Chairman YI Huiman Met with Ms. Yuriko BACKES, Minister of Finance of Luxembourg
On 23 May, 2023, CSRC Chairman YI Huiman met with Ms. Yuriko BACKES, Minister of Finance of Luxembourg. They discussed issues including the development of the economy and financial markets of China and Luxembourg, and capital market cooperation between the two countries. This news item was originally published by the...
CSRC and MAS Held the 7th Supervisory Roundtable
China Securities Regulatory Commission (CSRC) and Monetary Authority of Singapore (MAS) held the 7th CSRC-MAS Supervisory Roundtable on May 19, 2023 in Beijing. Mr. Fang Xinghai, Vice Chairman of the CSRC, and Ms. Ho Hern Shin, Deputy Managing Director of the MAS, attended and addressed the meeting. Both...
Release of the Revised Provisions on Confidentiality and Archives Administration as Supplement to CSRC Regulations on Filing-based Administration of Overseas Offering and Listing
In order to support domestic companies' overseas securities offering and listing pursuant to laws and regulations, as a supplement to the Trial Administrative Measures of Overseas Securities Offering and Listing by Domestic Companies (hereinafter referred to as the Trial Measures), China Securities Regulatory Commission (the CSRC), Ministry of Finance of the...
CSRC Releases New Regulations for Filing-based Administration of Overseas Offering and Listing
Approved by the State Council, China Securities Regulatory Commission (“CSRC”) released new regulations for the filing-based administration of overseas securities offering and listing by domestic companies on 17th February 2023. The regulations will come into effect on 31st March 2023. The newly released set of regulations consists of 6 documents, including the Trial...
CSRC and SFC enter into an MoU on regulatory cooperation
Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission To further strengthen cross-boundary regulatory cooperation on matters concerning the listing of Mainland enterprises in Hong Kong, the China Securities Regulatory Commission (CSRC) and the Hong Kong Securities and Futures Commission (SFC) have agreed...
CSRC Convened the 19th International Advisory Council Meeting
The 19th annual meeting of the CSRC International Advisory Council (IAC) was convened recently via video-link. The IAC Chair Sir Howard Davies, Vice Chair Ms. Laura M. Cha, other IAC members and special guest, together with the CSRC Chairman Yi Huiman and Vice Chairman Fang Xinghai were present at the meeting. Heads of the CSRC departments, regional...
CSRC Officials Answered Reporter Question regarding Progress in China-U.S. Audit Oversight Cooperation
Reporter: On the morning of December 15th local time, the Public Company Accounting Oversight Board (PCAOB) of the U.S. issued a report confirming that it was able to completely inspect and investigate the accounting firms headquartered in Chinese Mainland and the Hong Kong SAR in 2022, and thus vacating its relevant...
Third China-Japan Capital Markets Forum Held in Virtual Format
The third China-Japan Capital Markets Forum was held in virtual format on September 7th, 2022. Mr. FANG Xinghai, Vice Chairman of China Securities Regulatory Commission (CSRC), Mr. Junichi NAKAJIMA, Commissioner of Japan Financial Services Agency (JFSA), and Mr. Mitsuhiro HASEGAWA, Chairman of Japan Securities and Exchange Surveillance Commission (SESC) spoke at...
CSRC Officials Answered Reporter Questions regarding China-U.S. Audit Oversight Cooperation Agreement
1. Question: What is the significance of signing the China-U.S. audit oversight cooperation agreement？ Answer: The China-U.S. audit oversight cooperation agreement is an important first step by both sides to resolve issues concerning audit oversight cooperation. The agreement establishes a framework for regulators from both countries to carry out regulatory cooperation in...
China Securities Regulatory Commission and Ministry of Finance of the People’s Republic of China Enter Into Audit Oversight Cooperation Agreement with U.S. Public Company...
China Securities Regulatory Commission, Ministry of Finance of the People’s Republic of China and Public Company Accounting Oversight Board of the U.S. signed an audit oversight cooperation agreement on August 26, 2022 and will advance this cooperation in the near future. Consistent with laws and regulations of both countries and international common practices, and in the spirit of reciprocity and mutual...
CSRC Official of Relevant Departments Answered Reporter Question Regarding Recent Decisions by A Few Chinese Companies to Voluntarily Delist from U.S. Exchanges
Reporter: Today, a few Chinese companies announced their decision to delist from U.S. securities exchanges. What is the CSRC’s comment on this? Official: We have noticed these announcements. Listings and delistings are both common in capital markets. According to these companies’ announcements, they have strictly observed relevant U.S. rules and...
China-Switzerland Stock Connect Officially Launched
On July 28, 2022, Mr. Fang Xinghai, Vice Chairman of the China Securities Regulatory Commission, and Ms. Daniela Stoffel, State Secretary of the Swiss Federal Department of Finance, jointly announced the official launch of the China-Switzerland Stock Connect and delivered speeches. Mr. Wang Shiting, Chinese Ambassador to Switzerland, attended and addressed the launch ceremony, followed...
Regulator Name: China Securities Regulatory Commission
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SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency
Coinbase also charged for the unregistered offer and sale of securities in connection with its staking-as-a-service program. The Securities and Exchange Commission today charged Coinbase, Inc.
ESMA publishes follow-up report to the peer review on the Guidelines on ETFs and other UCITS issues
See the content published by the European Securities and Markets Authority (ESMA) here: Read more
Deputy Director General Jyri Helenius assigned as Head of Director General’s Staff at Financial Supervisory Authority
The Board of the Financial Supervisory Authority (FIN-FSA) has assigned Deputy Director General Jyri Helenius to handle the duties of the Head of Director...
Novellie, Verardi & Mitchell
Published on: 05 June 2023 Designated Businesses (Registration & Oversight) Act 2015 Novellie, Verardi & Mitchell Notice is hereby given that Novellie, Verardi & Mitchell, which was registered under