Aggregated News From Investment Management Regulators

Cayman Islands

Three New Promotions At CIMA

The Cayman Islands Monetary Authority (“CIMA” or “the Authority”) is delighted to announce the recent promotions of Mrs. Stephanie Azan, Mr. Paul Onsakia, and Mrs. Stephanie Adolphus.

CIMA Celebrates World Sea Turtle Day

In honour of World Sea Turtle Day, and as part of its 25th Anniversary celebrations, the Cayman Islands Monetary Authority (“CIMA”) proudly sponsored the release of a green sea turtle named “Schooner”.

More Top Promotions at CIMA

The Cayman Islands Monetary Authority (“CIMA”) is pleased to announce the recent promotions of Mrs. Angelina Partridge, Ms. Helen Spiegel, and Ms. Tina Harris.

CIMA Early Office Closure

The Cayman Islands Monetary Authority will close on Friday, 6 May 2022 at 11:30 am to facilitate a staff meeting. We will resume normal business hours on Monday, 9 May 2022. See PDF here: Source Link

VASP FAQs Update

See the Notice here: Source Link

CIMA Appoints New Deputy Head of the Anti-Money Laundering Division

Mrs. Megan Powell was promoted to Deputy Head of the Anti-Money Laundering Division on 1 April 2022, having served as the division’s Chief Analyst since November 2019.

Easter Holiday Office Hours

In observance of the Easter public holidays, the Cayman Islands Monetary Authority offices will be closed on Good Friday, 15 April 2022 and Easter Monday, 18 April 2022. We will resume normal business hours on Tuesday, 19 April 2022. See PDF here: Source Link

New Deputy Head of Investments Supervision Division Appointed

The Cayman Islands Monetary Authority (“CIMA”) is pleased to announce the promotion of Mrs. Gaone Dube from Chief Analyst to Deputy Head Investments Supervision Division, effective 1 January 2022.

Reminder – Travel Rule Requirements for Virtual Asset Service Providers

See the Notice here: Source Link

Targeted Financial Sanctions – Russia and Belarus

See the Notice here: Source Link

Targeted Financial Sanctions – Russia/Ukraine Regime

See the Notice here: Source Link

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Abbreviation: BCSC
Jurisdiction: Canada
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Abbreviation: CSA
Jurisdiction: Canada
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Abbreviation: CBR
Jurisdiction: Russian Federation
Abbreviation: CSRC
Jurisdiction: China
Abbreviation: CSSF
Jurisdiction: Luxembourg
Abbreviation: CFTC
Jurisdiction: USA
Abbreviation: CFPB
Jurisdiction: United States
Abbreviation: HANFA
Jurisdiction: Croatia
Abbreviation: CySEC
Jurisdiction: Cyprus
Abbreviation: DFSA
Jurisdiction: Denmark
Abbreviation: AFM
Jurisdiction: Netherlands
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Abbreviation: ESMA
Jurisdiction: ESMA
Abbreviation: FDIC
Jurisdiction: United States
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Abbreviation: FRA
Jurisdiction: Egypt
Abbreviation: FCNB
Jurisdiction: Canada
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Abbreviation: FinCEN
Jurisdiction: United States
Abbreviation: FINRA
Jurisdiction: United States
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: Canada
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Email: [email protected]vt.nz
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: SFC
Jurisdiction: Colombia
Abbreviation: FIN-FSA
Jurisdiction: Finland
Abbreviation: FME IS
Jurisdiction: Iceland
Abbreviation: FSA
Jurisdiction: Norway
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Abbreviation: JFSC
Jurisdiction: Jersey
Abbreviation: MFSA
Jurisdiction: Malta
Abbreviation: MSC
Jurisdiction: Canada
Abbreviation: MAS
Jurisdiction: Singapore
Abbreviation: NFA
Jurisdiction: United States
Abbreviation: CNV
Jurisdiction: Argentina
Abbreviation: OFAC
Jurisdiction: United States
Abbreviation: OCC
Jurisdiction: United States
Abbreviation: OSC
Jurisdiction: Canada
Abbreviation: CMVM
Jurisdiction: Portugal
Abbreviation: SEBI
Jurisdiction: India
Abbreviation: FSA
Jurisdiction: Japan
Abbreviation: SEC
Jurisdiction: United States
Abbreviation: SEC NG
Jurisdiction: Nigeria
Abbreviation: SEC TH
Jurisdiction: Thailand
Abbreviation: CVM
Jurisdiction: Brazil
Abbreviation: SFC
Jurisdiction: Hong Kong
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Abbreviation: FI
Jurisdiction: Sweden
Abbreviation: FINMA
Jurisdiction: Switzerland
Abbreviation: UST
Jurisdiction: United States

Recent Articles

Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)

Financial Industry Regulatory Authority, Inc.

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EBA replies to European  Commission’s call for advice on the Mortgage Credit Directive review

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