Aggregated News From Investment Management Regulators

CySEC CY

C561 – Updated version of the ESMA Guidelines on stress test scenarios under the MMF Regulation

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Quarterly Statistic – Management Companies & Undertakings of Collective Investment Sector

See a PDF of the report published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Assets under Management of Collective Investments for the 4th quarter of 2022 reached €9.5bn

See a PDF of the Press Release published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C556 – Guidance on Sanctions and Restrictive Measures

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C557-Management Companies and Self-Managed Funds Quarterly Statistics

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C554 – Suspension of redemption of UCITS and AIF units on 7 and 10 April 2023

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C555 (re-issuing of C551) – EU Council’s Restrictive Measures against Russia due to its military aggression against Ukraine – Tenth sanctions package

See a PDF of the circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

CySEC participates in Global Money Week 2023 promoting financial literacy in Cyprus

See a PDF of the Announcement published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Human rights violations in Iran: EU sanctions additional eight individuals and one entity

Today, the Council decided to impose restrictive measures on additional 8 individuals and one entity responsible for serious human rights violations in Iran. In particular, the Council is sanctioning members of the judiciary responsible for handing down death sentences in unfair trials and for the torturing of convicts. It is also sanctioning: conservative clerics undermining the freedom of girls and women or propagating hate against women a member of the Iranian Parliament (Madjles) and its spokesman for the cultural commission the spokesman of the EU-listed Headquarters for Enjoining Right and Forbidding Evil the Supreme Council of Cultural Revolution, a body which promoted several projects undermining the freedom of girls and women and discriminating minorities. the chief...

Citigroup Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets Funding Luxembourg

See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Citigroup Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets Funding Luxembourg

See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

C553 – Guidelines on certain aspects of the compliance function requirements

See a PDF of the Circular published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Regulator Information

Abbreviation: CySEC
Jurisdiction: Cyprus

Recent Articles

Mark Reinhold Named SEC Chief Human Capital Officer

The Securities and Exchange Commission today announced that Mark D. Reinhold has been named the agency’s Chief Human Capital Officer and Director of the Office of Human Resources.

SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud

The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its

SEC Awards More Than $12 Million to Two Whistleblowers

The Securities and Exchange Commission today announced awards of more than $12 million to two whistleblowers who provided information and assistance in a successful SEC enforcement action.

SEC to Host Municipal Securities Disclosure Conference

The Securities and Exchange Commission today opened public registration for its Municipal Securities Disclosure Conference, which will be held on May 10, 2023, at the SEC’s headquarters.

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