Thailand

The Securities and Exchange Commission, Thailand (SEC Thailand), the host of the “48th IOSCO Annual Meeting 2023” on 13-15 June 2023, invites private sectors and various organizations to register for the SEC Thailand Public Conference. The conference will be held in conjunction with the IOSCO Annual Meeting on 16th...

The Securities and Exchange Commission of Thailand (SEC), the United Nations Development Programme (UNDP) in Thailand, and the Thai Listed Companies Association (TLCA) signed a Letter of Intent today to jointly develop the ‘SDGs Resource Center’, a comprehensive website that serves as a one-stop knowledge hub with tools for...

The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations related to approval of establishment or relocation of offices or branches of securities companies and derivatives business operators (“business operators”). The proposed amendments aim to enhance flexibility and streamline the approval process while...

The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would enable SMEs and startups in Thailand to issue and offer such securities through crowdfunding and private placement channels. This is to enhance their participation...

Investing in gender equality and integrating it into corporate value chains is not only good for business, but it's also "smart economics". Despite this, women-owned businesses globally receive only 1 per cent of both public and private procurement spending. To address this disparity, officials and experts from the government,...

Bangkok, 16 July 2020 – SEC is advising the shareholders of News Network Corporation Public Company Limited (NEWS) to study information carefully and exercise their voting right at the extraordinary shareholders’ meeting to be held on 24 July 2020 regarding the company’s plan to acquire ordinary shares and the...

Bangkok, 15 July 2020 – SEC has penalized a former investment consultant named Ms. Supreeya Intasopa by prohibiting her from performing duties as capital market business personnel for 10 years on account of committing wrongful acts against an investor’s assets. In this regard, she used the investor’s money for...

Bangkok, 14 July 2020 – SEC has organized an online discussion on the topic, “Regulatory Guillotine: a Next Step towards Stronger Global Competitiveness of the Thai Capital Market” to share experiences and perspectives on capital market regulatory reform with experts from the public and private sectors. The interested public...

Bangkok, 13 July 2020 - The SEC is seeking public comments on the proposed regulations to accommodate cross-border fund offerings under the project for Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF). The supervisory proposal aims to...

Bangkok, 10 July 2020 – The Capital Market Supervisory Board (CMSB) has approved the regulations for establishing debt securities funds whose investment policy concentrates in non-investment grade (high yield bonds) as a relief measure for debt issuers facing liquidity issue during the COVID-19 pandemic. On 9 July 2020, the CMSB...