Aggregated News From Investment Management Regulators

Cyprus

C447 – ESMA Guidelines (ESMA35-36-1952) on certain aspects of the MiFID II compliance function requirements

See the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Certification Examination Results for April 2021

See the Notice published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C444 – ESMA “Guidelines on Reporting under Articles 4 and 12 of Regulation (EU) 2015/2365 (SFTR) (Ref. ESMA-70-151- 2838)”

See the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Warning regarding unregulated entities

See the Notice published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C446 – Risk Based Supervision Framework (‘The RBS – F’) – Electronic Submission of Information for the year 2020 (Form RBSF – ASP)

See the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

RBS-F Form for ASPs

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Questions and Answers on the Prospectus Regulation – 8th version – May 2021

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Dissolution and liquidation of CROWNGLOBAL CAPITAL RAIF V.C.I.C. PLC

See the Notice published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Public Register of Certified Persons April 2021

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

AML Compliance Officers Register April 2021

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

TPR Register

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

CySEC launches a Temporary Permission Register for UK firms

See the Press Release published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Regulator Information

Abbreviation: CySEC
Jurisdiction: Cyprus

Recent Articles

Press release on the reopening of trading in Recticel

  ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial...

Press release on the reopening of trading in Cie Bois Sauvage

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial...

ESAs’ report on the implementation and functioning of the securitisation regulation

The Joint Committee of the European Supervisory Authorities (ESAs – European Banking Authority, European Insurance and Occupational Pensions Authority, and European Securities and Markets...

ESAs’ report on the implementation and functioning of securitisation regulation

The Joint Committee of the European Supervisory Authorities (ESAs – European Banking Authority, European Insurance and Occupational Pensions Authority, and European Securities and Markets Authority)

Burma-related Designations; Counter Terrorism Designations

SPECIALLY DESIGNATED NATIONALS LIST UPDATE The following individuals have been added to OFAC's SDN List:  AL-FAY, Ibrahim Ali 'Awad (a.k.a. "Abu Ali al-Samarra'i"), Sakarya, Turkey; DOB...

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