Aggregated News From Investment Management Regulators

ESMA

ESMA launches a Common Supervisory Action with NCAs on valuation of UCITS and open-ended AIFs

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ESMA issues 2021 report on accepted market practices under MAR

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ESA PUBLIC HEARING ON THE REVIEW OF THE PRIIPS REGULATION

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ESAs publish list of financial conglomerates for 2021

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ESMA publishes guidelines on delayed disclosure under MAR

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its Final Report on the amendment of the Market Abuse Regulation (MAR) guidelines on delayed disclosure in relation to prudential supervision. The Guidelines are adding certain cases to the list of legitimate interests of issuers for delaying public disclosure of inside information.  The Guidelines are aimed at providing clarity, enhancing legal certainty and fostering supervisory convergence and should assist issuers in conducting their assessment as to whether they meet the conditions to delay inside information in accordance with MAR. The Guidelines also introduce clarifications on the...

ESMA launches call for evidence on distributed ledger technology

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a call for evidence on distributed ledger technology (DLT). The call for evidence seeks input from stakeholders on the use of DLT for trading and settlement and on the need for amending the regulatory technical standards (RTS) on regulatory reporting and transparency requirements. The Regulation on a pilot regime for market infrastructures based on DLT (DLT Pilot) requires ESMA to assess whether the RTS developed under MiFIR relative to certain pre-and post-trade transparency and data reporting requirements need to be amended in order to be effectively...

ESMA publishes guidance on appropriateness and execution-only requirements under MiFID II

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Assessment Report under Article 25(2c) of EMIR – Assessment of LCH Ltd and ICE Clear Europe Ltd – Part 2

See the Details from the European Securities and Markets Authority (ESMA) here: Source link

Assessment Report under Article 25(2c) of EMIR – Assessment of LCH Ltd and ICE Clear Europe Ltd – Part 1

See the Details from the European Securities and Markets Authority (ESMA) here: Source link

Open hearing on Resolution mandates under CCPRRR

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ESMA concludes Tier 2 CCP assessment under Article 25(2c) of EMIR

See the Public Statement published by the European Securities and Markets Authority (ESMA) here: Source link

ESMA reports on derivatives and securities markets in 2020

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Regulator Information

Abbreviation: ESMA
Jurisdiction: ESMA
Email: [email protected]

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This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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