Aggregated News From Investment Management Regulators

AMF FR

Costs and performance of marketed funds incorporating a non-financial approach

In a context of significant development of sustainable finance and fund ranges incorporating environmental, social and governance (ESG) criteria, the AMF has published a study that provides an initi

Costs and performance of funds incorporating a non-financial approach marketed in France between 2012 and 2018

In a context of significant development of sustainable finance and fund ranges incorporating environmental, social and governance (ESG) criteria, the AMF has published a study that provides an initi

UCITS and AIF depositaries: the AMF gives details about the identity of the head of the depositary function in its instruction DOC-2016-01

UCITS and AIF depositaries must appoint a head of the depositary function and inform the AMF of his or her identity.

Employee savings: what is the trigger event date for early release on the grounds of a marriage outside France?

The facts Mr. Y. got married in Lebanon on 29 August 2015 and applied for the early release of his employee savings plan in October 2020.

The AMF Enforcement Committee fines a financial investment advisor and its manager for breaching their professional obligations

Between September 2016 and November 2018, Sud Conseils Patrimoine had retail clients subscribe to shares of a German alternative investment fund (AIF) that was not authorized for marketing in France

The AMF’s Enforcement Committee fines an asset management company specialising in real estate for breaches of its professional obligations

The Committee upheld the four breaches of its professional obligations alleged against Corum Asset Management.

The AMF draws the public’s attention to the risks associated with the investment offer of ISEA GLOBALISATION LTD

The Autorité des Marchés Financiers (AMF) draws the public’s attention to investments presented under the name ISEA GLOBALISATION LTD, due to the lack of clear and precise information about the natu

The AMF Enforcement Committee fines two individuals and three legal entities for insider trading breaches, failure to fulfil their reporting obligations and for trading...

The objections notified to the Moroccan company Diana Holding, which at the time of the events was the majority shareholder of Marie Brizard Wine & Spirits (MBWS) listed in France, to Rita Zniber, it

The AMF publishes an analysis of the implementation of liquidity contracts and their effects

This study analyses the accepted market practice for liquidity contracts on the Paris Stock Exchange between December 2019 and May 2020 and suggests possible future fields for development.

Retrospective analysis of the impact of liquidity contracts on the French market (December 2019 – May 2020) and potential changes in accepted market practice

This study analyses the accepted market practice for liquidity contracts on the Paris stock exchange (Euronext and Euronext Growth) between December 2019 and May 2020, which is an instructive period

The AMF’s Enforcement Committee fines an asset management company and the Chairman of its management board for breaches of their professional obligations

In its decision of 16 April 2021, the Enforcement Committee imposed on each of the implicated parties, the asset management company Gestys SA and the chairman of its management board Jean-Laurent Br

The AMF would like to thank all those who took part in its Entity Name Matching challenge on Codalab

From 13 January to 12 March 2021, the AMF issued a challenge to coding enthusiasts to come up with an effective method for identifying market participants, via natural language processing techniques

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France

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