link

Fund Annual Return (“FAR”) filings for Private Funds

See the Notice here: Source Link

Beware of Forged Notes in Circulation

The Cayman Islands Monetary Authority (CIMA) has been made aware by the Financial Crime Investigation Unit (FCIU) of the Royal Cayman Islands Police Service that they are in receipt of forged KYD notes, which were collected during the period 19-25 March.

New Head of Securities Supervision Division Appointed

With more than 20 years of experience in financial regulation and multi-jurisdictional regulatory compliance, Mr. Heeraman Jowaheer joined the Cayman Islands Monetary Authority (“CIMA” or “the Authority”) on 7 December 2020 as Head of the Securities Supervision Division.

CIMA Early Office Closure

See the Notice here: Source Link

Termination of Mutual Funds on or prior to 31 December 2020.

See the Notice here: Source Link

Termination of Mutual Funds on or prior to 31 December 2020

See the Notice here: Source Link

Regulator Information

Abbreviation: CIMA
Jurisdiction: Cayman Islands

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