GFSC GG
Sanctions Notice – Myanmar — GFSC
Please be advised that the following individuals and entities:
Win Kyaw Kyaw Aung
Zaw Min Tun
Asia Sun Trading Company Limited
Cargo Link Company Limited
have been designated under the Myanmar (San
GFSC GG
Sanctions Notice – ISIL (DA’ESH) and AL-QAIDA — GFSC
Please be advised that
Islamic State in Iraq and the Levant in South-East Asia
has been designated under the ISIL (Da’esh) and Al-Qaida (Sanctions) (EU Exit) Regulations 2019 (the UK regulati
CSSF LU
SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial...
1. Context
This Communiqué follows up on the CSSF communiqué published on 27 July 2022 announcing the intention of the CSSF to launch a data collection exercise related to SFDR.
The objective of the present Communiqué is to provide industry participants with information on the launch of the first part of this data collection, which mainly focuses on the collection of information regarding organisational arrangements of IFMs.
SFDR requires IFMs that qualify as financial market participants (FMP(s)) and/or financial advisers (FA(s)) to comply with a set of rules regarding the integration of sustainability risks in their activities by 10 March 2021. SFDR also outlines...
FCA GB
EARNEASYMONEY
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us.
This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...
FCA GB
FCA confirms appointment of Chair of the Payment Systems Regulator
We have confirmed the appointment of Aidene Walsh as Chair of the Payment Systems Regulator for a three-year term.
Aidene has been interim chair of the PSR since April 2022. The appointment was made by the FCA Board with the approval of the Treasury.
Richard Lloyd OBE, Interim Chair of the FCA, said:
'I warmly congratulate Aidene on her appointment. The Payment Systems Regulator fulfils a vital role in enabling sustainable innovation, protecting consumers, and promoting competition in payments, and the FCA looks forward to continuing to work closely with Aidene and her team.'
Aidene Walsh, Chair of the Payment Systems Regulator, said:
'I...
MFSA MT
Note regarding the Extension of the Consultation Period for the Consultation Document on the Proposed Establishment of a Framework for Notified Professional Investor Funds
Note regarding the Extension of the Consultation Period for the Consultation Document on the Proposed Establishment of a Framework for Notified Professional Investor Funds – MFSA
FCA GB
Oxford Wise
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us.
This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...
FCA GB
22 Pips
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us.
This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...
FCA GB
Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers
On 25 January 2023, we imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns about use of certain funds that appear to have been withdrawn by a senior individual in the firms.
Nexus Independent Financial Advisers and Nexus Investment Managers have the right to make written or oral representations to us on the First Supervisory Notice. They also have the right to make a reference to the Upper Tribunal.
Our restrictions will stop Nexus Independent Financial Advisers and Nexus...
FCA GB
National Credit Lenders
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us.
This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services Compensation Scheme (FSCS), so you are unlikely to get your money...
FSMA BE
Q&A about the entry into force of the Delegated Regulation supplementing the Sustainable Finance Disclosures Regulation (SFDR)
The FSMA has published a Communication on the entry into force of Commission Delegated Regulation (EU) 2022/1288 of 6 April 2022 supplementing the SFDR with regulatory technical standards. The Communication takes the form of Q&As and covers, for example, the content and presentation of the information relating to the promotion of environmental or social characteristics and objectives for sustainable investments in precontractual documents, on websites and in periodic reports.
These Q&As bring together the clarifications published by the European Commission and the European Supervisory Authorities on the subject and sets out the FSMA’s expectations in this regard.
Read more in Communication...
