Cayman Islands
CIMA KY
Three New Promotions At CIMA
The Cayman Islands Monetary Authority (“CIMA” or “the Authority”) is delighted to announce the recent promotions of Mrs. Stephanie Azan, Mr. Paul Onsakia, and Mrs. Stephanie Adolphus.
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CIMA Celebrates World Sea Turtle Day
In honour of World Sea Turtle Day, and as part of its 25th Anniversary celebrations, the Cayman Islands Monetary Authority (“CIMA”) proudly sponsored the release of a green sea turtle named “Schooner”.
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More Top Promotions at CIMA
The Cayman Islands Monetary Authority (“CIMA”) is pleased to announce the recent promotions of Mrs. Angelina Partridge, Ms. Helen Spiegel, and Ms. Tina Harris.
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CIMA Early Office Closure
The Cayman Islands Monetary Authority will close on Friday, 6 May 2022 at 11:30 am to facilitate a staff meeting. We will resume normal business hours on Monday, 9 May 2022.
See PDF here: Source Link
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CIMA Appoints New Deputy Head of the Anti-Money Laundering Division
Mrs. Megan Powell was promoted to Deputy Head of the Anti-Money Laundering Division on 1 April 2022, having served as the division’s Chief Analyst since November 2019.
CIMA KY
Easter Holiday Office Hours
In observance of the Easter public holidays, the Cayman Islands Monetary Authority offices will be closed on Good Friday, 15 April 2022 and Easter Monday, 18 April 2022. We will resume normal business hours on Tuesday, 19 April 2022.
See PDF here: Source Link
CIMA KY
New Deputy Head of Investments Supervision Division Appointed
The Cayman Islands Monetary Authority (“CIMA”) is pleased to announce the promotion of Mrs. Gaone Dube from Chief Analyst to Deputy Head Investments Supervision Division, effective 1 January 2022.
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Reminder – Travel Rule Requirements for Virtual Asset Service Providers
See the Notice here: Source Link
CIMA KY
Updates to the ‘Regulatory Policy – Exemption from Audit Requirement for a Private Fund’
See the Notice here: Source Link
Regulator Information
Regulator Name: Australian Securities and Investments Commission
Abbreviation: ASIC
Jurisdiction: Australia
Website: https://asic.gov.au/
Regulator Name: British Columbia Securities Commission
Abbreviation: BCSC
Jurisdiction: Canada
Website: https://www.bcsc.bc.ca/
Email: [email protected]
Regulator Name: British Virgin Islands Financial Services Commission
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Website: https://www.bvifsc.vg/
Email: [email protected]
Regulator Name: Canadian Securities Administrators
Abbreviation: CSA
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Email: [email protected]
Regulator Name: Cayman Islands Monetary Authority
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Website: https://www.cima.ky/
Email: [email protected]
Regulator Name: Central Bank and Financial Services Authority of Ireland
Abbreviation: CBI
Jurisdiction: Ireland
Website: https://www.centralbank.ie/
Email: [email protected]
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Email: [email protected]
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Website: https://www.cb.is/
Email: [email protected]
Regulator Name: Central Bank of the Russian Federation (Bank of Russia)
Abbreviation: CBR
Jurisdiction: Russian Federation
Website: https://www.cbr.ru/eng/
Email: [email protected]
Regulator Name: China Securities Regulatory Commission
Abbreviation: CSRC
Jurisdiction: China
Website: http://www.csrc.gov.cn/pub/csrc_en/
Email: [email protected]
Regulator Name: Comisión Nacional del Mercado de Valores
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Regulator Name: Commission de Surveillance du Secteur Financier
Abbreviation: CSSF
Jurisdiction: Luxembourg
Website: https://www.cssf.lu/en/
Email: [email protected]
Regulator Name: Commodity Futures Trading Commission
Abbreviation: CFTC
Jurisdiction: USA
Website: http://www.cftc.gov/index.htm
Email: [email protected]
