Aggregated News From Investment Management Regulators

ESMA

ESMA recognises Shanghai Clearing House and Dubai Clear

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ESMA and the Austrian Financial Market Authority welcome EURIBOR panel enlargement

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ESAs propose disclosures for fossil gas and nuclear energy investments

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ESMA publishes report on the DLT Pilot regime

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its Report on the distributed ledger technology pilot regime (DLT Pilot).  In the report, ESMA provides guidance on certain technical elements and makes recommendations on compensatory measures on supervisory data to ensure a consistent application by DLT market infrastructures from the start of the regime. The report published today presents ESMA’s proposed way forward and includes the feedback received following the Call for Evidence launched in January and a workshop organised in March 2022. ESMA concludes that there is no need to amend the RTS...

ESMA consults on guidance on market outages

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Consultation Paper on Market Outages

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ESMA updates Q&As on MiFID II and MiFIR commodity derivatives topics

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today updated its Questions and Answers (Q&As) on commodity derivatives topics under the MiFID II and MiFIR. The revised Q&A document reflects mainly the amendments introduced by the Recovery Package for commodity derivatives, including those introduced by the entry into force of the latest technical standards and the Commission Delegated Regulation on the ancillary activity criteria (CDR 2021/1833) replacing RTS 20 which became applicable in November 2021. The publication of the revised Q&As includes track changes for the amended Q&As. Questions that are no longer relevant still appear...

ESMA publishes final guidelines on MiFID II suitability requirements

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ESMA consults on CCP business reorganisation plans

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today published a consultation paper seeking views on proposed rules for Central Counterparties’ (CCPs) business reorganisation plans. The proposed rules are part of the CCPs resolution regime under the CCPRRR. The draft Regulatory Technical Standard (RTS) provides clarifications and covers the minimum elements to be included in the business reorganisation plans that CCPs are expected to implement as part of their resolution tools under CCPRRR, as well as the criteria to be fulfilled by them. The objective of the proposed measures is to ensure that CCPs which are failing or likely...

Regulator Information

Abbreviation: ESMA
Jurisdiction: ESMA
Email: [email protected]

Recent Articles

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation

Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation – MFSA

CVM discloses methodology for defining the size of large minimum lots (art. 95, § 1, of CVM Resolution 135)

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

Truist Investment

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Industry Circular No. 5 of 2022 – Legislative Updates

The BVI Business Companies Act & The BVI Business Companies Regulations Receive Significant Updates The BVI Business Companies (Amendment) Act, 2022 ("the Amendment Act") and the...

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