Regulator Information
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Email: [email protected]
Regulator Name: Central Bank and Financial Services Authority of Ireland
Abbreviation: CBI
Jurisdiction: Ireland
Website: https://www.centralbank.ie/
Email: [email protected]
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Website: https://www.cb.is/
Email: [email protected]
Regulator Name: Central Bank of the Russian Federation (Bank of Russia)
Abbreviation: CBR
Jurisdiction: Russian Federation
Website: https://www.cbr.ru/eng/
Email: [email protected]
Regulator Name: Comisión Nacional del Mercado de Valores
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Regulator Name: Commission de Surveillance du Secteur Financier
Abbreviation: CSSF
Jurisdiction: Luxembourg
Website: https://www.cssf.lu/en/
Email: [email protected]
Regulator Name: Croatian Financial Services Supervisory Agency
Abbreviation: HANFA
Jurisdiction: Croatia
Website: https://www.hanfa.hr/en/
Email: [email protected]
Regulator Name: Cyprus Securities and Exchange Commission
Abbreviation: CySEC
Jurisdiction: Cyprus
Website: https://www.cysec.gov.cy/en-GB/home/
Email: [email protected]
Regulator Name: Danish Financial Services Authority
Abbreviation: DFSA
Jurisdiction: Denmark
Website: https://www.dfsa.dk/
Email: [email protected]
Regulator Name: Dutch Authority for the Financial Markets
Abbreviation: AFM
Jurisdiction: Netherlands
Website: http://www.afm.nl/en/
Email: [email protected]
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Website: https://www.eba.europa.eu/
Regulator Name: European Insurance and Occupational Pensions Authority
Abbreviation: EIOPA
Jurisdiction: Supranational
Website: https://www.eiopa.europa.eu/
Email: [email protected]
Regulator Name: European Securities and Markets Association
Abbreviation: ESMA
Jurisdiction: ESMA
Website: https://www.esma.europa.eu/
Email: [email protected]
Regulator Name: Federal Financial Supervisory Authority
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
Regulator Name: Finance Regulatory Authority
Abbreviation: FRA
Jurisdiction: Egypt
Email: [email protected]
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Website: http://www.fca.org.uk/
Email: [email protected]
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Website: https://www.fma.gv.at/en/
Email: [email protected]
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Website: https://www.amf-france.org/en/
Email: [email protected]
Regulator Name: Financial Services and Markets Authority
Abbreviation: FSMA
Jurisdiction: Belgium
Website: https://www.fsma.be/en/
Regulator Name: Financial Supervisory Authority
Abbreviation: FIN-FSA
Jurisdiction: Finland
Website: https://www.finanssivalvonta.fi/en/
Email: [email protected]
Regulator Name: Financial Supervisory Authority
Abbreviation: FME IS
Jurisdiction: Iceland
Website: https://en.fme.is/
Email: [email protected]
Regulator Name: Financial Supervisory Authority of Norway
Abbreviation: FSA
Jurisdiction: Norway
Website: http://www.finanstilsynet.no/en/
Email: [email protected]
Regulator Name: Guernsey Financial Services Commission
Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]
Regulator Name: Isle of Man Financial Services Authority
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Website: https://www.iomfsa.im/
Email: [email protected]
Regulator Name: Israel Securities Authority
Abbreviation: ISA
Jurisdiction: Israel
Email: [email protected]
Regulator Name: Jersey Financial Services Commission
Abbreviation: JFSC
Jurisdiction: Jersey
Website: http://www.jerseyfsc.org/
Email: [email protected]
Regulator Name: Malta Financial Services Authority
Abbreviation: MFSA
Jurisdiction: Malta
Website: http://www.mfsa.com.mt/
Email: [email protected]
Regulator Name: National Commission for Companies and the Stock Exchange
Abbreviation: CONSOB
Jurisdiction: Italy
Email: [email protected]
Regulator Name: Portuguese Securities Market Commission
Abbreviation: CMVM
Jurisdiction: Portugal
Email: [email protected]
Regulator Name: Securities and Exchange Commission
Abbreviation: SEC NG
Jurisdiction: Nigeria
Website: https://sec.gov.ng/
Email: [email protected]
Regulator Name: Swedish Financial Supervisory Authority
Abbreviation: FI
Jurisdiction: Sweden
Website: https://www.fi.se/en/
Email: [email protected]
Regulator Name: Swiss Financial Market Supervisory Authority
Abbreviation: FINMA
Jurisdiction: Switzerland
Email: [email protected]
Recent Articles
Sanctions Notice – Myanmar — GFSC
Please be advised that the following individuals and entities:
Win Kyaw Kyaw Aung
Zaw Min Tun
Asia Sun Trading Company Limited
Cargo Link Company Limited
have been designated under the Myanmar (San
Sanctions Notice – ISIL (DA’ESH) and AL-QAIDA — GFSC
Please be advised that
Islamic State in Iraq and the Levant in South-East Asia
has been designated under the ISIL (Da’esh) and Al-Qaida (Sanctions) (EU Exit) Regulations 2019 (the UK regulati
SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial...
1. Context
This Communiqué follows up on the CSSF communiqué published on 27 July 2022 announcing the intention of the CSSF to launch a data collection exercise...
EARNEASYMONEY
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
CVM accepts proposal for a term of commitment with the CEO of Clear Sale SA
This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...