Aggregated News From Investment Management Regulators

APAC

FSA publishes Weekly Review No.439

This news item was originally published by the Financial Services Agency (FSA JP). For more information, see the

Release Order_Certificate No RC3411 of 2021_AP No. 6658 & 6659 of 2021_in respect of Sri Narayan Mercantiles Pvt. Ltd

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Appeal No. 4173 of 2021 filed by P P Khattar

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Adjudication Order in the matter of Dynamic Equities Pvt Ltd

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

New default KiwiSaver settings designed to benefit members

The Financial Markets Authority - Te Mana Tātai Hokohoko (FMA) notes the Government’s announcement today regarding new KiwiSaver default provider arrangements, these include new settings that offer a package of benefits for default KiwiSaver members.

New speech by Ashley Alder: Keynote address at ISDA Annual General Meeting 2021

A keynote address entitled “A global perspective on derivatives regulation” delivered by Mr Ashley Alder at the ISDA Annual General Meeting 2021 was posted on the SFC website.

Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Adjudication order in respect of Godawari Estates Private Limited in the matter of Illiquid Stock Options at BSE

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Adjudication Order in respect of GDR issue of Aptech Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Email: [email protected]
Abbreviation: CSRC
Jurisdiction: China
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Email: [email protected]
Abbreviation: MAS
Jurisdiction: Singapore
Email: [email protected]
Abbreviation: SEBI
Jurisdiction: India
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Japan
Email: [email protected]
Abbreviation: SEC TH
Jurisdiction: Thailand
Email: [email protected]
Abbreviation: SFC
Jurisdiction: Hong Kong
Email: [email protected]
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Email: [email protected]

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