Regulator Name: Securities and Exchange Commission
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SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations
Eight celebrities also charged for illegal touting of Sun’s crypto asset securities The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t
SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934
The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su
SEC.gov | Statement on Electronic Filing
Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.
ASIC suspends AFS licence of Cartesian Corporate Finance Limited
ASIC has suspended the Australian financial services (AFS) licence of Cartesian Corporate Finance Limited (Cartesian) until 25 August 2023. The licence authorises Cartesian to deal...
Completion of Recovery Certificate No. 6075 of 2022 issued against Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by...
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more