Aggregated News From Investment Management Regulators

APAC

Craig Gore sentenced for managing companies while disqualified

Mr Craig Gore, a former Queensland property developer, has been sentenced following a plea of guilty in the Brisbane Magistrates Court to one charge of managing a corporation while disqualified. Mr Gore was ordered to pay a fine of $2,000. Mr Gore was arrested in April 2017 after being charged with 12 offences of fraud and three offences of managing a corporation while disqualified. ASIC’s investigation found evidence of Mr Gore playing a substantial role in the management of three separate Queensland entities between 2010 and 2014 while he was disqualified due to insolvency and a bankruptcy status. The three entities...

Cancellation of Recovery Certificate No. 4829 of 2022 drawn against Janakray Vithaldas Soni

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Release order under Recovery Certificate No. 4829 of 2022 drawn against Janakray Vithaldas Soni

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

SEBI cautions public against unauthorized money mobilization by entities claiming to provide Portfolio Management Services

See the Press Release published by the Securities and Exchange Board of India (SEBI IN) here: Source link

Remittance Order under Recovery Certificate No. 4431 of 2022 against Pradip Jasraj Mundhara in the matter of Tulsi Extrusions Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Appeal No 5405 of 2022 filed by Sunil Yadav

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Appeal No 5406 of 2022 filed by Nitik Agarwal

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Guidance for consumers impacted by the Optus data breach

The Australian Government has released a factsheet to provide information on what to do if your data has been compromised in the recent Optus data breach. If you think you may be affected by the breach, contact Optus Customer service on 133 937. If you are concerned your identity has been compromised, contact your bank immediately and call IDCARE on 1800 595 160. On 22 September 2022, Optus became the victim of a cyber attack that resulted in the disclosure of their customers’ personal information. Information of Optus customers, such as name, date of birth, email addresses, driver’s licences, Medicare...

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Email: [email protected]
Abbreviation: CSRC
Jurisdiction: China
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Email: [email protected]
Abbreviation: MAS
Jurisdiction: Singapore
Email: [email protected]
Abbreviation: SEBI
Jurisdiction: India
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Japan
Email: [email protected]
Abbreviation: SEC TH
Jurisdiction: Thailand
Email: [email protected]
Abbreviation: SFC
Jurisdiction: Hong Kong
Email: [email protected]
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Email: [email protected]

Recent Articles

Management Companies and Self-Managed Funds Quarterly Statistics

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Surrender of Authorisation by Charles Cassano

This notice is to make the general public aware that Mr Charles Cassano requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the

EIOPA calls for better value money in bancassurance warning to banks and insurers

The European Insurance and Occupational Pensions Authority (EIOPA) has today issued a warning to insurers and banks to address consumer protection issues related to sale of credit protection insuranc

Communiqué No. 73, CNBV completed the process for the TSJEP to join the SIARA

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

The Chairman of the Financial Supervisory Authority gives the keynote speech at the Fourth Insurance and Reinsurance Forum in Sharm El Sheikh

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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