Regulator Name: Consumer Financial Protection Bureau
Abbreviation: CFPB
Jurisdiction: United States
Website: https://www.consumerfinance.gov/
Email: [email protected]
Regulator Name: Croatian Financial Services Supervisory Agency
Abbreviation: HANFA
Jurisdiction: Croatia
Website: https://www.hanfa.hr/en/
Email: [email protected]
Regulator Name: Cyprus Securities and Exchange Commission
Abbreviation: CySEC
Jurisdiction: Cyprus
Website: https://www.cysec.gov.cy/en-GB/home/
Email: [email protected]
Regulator Name: Danish Financial Services Authority
Abbreviation: DFSA
Jurisdiction: Denmark
Website: https://www.dfsa.dk/
Email: [email protected]
Regulator Name: Dutch Authority for the Financial Markets
Abbreviation: AFM
Jurisdiction: Netherlands
Website: http://www.afm.nl/en/
Email: [email protected]
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Website: https://www.eba.europa.eu/
Regulator Name: European Insurance and Occupational Pensions Authority
Abbreviation: EIOPA
Jurisdiction: Supranational
Website: https://www.eiopa.europa.eu/
Email: [email protected]
Regulator Name: European Securities and Markets Association
Abbreviation: ESMA
Jurisdiction: ESMA
Website: https://www.esma.europa.eu/
Email: [email protected]
Regulator Name: Federal Deposit Insurance Corporation
Abbreviation: FDIC
Jurisdiction: United States
Website: https://www.fdic.gov/
Email: [email protected]
Regulator Name: Federal Financial Supervisory Authority
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Website: https://www.federalreserve.gov/
Regulator Name: Finance Regulatory Authority
Abbreviation: FRA
Jurisdiction: Egypt
Email: [email protected]
Regulator Name: Financial Action Task Force
Abbreviation: FATF
Website: https://www.fatf-gafi.org/
Email: [email protected]
Regulator Name: Financial and Consumer Services Commission
Abbreviation: FCNB
Jurisdiction: Canada
Website: https://fcnb.ca/en/
Email: [email protected]
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Website: http://www.fca.org.uk/
Email: [email protected]
Regulator Name: Financial Crimes Enforcement Network
Abbreviation: FinCEN
Jurisdiction: United States
Website: https://www.fincen.gov/
Email: [email protected]
Regulator Name: Financial Industry Regulatory Authority
Abbreviation: FINRA
Jurisdiction: United States
Website: https://www.finra.org/#/
Email: [email protected]
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Website: https://www.fma.gv.at/en/
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Website: https://www.amf-france.org/en/
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Website: https://www.fma.govt.nz/
Email: [email protected]vt.nz
Regulator Name: Financial Services and Markets Authority
Abbreviation: FSMA
Jurisdiction: Belgium
Website: https://www.fsma.be/en/
Regulator Name: Financial Supervision of Colombia
Abbreviation: SFC
Jurisdiction: Colombia
Email: [email protected]
Regulator Name: Financial Supervisory Authority
Abbreviation: FIN-FSA
Jurisdiction: Finland
Website: https://www.finanssivalvonta.fi/en/
Email: [email protected]
Regulator Name: Financial Supervisory Authority
Abbreviation: FME IS
Jurisdiction: Iceland
Website: https://en.fme.is/
Email: [email protected]
Regulator Name: Financial Supervisory Authority of Norway
Abbreviation: FSA
Jurisdiction: Norway
Website: http://www.finanstilsynet.no/en/
Email: [email protected]
Regulator Name: Guernsey Financial Services Commission
Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]
Regulator Name: International Organization of Securities Commissions
Abbreviation: IOSCO
Website: https://www.iosco.org/
Email: [email protected]
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Isle of Man Financial Services Authority
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Website: https://www.iomfsa.im/
Email: [email protected]
Regulator Name: Israel Securities Authority
Abbreviation: ISA
Jurisdiction: Israel
Email: [email protected]
Regulator Name: Jersey Financial Services Commission
Abbreviation: JFSC
Jurisdiction: Jersey
Website: http://www.jerseyfsc.org/
Email: [email protected]
Regulator Name: Malta Financial Services Authority
