Aggregated News From Investment Management Regulators

France

The AMF Enforcement Committee fines three legal entities and eight individuals for insider dealing breaches and failure to maintain and update insider lists

In its decision of 30 January 2023, the Enforcement Committee imposed financial penalties of between €5,000 and €1,000,000 on ten individuals for insider dealing.

Over 1.5 million retail investors bought or sold shares in 2022

Despite a slowdown in the second half of the year, many retail investors were active in the equity markets last year: just over 1.

Publication of the new directive on corporate sustainability reporting (CSRD)

The current Non-Financial Reporting Directive (NFRD) will soon be replaced by a new and more ambitious directive, the Corporate Sustainability Reporting Directive, known as the “CSRD”((EU) 2022/2464

The AMF warns the public about calls from fraudsters claiming to help recover funds

In recent weeks, about fifty retail investors who had been victims of an investment scam have reported to the AMF that they had received a phone call from someone claiming to be an “AMF investi

Artificial intelligence, towards new contributions for regulators

On the occasion of a study on the use of Data Science for supervisory purposes, the Autorité des marchés financiers (AMF) has explored the potential offered by natural language processing technologi

Automated analysis of risk factors published by listed companies: a use case of natural language processing for the AMF

On the occasion of a study on the use of Data Science for supervisory purposes, the Autorité des marchés financiers (AMF) has explored the potential offered by natural language processing technologi

Supervisory priorities of the Autorité des marchés financiers for 2023

In this document, the AMF presents the supervisory themes for the year 2023 for professionals subject to its supervision working in the fields of asset management, intermediation and market infrastr

Action priorities of the Autorité des marchés financiers for 2023

In this document, the AMF presents its action priorities for 2023, the first year following the five-year #Supervision2022 strategic plan.

The AMF has published its action and supervisory priorities for 2023

On the occasion of her New Year address to the press, AMF Chair Marie-Anne Barbat-Layani presented the AMF’s priorities for the coming 12 months.

The AMF Enforcement Committee fines the British company H2O AM LLP and two of its executives at the time of the facts for several...

In its decision of 30 December 2022, the Committee imposed fines on H2O AM LLP, Mr. Bruno Crastes and Mr.

The AMF warns the public against certain platforms proposing investments in real estate as “royalties”

These fundraising transactions enable companies to purchase buildings.

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France

Recent Articles

SEC Division of Examinations Announces 2023 Priorities

Washington D.C., Feb. 7, 2023 — The Securities and Exchange Commission’s Division of Examinations today announced its 2023 examination priorities.

Prepared Remarks Before the Small Business Capital Formation Advisory Committee

Washington D.C. Feb. 7, 2023 Good morning. It is good to join the advisory committee for your first meeting of the year.

Get the latest from Regulatory.News in your inbox!

×