Aggregated News From Investment Management Regulators

SEBI IN

Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Notice of Attachment of Bank Accounts and Demat Accounts 9758 & 9758 of 2023 dated February 01, 2023 against Subrata Roy Sahara (PAN:...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Release Order – Recovery Certificate No. 3447 of 2021 issued against Mr. Bipin Jayant Thaker (PAN: ABYPT4984H).

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Adjudication Order in the matter of V B INDUSTRIES LIMITED

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Order in respect of B N Rathi Comtrade Private Limited. in the matter of trading on the NSEL

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Order in the matter of Dreams Broking Pvt. Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Enquiry Order in the matter of Star World Research

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Order in the matter of Veerendra Gupta, Proprietor of Niveshicon Investment Advisor

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:

Regulator Information

Abbreviation: SEBI
Jurisdiction: India
Email: [email protected]

Recent Articles

Sanctions Notice – Myanmar — GFSC

Please be advised that the following individuals and entities: Win Kyaw Kyaw Aung Zaw Min Tun Asia Sun Trading Company Limited Cargo Link Company Limited have been designated under the Myanmar (San

Sanctions Notice – ISIL (DA’ESH) and AL-QAIDA — GFSC

Please be advised that Islamic State in Iraq and the Levant in South-East Asia has been designated under the ISIL (Da’esh) and Al-Qaida (Sanctions) (EU Exit) Regulations 2019 (the UK regulati

SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial...

1. Context This Communiqué follows up on the CSSF communiqué published on 27 July 2022 announcing the intention of the CSSF to launch a data collection exercise...

EARNEASYMONEY

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CVM accepts proposal for a term of commitment with the CEO of Clear Sale SA

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

Get the latest from Regulatory.News in your inbox!

×