Abbreviation: MFSA
Jurisdiction: Malta
Website: http://www.mfsa.com.mt/
Email: [email protected]
Regulator Name: Manitoba Securities Commission
Abbreviation: MSC
Jurisdiction: Canada
Website: https://mbsecurities.ca/
Email: [email protected]
Regulator Name: Monetary Authority of Singapore
Abbreviation: MAS
Jurisdiction: Singapore
Website: http://www.mas.gov.sg/
Email: [email protected]
Regulator Name: National Commission for Banks and Securities
Abbreviation: CNBV
Jurisdiction: Mexico
Email: [email protected]
Regulator Name: National Commission for Companies and the Stock Exchange
Abbreviation: CONSOB
Jurisdiction: Italy
Email: [email protected]
Regulator Name: National Futures Association
Abbreviation: NFA
Jurisdiction: United States
Email: [email protected]
Regulator Name: National Securities Commission
Abbreviation: CNV
Jurisdiction: Argentina
Website: https://www.argentina.gob.ar/cnv/
Email: [email protected]
Regulator Name: Office of Foreign Assets Control
Abbreviation: OFAC
Jurisdiction: United States
Website: https://home.treasury.gov/
Email: [email protected]
Regulator Name: Office of the Comptroller of the Currency
Abbreviation: OCC
Jurisdiction: United States
Website: http://www.occ.gov/
Email: [email protected]
Regulator Name: Ontario Securities Commission
Abbreviation: OSC
Jurisdiction: Canada
Website: https://www.osc.gov.on.ca/
Email: [email protected]
Regulator Name: Portuguese Securities Market Commission
Abbreviation: CMVM
Jurisdiction: Portugal
Email: [email protected]
Regulator Name: Securities and Exchange Board of India
Abbreviation: SEBI
Jurisdiction: India
Website: https://www.sebi.gov.in/
Email: [email protected]
Regulator Name: Securities and Exchange Commission
Abbreviation: FSA
Jurisdiction: Japan
Website: http://www.fsa.go.jp/en/
Email: [email protected]
Regulator Name: Securities and Exchange Commission
Abbreviation: SEC
Jurisdiction: United States
Website: http://www.sec.gov/
Email: [email protected]
Regulator Name: Securities and Exchange Commission
Abbreviation: SEC NG
Jurisdiction: Nigeria
Website: https://sec.gov.ng/
Email: [email protected]
Regulator Name: Securities and Exchange Commission
Abbreviation: SEC TH
Jurisdiction: Thailand
Website: https://www.sec.or.th/EN
Email: [email protected]
Regulator Name: Securities and Exchange Commission of Brazil
Abbreviation: CVM
Jurisdiction: Brazil
Website: https://www.gov.br/cvm/pt-br/
Email: [email protected]
Regulator Name: Securities and Futures Commission
Abbreviation: SFC
Jurisdiction: Hong Kong
Website: http://www.sfc.hk/web/EN/index.html/
Email: [email protected]
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Website: http://www.ssc.gov.vn/
Email: [email protected]
Regulator Name: Swedish Financial Supervisory Authority
Abbreviation: FI
Jurisdiction: Sweden
Website: https://www.fi.se/en/
Email: [email protected]
Regulator Name: Swiss Financial Market Supervisory Authority
Abbreviation: FINMA
Jurisdiction: Switzerland
Email: [email protected]
Regulator Name: US Department of the Treasury
Abbreviation: UST
Jurisdiction: United States
Email: [email protected]
Recent Articles
Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)
Financial Industry Regulatory Authority, Inc.
Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Release Information on BrokerCheck® Relating to Firm Designation as a Restricted Firm
Financial Industry Regulatory Authority, Inc.
Revision of Recommendation 25 – White Paper for Public Consultation
The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....
ASIC warns super trustees to be transparent in their underperformance communications to members
ASIC today released the findings from its review of superannuation trustees’ communications with their members following the first annual performance test for MySuper products.
The...
EBA replies to European Commission’s call for advice on the Mortgage Credit Directive review
The European Banking Authority (EBA) published today an Opinion and Report in response to the European Commission’s Call for Advice (CfA) on the review of the Mortgage Credit Directive (MCD) .
