FSA JP
FSA JP
Japan and Indonesia Sign Letters on Cooperation Framework regarding Innovation in the Financial Sector
Japan’s Financial Services Agency (FSA) and the Financial Services Authority of Indonesia (Otoritas Jasa Keuangan: OJK) have exchanged letters on FinTech Cooperation Framework regarding Innovation
FSA JP
FSA publishes Weekly Review No.493
Publication of the draft amendments to the “Comprehensive Guidelines for Supervision of Small- and Medium-Sized and Regional Financial Institutions,” “Comprehensive Guidelines for Su
FSA JP
Stewardship Code : 322 institutional investors have signed up to the Principles for Responsible Institutional Investors as of May 31, 2022
The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, University of Tokyo Graduate Schools for Law and Politics) published the Principl
Regulator Information
Regulator Name: Securities and Exchange Commission
Abbreviation: FSA
Jurisdiction: Japan
Website: http://www.fsa.go.jp/en/
Email: [email protected]
Recent Articles
Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)
Financial Industry Regulatory Authority, Inc.
Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Release Information on BrokerCheck® Relating to Firm Designation as a Restricted Firm
Financial Industry Regulatory Authority, Inc.
Revision of Recommendation 25 – White Paper for Public Consultation
The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....
ASIC warns super trustees to be transparent in their underperformance communications to members
ASIC today released the findings from its review of superannuation trustees’ communications with their members following the first annual performance test for MySuper products.
The...
EBA replies to European Commission’s call for advice on the Mortgage Credit Directive review
The European Banking Authority (EBA) published today an Opinion and Report in response to the European Commission’s Call for Advice (CfA) on the review of the Mortgage Credit Directive (MCD) .
