Aggregated News From Investment Management Regulators

EMEA

EBA replies to European  Commission’s call for advice on the Mortgage Credit Directive review

The European Banking Authority (EBA) published today an Opinion and Report in response to the European Commission’s Call for Advice (CfA) on the review of the Mortgage Credit Directive (MCD) .

Press release on the reopening of trading in Home Invest Belgium

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Home Invest Belgium, ISIN BE0974409410 on Euronext Brussels will re-open on 24/06/2022 at 09:00 CET. This news item was originally published by the Financial Services and Markets Authority (FSMA BE). For more information, please see the Source Link.

Sanctions Update – 24th June 2022

Published on: 24 June 2022 Russia   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

ESMA Questions and Answers on the Market Abuse Regulation

See a PDF of the Questions and Answers published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

ESAs refer stakeholders to Commission statement on the application date of new PRIIPs rules

The European Supervisory Authorities (ESAs) would like to draw the attention of stakeholders to a

ESAs refer stakeholders to Commission statement on the application date of new PRIIPs rules

See the content published by the European Securities and Markets Authority (ESMA) here:

CEWE Stiftung & Co. KGaA: BaFin imposes administrative fine

On 1 June 2022, BaFin imposed an administrative fine amounting to 600,000 euros on CEWE Stiftung & Co. KGaA.

Trading platforms hashtrade.pro, equity-broker.co and prgntrade.co: BaFin investigates Xertz Consulting Inc.

The information provided on the websites operated by Xertz Consulting Inc., hashtrade.pro, equity-broker.co and prgntrade.

Trading platform investirex.com: BaFin investigates Castan Holdings LTD

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Castan Holdings LTD, Saint Vincent and the Grenadines, has not been granted

charycryptoassets.com: BaFin investigates Chary Crypto Assets

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Chary Crypto Assets has not been granted authorisation under the KWG to con

europatradecapital.com: BaFin investigates FD Trade LLC

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that FD Trade LLC has not been granted authorisation under the KWG to conduct ba

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Abbreviation: BCSC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Email: [email protected]
Abbreviation: CSA
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Email: [email protected]
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Email: [email protected]
Abbreviation: CBI
Jurisdiction: Ireland
Email: [email protected]
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Email: [email protected]
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: CBR
Jurisdiction: Russian Federation
Email: [email protected]
Abbreviation: CSRC
Jurisdiction: China
Email: [email protected]
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Abbreviation: CSSF
Jurisdiction: Luxembourg
Email: [email protected]
Abbreviation: CFTC
Jurisdiction: USA
Email: [email protected]
Abbreviation: CFPB
Jurisdiction: United States
Email: [email protected]
Abbreviation: HANFA
Jurisdiction: Croatia
Email: [email protected]
Abbreviation: CySEC
Jurisdiction: Cyprus
Email: [email protected]
Abbreviation: DFSA
Jurisdiction: Denmark
Email: [email protected]t.dk 
Abbreviation: AFM
Jurisdiction: Netherlands
Email: [email protected]
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Email: [email protected]
Abbreviation: ESMA
Jurisdiction: ESMA
Email: [email protected]
Abbreviation: FDIC
Jurisdiction: United States
Email: [email protected]
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Abbreviation: FRA
Jurisdiction: Egypt
Email: [email protected]
Regulator Name: Financial Action Task Force
Abbreviation: FATF
Email: [email protected]
Abbreviation: FCNB
Jurisdiction: Canada
Email: [email protected]
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Email: [email protected]
Abbreviation: FinCEN
Jurisdiction: United States
Email: [email protected]
Abbreviation: FINRA
Jurisdiction: United States
Email: [email protected]
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: Canada
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Email: [email protected]
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: SFC
Jurisdiction: Colombia
Email: [email protected]
Abbreviation: FIN-FSA
Jurisdiction: Finland
Email: [email protected]
Abbreviation: FME IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Norway
Email: [email protected]
Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]
Abbreviation: IOSCO
Email: [email protected]
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Email: [email protected]
Regulator Name: Israel Securities Authority
Abbreviation: ISA
Jurisdiction: Israel
Email: [email protected]
Abbreviation: JFSC
Jurisdiction: Jersey
Email: [email protected]
Abbreviation: MFSA
Jurisdiction: Malta
Email: [email protected]
Abbreviation: MSC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: MAS
Jurisdiction: Singapore
Email: [email protected]
Abbreviation: CNBV
Jurisdiction: Mexico
Email: [email protected]
Abbreviation: CONSOB
Jurisdiction: Italy
Email: [email protected]
Abbreviation: NFA
Jurisdiction: United States
Email: [email protected]
Abbreviation: CNV
Jurisdiction: Argentina
Email: [email protected]
Abbreviation: OFAC
Jurisdiction: United States
Email: [email protected]
Abbreviation: OCC
Jurisdiction: United States
Email: [email protected]
Abbreviation: OSC
Jurisdiction: Canada
Email: [email protected]
Abbreviation: CMVM
Jurisdiction: Portugal
Email: [email protected]
Abbreviation: SEBI
Jurisdiction: India
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Japan
Email: [email protected]
Abbreviation: SEC
Jurisdiction: United States
Email: [email protected]
Abbreviation: SEC NG
Jurisdiction: Nigeria
Email: [email protected]
Abbreviation: SEC TH
Jurisdiction: Thailand
Email: [email protected]
Abbreviation: CVM
Jurisdiction: Brazil
Email: [email protected]
Abbreviation: SFC
Jurisdiction: Hong Kong
Email: [email protected]
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Email: [email protected]
Abbreviation: FI
Jurisdiction: Sweden
Email: [email protected]
Abbreviation: FINMA
Jurisdiction: Switzerland
Email: [email protected]
Abbreviation: UST
Jurisdiction: United States
Email: [email protected]

Recent Articles

Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)

Financial Industry Regulatory Authority, Inc.

Revision of Recommendation 25 – White Paper for Public Consultation

The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....

ASIC warns super trustees to be transparent in their underperformance communications to members

ASIC today released the findings from its review of superannuation trustees’ communications with their members following the first annual performance test for MySuper products. The...

EBA replies to European  Commission’s call for advice on the Mortgage Credit Directive review

The European Banking Authority (EBA) published today an Opinion and Report in response to the European Commission’s Call for Advice (CfA) on the review of the Mortgage Credit Directive (MCD) .

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