Aggregated News From Investment Management Regulators

Japan

Japan and Indonesia Sign Letters on Cooperation Framework regarding Innovation in the Financial Sector

 Japan’s Financial Services Agency (FSA) and the Financial Services Authority of Indonesia (Otoritas Jasa Keuangan: OJK) have exchanged letters on FinTech Cooperation Framework regarding Innovation

FSA publishes Weekly Review No.493

Publication of the draft amendments to the “Comprehensive Guidelines for Supervision of Small- and Medium-Sized and Regional Financial Institutions,” “Comprehensive Guidelines for Su

Stewardship Code : 322 institutional investors have signed up to the Principles for Responsible Institutional Investors as of May 31, 2022

The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, University of Tokyo Graduate Schools for Law and Politics) published the Principl

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Abbreviation: BCSC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Email: [email protected]
Abbreviation: CSA
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Email: [email protected]
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Email: [email protected]
Abbreviation: CBI
Jurisdiction: Ireland
Email: [email protected]
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Email: [email protected]
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: CBR
Jurisdiction: Russian Federation
Email: [email protected]
Abbreviation: CSRC
Jurisdiction: China
Email: [email protected]
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Abbreviation: CSSF
Jurisdiction: Luxembourg
Email: [email protected]
Abbreviation: CFTC
Jurisdiction: USA
Email: [email protected]
Abbreviation: CFPB
Jurisdiction: United States
Email: [email protected]
Abbreviation: HANFA
Jurisdiction: Croatia
Email: [email protected]
Abbreviation: CySEC
Jurisdiction: Cyprus
Email: [email protected]
Abbreviation: DFSA
Jurisdiction: Denmark
Email: [email protected] 
Abbreviation: AFM
Jurisdiction: Netherlands
Email: [email protected]
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Email: [email protected]
Abbreviation: ESMA
Jurisdiction: ESMA
Email: [email protected]
Abbreviation: FDIC
Jurisdiction: United States
Email: [email protected]
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Abbreviation: FRA
Jurisdiction: Egypt
Email: [email protected]
Regulator Name: Financial Action Task Force
Abbreviation: FATF
Email: [email protected]
Abbreviation: FCNB
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Email: [email protected]
Abbreviation: FinCEN
Jurisdiction: United States
Email: [email protected]
Abbreviation: FINRA
Jurisdiction: United States
Email: [email protected]
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: Canada
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Email: [email protected]
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: SFC
Jurisdiction: Colombia
Email: [email protected]
Abbreviation: FIN-FSA
Jurisdiction: Finland
Email: [email protected]
Abbreviation: FME IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Norway
Email: [email protected]
Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]
Abbreviation: IOSCO
Email: [email protected]
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Email: [email protected]
Regulator Name: Israel Securities Authority
Abbreviation: ISA
Jurisdiction: Israel
Email: [email protected]
Abbreviation: JFSC
Jurisdiction: Jersey
Email: [email protected]
Abbreviation: MFSA
Jurisdiction: Malta
Email: [email protected]
Abbreviation: MSC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: MAS
Jurisdiction: Singapore
Email: [email protected]
Abbreviation: CNBV
Jurisdiction: Mexico
Email: [email protected]
Abbreviation: CONSOB
Jurisdiction: Italy
Email: [email protected]
Abbreviation: NFA
Jurisdiction: United States
Email: [email protected]
Abbreviation: CNV
Jurisdiction: Argentina
Email: [email protected]
Abbreviation: OFAC
Jurisdiction: United States
Email: [email protected]
Abbreviation: OCC
Jurisdiction: United States
Email: [email protected]
Abbreviation: OSC
Jurisdiction: Canada
Email: in[email protected]
Abbreviation: CMVM
Jurisdiction: Portugal
Email: [email protected]
Abbreviation: SEBI
Jurisdiction: India
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Japan
Email: [email protected]
Abbreviation: SEC
Jurisdiction: United States
Email: [email protected]
Abbreviation: SEC NG
Jurisdiction: Nigeria
Email: [email protected]
Abbreviation: SEC TH
Jurisdiction: Thailand
Email: [email protected]
Abbreviation: CVM
Jurisdiction: Brazil
Email: [email protected]
Abbreviation: SFC
Jurisdiction: Hong Kong
Email: [email protected]
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Email: [email protected]
Abbreviation: FI
Jurisdiction: Sweden
Email: [email protected]
Abbreviation: FINMA
Jurisdiction: Switzerland
Email: [email protected]
Abbreviation: UST
Jurisdiction: United States
Email: [email protected]

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See a PDF of the Questions and Answers published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

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ESAs refer stakeholders to Commission statement on the application date of new PRIIPs rules

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Notice of Demand dated June 23, 2022 issued to Makkena Rama Krishna [Defaulter] in the matter of Venus Power Ventures (India) Limited.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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