Aggregated News From Investment Management Regulators

France

More than one million new retail investors have entered equity markets in France over the last 3 years, according to the AMF’s dashboard

The fifth edition of the Active Retail Investor Dashboard published by the AMF shows that the number of retail investors in equity markets remained high throughout 2021.

The AMF informs about the liquidation of the portfolio asset management company « Nestadio Capital »

During its 17 December 2019 meeting, the AMF Board noted that Nestadio Capital was no longer complying with the terms of its authorisation and therefore decided to withdraw its authorisation as a po

Stimulating the diversification of long-term savings in equities

This report notes the under-diversification of French savings.

Stimulating the diversification of long-term savings: the AMF proposes an educational approach to equity investment

In a publication aimed at professionals, the regulator takes stock of French retail investors’ behaviour.

The AMF Enforcement Committee fines an issuer’s Chief Financial Officer for insider dealing

The Enforcement Committee found that the information relating to the significant deterioration in the issuer’s annual results was considered inside information.

2022 Supervisory Priorities for the Autorité des Marchés Financiers

The AMF sets out in this document supervisory priorities for 2022 for asset management companies, market intermediaries and infrastructures, distributors and investment advisors.

2022 Priorities for the Autorité des Marchés Financiers

The AMF sets out in this document its priorities for action for 2022, the last year of implementing its five-year strategic plan #Supervision2022.

The AMF publishes its priorities for 2022, the last year of its five-year strategy

The AMF’s actions in the coming months will focus on four main areas: Europe, retail investment, sustainable finance and the modernisation of its regulatory action.

AMF Household Savings Newsletter – No. 46 – December 2021

This Letter is entirely devoted to the findings of the study on the French and investment scams carried out among a sample of 5,000 French people aged 18 and over, whose objective was to assess the

The AMF Enforcement Committee fines an asset management company for several breaches of its professional obligations

Please note that the French version of this press release was published on 21 December.

The ACPR and AMF publish their report on climate-related commitments of French financial institutions

Following the publication end of October 2021 of a pre-report on sectoral policies relating to fossil fuels, the ACPR and the AMF are publishing their second report on the monitoring and evaluation

Settlement discipline: supervisory approach on the implementation of the CSDR provisions

To improve securities settlement in the European Union, the regulation on central securities depositories (CSDR) establishes three mechanisms aimed at reducing settlement fails: The reporting of set

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France

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This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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