Aggregated News From Investment Management Regulators

EMEA

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

Yesterday, the President of the Republic put forward the name of Marie-Anne Barbat-Layani to chair the AMF.

The EBA publishes its Report on the first mandatory exercise on Basel III full implementation impact

The European Banking Authority (EBA) today published its first mandatory Basel III Monitoring Report which assesses the impact that Basel III full implementation will have on EU banks in 2028.

ESAs propose disclosures for fossil gas and nuclear energy investments

See the content published by the European Securities and Markets Authority (ESMA) here:

ESAs propose disclosures for fossil gas and nuclear energy investments

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have today delivered to the European Commission (EC) their Final Report with draft Regulatory Technical Standards (RTS) regardi

Tender regarding the ‘Supply of Microsoft 365 (Business Standard) Licences’

See a PDF of the Announcement published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Escrow Custodian Service Ltd (Clone of FCA Authorised Firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a 'clone firm'; and fraudsters usually use this tactic when contacting people out of the blue, so you should be especially wary if...

ESAs propose disclosures for fossil gas and nuclear energy investments

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have today delivered to the European Commission (EC) their Final Report with draft Regulatory Technical Standards (RTS) regardi

The Capital Market Authority Announces the Approval on the Registration and the Public Offering of Debt-Based Recourse Debt Instruments Program of the Special Purposes...

The Capital Market Authority (“CMA") announces the issuance of its Board resolution dated 1444/03/02 AH corresponding to 2022/09/28 AD approving the application of Special Purposes Entity Al Kathiry Sukuk (“SPE") for the registration and public offering of debt-based recourse debt instruments within a program that does not exceed the value of 500 million Riyal submitted by, established under license No. (SPE00034) dated 1443/05/12 AH corresponding to 2021/12/16 AD by Al Kathiri Holding Company ("Sponsor"). Moreover, the prospectus will be published within sufficient time prior to the start of the subscription period. The prospectus includes all relevant information that the investor...

DFINEXMARKET

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Identical letter to all companies on Oslo Børs regarding deficiencies in ESEF reporting

Finanstilsynet has reviewed the companies’ financial reporting and has observed deficiencies in reporting in accordance with ESEF and in the publication and storage of annual reports and audit

BITFOREX FINANCE

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

CHAINSWIFTFX

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...

Regulator Information

Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Email: [email protected]
Abbreviation: CBI
Jurisdiction: Ireland
Email: [email protected]
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: CBR
Jurisdiction: Russian Federation
Email: [email protected]
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Abbreviation: CSSF
Jurisdiction: Luxembourg
Email: [email protected]
Abbreviation: HANFA
Jurisdiction: Croatia
Email: [email protected]
Abbreviation: CySEC
Jurisdiction: Cyprus
Email: [email protected]
Abbreviation: DFSA
Jurisdiction: Denmark
Email: [email protected] 
Abbreviation: AFM
Jurisdiction: Netherlands
Email: [email protected]
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Email: [email protected]
Abbreviation: ESMA
Jurisdiction: ESMA
Email: [email protected]
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
Abbreviation: FRA
Jurisdiction: Egypt
Email: [email protected]
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Email: [email protected]
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Email: [email protected]
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: FIN-FSA
Jurisdiction: Finland
Email: [email protected]
Abbreviation: FME IS
Jurisdiction: Iceland
Email: [email protected]
Abbreviation: FSA
Jurisdiction: Norway
Email: [email protected]
Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Email: [email protected]
Regulator Name: Israel Securities Authority
Abbreviation: ISA
Jurisdiction: Israel
Email: [email protected]
Abbreviation: JFSC
Jurisdiction: Jersey
Email: [email protected]
Abbreviation: MFSA
Jurisdiction: Malta
Email: [email protected]
Abbreviation: CONSOB
Jurisdiction: Italy
Email: [email protected]
Abbreviation: CMVM
Jurisdiction: Portugal
Email: [email protected]
Abbreviation: SEC NG
Jurisdiction: Nigeria
Email: [email protected]
Abbreviation: FI
Jurisdiction: Sweden
Email: [email protected]
Abbreviation: FINMA
Jurisdiction: Switzerland
Email: [email protected]

Recent Articles

SEC Charges Two Canadian Software Engineers with Insider Trading

Washington D.C., Sept. 30, 2022 — The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

Yesterday, the President of the Republic put forward the name of Marie-Anne Barbat-Layani to chair the AMF.

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