Aggregated News From Investment Management Regulators

France

Securities transactions: the importance of providing information about the possible reply procedures

The facts Mr P., who holds shares in company A, was informed by his account-keeping firm of a securities transaction.

2020 AMF Annual Report

The AMF’s 2020 Annual Report presents the consequences of the coronavirus epidemic on the AMF’s fields of competence, the actions implemented to deal with it, the evolution of the situat

New key figures take up their seats on the AMF Enforcement Committee

By an order of the Minister for the Economy and Finance dated 3 September 2021 and by decision of the other competent authorities, the Enforcement Committee of the Autorité des Marchés Financiers (A

Summary of consumer “digital journey” tests conducted under MIF2

In the last quarter of 2020, consumer tests were carried out to examine whether the information provided by online financial services providers allows for the promotion of informed consent from the

The AMF Enforcement Committee clears two legal entities and one natural person of alleged insider trading and breach of the obligation to report all...

In its decision of 3 August 2021, the Enforcement Committee cleared Fidoma and the chairman of its supervisory board, Didier Domange, of insider trading.

The AMF updates its policy on the pre-approval of changes to UCITS and AIFs during their lifetime

The Autorité des Marchés Financiers (AMF) has updated its instructions DOC-2011-19, DOC-2011-20, DOC-2011-21, DOC-2011-22 and DOC-2011-23 relating to authorised UCITS and AIFs.

The AMF Enforcement Committee fines two Amundi group companies, a brokerage firm and three former employees of these companies for price manipulation and breaches...

In its decision of 4 August 2021, the Committee fined Amundi Asset Management, Amundi Intermédiation, Tullett Prebon and three of their former employees, Ludovic Delion, Gregory Saey and Thomas Vign

Transposition of the directive on the cross-border distribution of collective investment undertakings: the AMF amends its General Regulation and its policy

Amendment of the UCITS and AIFM directives On 20 June 2019 the European Parliament and the Council of the European Union enacted a new Directive (EU) 2019/1160 (the “CBDF Directive”) on t

The AMF and the ACPR sign two cooperation agreements with the SEC regarding the regime applicable to Security Based Swap Dealers (SBSD) in the...

On 23 July 2021, the French financial markets authority (AMF) and the French prudential control and resolution authority (ACPR) signed two cooperation agreements with the Securities Exchange Commiss

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime 29 July 2021 Memorandum of understanding between the Securities and Exchange Comm

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.

AMF is warning retail investors on the importance of consulting the white list of digital asset service providers (DASPs)

The AMF is calling on the extreme vigilance of retail investors when dealing with offers to invest in crypto-assets. The regulatory authority reminds of the existence of a

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Email: [email protected]

Recent Articles

Warning regarding the activities of an entity named Pinecone Tokenised Fund

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Pinecone Tokenised Fund which pretends to...

Deferred tax assets require recognition test

Insurers have to take account of deferred taxes when they prepare their Solvency II balance sheet.

Remittance Advice- B G Freight Shoppe India P Ltd. in the matter of Ram Minerals and Chemicals Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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