Aggregated News From Investment Management Regulators


The AMF publishes its annual report on corporate governance and the executive compensation of listed companies

Each year, the AMF reviews the information published by listed companies on corporate governance and executive compensation.

Retail investors have grown in number, are younger and increasingly use neo-brokers since the Covid crisis

After an initial analysis of the behaviour of retail investors on the stock market conducted in April 2020 during the first lockdown, the Autorité des Marchés Financiers has confirmed the renewed in

The AMF announces two appointments to the Regulatory Policy and International Affairs Directorate (DRAI)

Kheira Benhami has been appointed Chief Economist and Director of the Analysis, Financial Stability and Risks Division at the DRAI as of 2 November, while Ianja Ramananarivo was appointed Head of th

Marielle Cohen-Branche is reappointed as AMF Ombudsman for a three-year term

After consultation with the Board and on appointment by AMF Chairman Robert Ophèle, Marielle Cohen-Branche started her fourth term as the AMF Ombudsman on 12 November.

Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors

The Autorité des Marchés Financiers applies the guidelines of the European Banking Authority (EBA) on money laundering and terrorist financing (ML/TF) risk factors and revises AMF position DOC-2019-

The AMF warns the public against the offerings of UGE Group

After several reports from French retail investors, the AMF is warning the public about the offerings made by UGE Group on its website,

A stock exchange order must be able to be cancelled or altered as long as it has not been executed

The facts On Saturday 28 February 2020, at 5.01 am, Mr X. placed two market buy orders by internet for 800 and 2,000 A shares listed on Euronext Growth. On Monday 2 March 2020, as of 9:00 am, Mr X.

The AMF warns listed companies, corporate officers and investors about the risks associated with equity line and OCABSA financing

Since the beginning of the year, the AMF has noted an increase in calls from individuals who have lost a large part of their investment in listed companies that use equity line or OCABSA (notes with

The AMF Enforcement Committee fines a Polish investment service provider for breaches of its professional obligations

In its decision of 8 November 2021, the Enforcement Committee handed down a warning to the Polish company X-Trade Brokers Dom Maklerski and fined it €300,000 for breaches of its professional obligat

The AMF and the Banque de France publish an update of the inventory of liquidity management tools in French funds

In July 2020, the Banque de France and the AMF published a joint study on the liquidity management tools (LMTs) of French funds.

Overview and inventory of French funds’ liquidity management tools: dynamic view since 2017 and update as at mid-2021

This article presents an update of the analysis of French-domiciled funds’ prospectuses carried out jointly by the Autorité des marchés financiers and the Banque de France.

The AMF presents its 2021 Young Researcher Award in economics to Paul Karehnke

The AMF launched the Young Researcher Award in 2015 to support academic research on topics related to regulation and the financial markets.

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France

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