AMF FR
AMF FR
All the information communicated by an adviser to a retail investor must be accurate, clear and not misleading
The facts
Mr S solicited his adviser in February 2021 to acquire new units of an SCPI fund.
AMF FR
Speech by Marie-Anne Barbat-Layani, AMF Chair, The AMF: “a pivotal position at the heart of financial regulation” – General Assembly of the French Association...
Check against delivery
Mr President, dear Daniel Biarneix,Ladies and Gentlemen,
I would like to thank you very much for inviting me to speak this morning as the new Chair of the AMF, before your Gene
AMF FR
The AMF Enforcement Committee sanctions an asset management company and two of its managers for breaches of their professional obligations
In its decision of 16 May 2023, the Enforcement Committee handed down a fine of €400,000 and a warning to the asset management company Apicap.
AMF FR
Central counterparties’ recovery plan: AMF complies with ESMA guidelines on recovery plan indicators and scenarios
The AMF updates its doctrine with a new position DOC-2023-04 implementing ESMA guidelines on recovery plan indicators and scenarios for clearing houses in accordance with the Regulation relating to
AMF FR
MiFID II remuneration requirements: the AMF applies the ESMA Guidelines
The Autorité des Marchés Financiers (AMF) has published a Position DOC-2023-04 to incorporate the guidelines of the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID I
AMF FR
Reporting under Article 29 of the Energy-Climate Law: the AMF updates its policy on how to prepare and submit reports
Following the approval of amendments to its General Regulation, the AMF has updated its policy to specify the procedures for preparing and submitting the report required under Article 29 of the Ener
AMF FR
The AMF revises position limits applicable to agricultural commodity derivatives
Following the April 20, 2022 amendment of European Commission Delegated Regulation 2022/1302 supplementing Directive 2014/65/EU on markets in financial instruments (MiFID2), the AMF has revised the
AMF FR
The AMF Enforcement Committee fines a portfolio asset management company and its manager for breaches of their professional obligations
In its decision of 24 April 2023, the Enforcement Committee handed down a warning and a fine of €200,000 to the portfolio asset management company Melanion Capital, and a warning and a fine of €150,
AMF FR
Equity savings plans : the AMF working group proposes avenues for improvement
In response to the rise in investor complaints about PEAs, which became the leading reason for referrals to the AMF Ombudsman in 2021, the AMF Board decided to set up a working group made up of repre
AMF FR
Provision of market data: the AMF conducts a series of SPOT inspections and identifies shortcomings in compliance with requirements
Market data is of great importance to a diverse range of market participants.
AMF FR
Summary of SPOT inspections on the provision of market data
In line with the supervisory priorities of the Autorité des Marchés Financiers for 2022 and in relation to the strategic supervisory priorities of the European Union, a series of short thematic “SPO
AMF FR
Crypto-asset markets: the MiCA regulation adopted by the European Parliament
A European framework for crypto-asset markets
Part of the EU Digital finance package, the European regulation on Markets in Crypto-Assets (“MiCA”) seeks to regulate crypto-assets that are
Regulator Information
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Website: https://www.amf-france.org/en/
Email: [email protected]
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