Aggregated News From Investment Management Regulators

CFTC US

CFTC US

CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers

CFTC US

CFTC Wins $7.49 Million Jury Verdict in Texas Broker Trading Case

CFTC US

CFTC Issues Final Rule Modifying the Swap Clearing Requirement In Support of the Transition from LIBOR and Other Interbank Offered Rates to Alternative Reference...


CFTC US

CFTC Charges Ohio Man and His Companies with Fraudulently Solicitating Over $12 Million and Misappropriation in a Digital Asset Trading Scheme

CFTC US

CFTC Approves a Joint Rule Proposal to Amend Form PF


CFTC US

CFTC Staff Extends Temporary No-Action Letter Regarding Certain Position Aggregation Requirements

CFTC US

CFTC Chairman Rostin Behnam Seeks Nominations for Agricultural Advisory Committee Membership and Public Comment on Topics for Discussion

CFTC US

CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets

CFTC US

CFTC Staff Withdraws No-Action Letter to Victoria University of Wellington, New Zealand Regarding a Not-For-Profit Market for Certain Event Contracts


CFTC US

CFTC Customer Advisory Highlights What Customers Should Know Before Trading Over-the-Counter Forex

CFTC US

CFTC Approves a Proposed Rule and a Proposed Order and Request for Comment


CFTC US

CFTC Commissioner Christy Goldsmith Romero Announces Joseph R. Cisewski as Chief of Staff and Senior Counsel

Washingt

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Regulator Information

Regulator Name: Commodity Futures Trading Commission
Abbreviation: CFTC
Jurisdiction: USA
Website: http://www.cftc.gov/index.htm
Email: [email protected]
More Information

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CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers

CFTC US 0

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CPMI and IOSCO publish a discussion paper on CCPs’ practices for addressing non-default losses

IOSCO 0
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FCA encourages market participants to continue transition of LIBOR-linked bonds

FCA GB 0
This statement is for issuers and bondholders of outstanding LIBOR-linked bonds. The FCA is strongly encouraging issuers and bondholders of outstanding LIBOR-linked bonds to...
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