Aggregated News From Investment Management Regulators

APAC

Remittance Advice against : Pawan Kumari Agarwal [Defaulter] PAN: ABOPA5019J in the matter of Sulabh Engineers & Services Limited., under Recovery Certificate No. 6619...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Remittance Advice here: Source link "

Completion of Recovery Certificate No. 6684 of 2023 dated June 15, 2023 issued against Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the details here: Source link "

Release Order – Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh Skill & Business Development Private Limited) [Defaulter] PAN: AAHCS4970M in the...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

Order in respect of Roongta Rising Stock Pvt. Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

Appeal No 5725 of 2023 filed by V. Lakshminarayanan

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

Order in respect of Mauzampuria Agros Private Limited in the matter of National Spot Exchange Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

The second meeting of the Working Group on Tender Offer Rule and Large Shareholding Reporting Rule of the Financial System Council

The Working Group on Tender Offer Rule and Large Shareholding Reporting Rule of the Financial System Council will hold its second meeting on July 31, 2023 as follows. Date: Monday, July 31, 2023, 10:00~12:00 Conference room: Common Special Conference Room No2, 12th floor, Common Government Office No.7 Agenda: Explanation by conference arrangement office, discussion...

ASIC continues to act against SMSF auditors

ASIC has acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing and assurance standards, independence requirements, registration conditions, or because ASIC was satisfied the individual was not a fit and proper person to remain registered. From 1 April 2023 to 30...

FSA Weekly Review No.546 July 21, 2023

This news item was originally published by the Financial Services Agency (FSA JP). For more information, see the Weekly Review here: Source Link.

“Report by the Working Group on Financial Institutions’ Efforts towards Decarbonization of the Economy” (Provisional Translation) Announced

As the movement towards carbon neutral ("net zero") by 2050 is accelerating in Japan and overseas, decarbonization initiatives by financial institutions are becoming increasingly important. Specifically, it is necessary to promote decarbonization of the real economy through engagements between financial institutions and client companies toward decarbonization and the development of...

“Formulation of the Transition Finance Follow-up Guidance” Announced

The Financial Services Agency (FSA), jointly with the Ministry of Economy, Trade and Industry (METI) and the Ministry of the Environment (MOE), has held repeated meetings of the Study Group for Discussing Development of Environment for Climate Transition Finance (Chair: Dr. Ito Kunio, Director, Hitotsubashi CFO Education and Research...

Progress in Data Integration and Next Steps

The Financial Services Agency (FSA) and the Bank of Japan (BOJ) have been taking initiatives toward data integration with a view to further enhancing their monitoring capabilities and reducing the burden on financial institutions. In fiscal 2022, the FSA and the BOJ coordinated to conduct a joint experiment to...

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Abbreviation: CSRC
Jurisdiction: China
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Abbreviation: MAS
Jurisdiction: Singapore
Abbreviation: SEBI
Jurisdiction: India
Abbreviation: FSA
Jurisdiction: Japan
Abbreviation: SEC TH
Jurisdiction: Thailand
Abbreviation: SFC
Jurisdiction: Hong Kong
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam

Recent Articles

Aktualisierte Sanktionsmeldung

Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Verordnung vom 2. Oktober 2000 über Massnahmen gegenüber Personen und Organisationen mit Verbindungen zu Usama...

STOCKSBIT FXTRADES

This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...

Remittance Advice against : Pawan Kumari Agarwal [Defaulter] PAN: ABOPA5019J in the matter of Sulabh Engineers & Services Limited., under Recovery Certificate No. 6619...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Remittance Advice here: Source link "

Completion of Recovery Certificate No. 6684 of 2023 dated June 15, 2023 issued against Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the details here: Source link "

Release Order – Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh Skill & Business Development Private Limited) [Defaulter] PAN: AAHCS4970M in the...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

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