Aggregated News From Investment Management Regulators

EMEA

CRYPTO PORTION

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

CAPITAL CRYPTO TRADE

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

FX CRYPTO MAVENS

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Launch of the ESMA Common Supervisory Action on valuation of UCITS and open-ended AIFs

On 20 January 2022, the European Securities and Markets Authority (ESMA) launched, in accordance with the announcement hereafter, a Common Supervisory Action (CSA) with national competent authorities (NCAs) on valuation of UCITS and open-ended AIFs (“CSA on valuation”) across the European Union: ESMA launches a Common Supervisory Action with NCAs on valuation of UCITS and open-ended AIFs (europa.eu) The methodology of this CSA has been developed by ESMA with the objective to ensure a common supervisory approach among NCAs. The aim of the CSA on valuation is to assess the compliance of supervised entities with the relevant valuation-related provisions in the UCITS...

CRYPTOCRYSTALTRADE

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Cryptofxtradeapi

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Ozon F Corporation

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Announcement on call for evidence on the DLT Pilot Regime-ESMA

See the Announcement published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Administrative sanction of 16 December 2021

Administrative sanction imposed on a payment institution  PDF (31.77KB)  PDF (31.05KB) This news item was originally published by the Commission de Surveillance du Secteur Financier (CSSF LU). For more information, please see the Source Link.

Regulatory Action against Family Office Malta Limited (“the Company”)

The Malta Financial Services Authority (“MFSA”) decide

Regulatory Action against SMS Corporate Services Ltd (“the Company”)

The Malta Financial Services Authority (“MFSA”) decide

Regulator Information

Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Abbreviation: CBR
Jurisdiction: Russian Federation
Abbreviation: CSSF
Jurisdiction: Luxembourg
Abbreviation: HANFA
Jurisdiction: Croatia
Abbreviation: CySEC
Jurisdiction: Cyprus
Abbreviation: DFSA
Jurisdiction: Denmark
Abbreviation: AFM
Jurisdiction: Netherlands
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Abbreviation: ESMA
Jurisdiction: ESMA
Abbreviation: FRA
Jurisdiction: Egypt
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: FIN-FSA
Jurisdiction: Finland
Abbreviation: FME IS
Jurisdiction: Iceland
Abbreviation: FSA
Jurisdiction: Norway
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Abbreviation: JFSC
Jurisdiction: Jersey
Abbreviation: MFSA
Jurisdiction: Malta
Abbreviation: CMVM
Jurisdiction: Portugal
Abbreviation: SEC NG
Jurisdiction: Nigeria
Abbreviation: FI
Jurisdiction: Sweden
Abbreviation: FINMA
Jurisdiction: Switzerland

Recent Articles

CRYPTO PORTION

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CAPITAL CRYPTO TRADE

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

FX CRYPTO MAVENS

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CVM warns of irregular performance by Raw Trading LTD, International Capital Markets Pty, IC Markets (EU) Ltd. and IC Markets Ltd. as securities brokers

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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