Aggregated News From Investment Management Regulators

CFTC US

Regulator Information

Abbreviation: CFTC
Jurisdiction: USA

Recent Articles

New SEC Public Service Campaign: Investing Regularly Really Adds Up

The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled a  Read more

The AMF updates the accepted market practice on liquidity contracts

In accordance with the European regulation on market abuse, the Autorité des marchés financiers notified the European Securities and Markets Authority (ESMA), on March 31, of a new draft accepted mar

New quarterly reporting to the AMF on investment rule violations and compensation by asset management companies and collective investment schemes

Following the Order of 29 March 2021 approving the AMF General Regulation, the Authority is updating its doctrine to clarify expectations regarding new reporting.

Edufintech

Attention! The FMA warns investors against concluding transactions with: Edufintech with its registered address apparently at Luxembourg City Web: www.edufintech.org (Link to external page. Opens in new window.)  ; https://client.fx-trade.tech/register (Link to external...

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