Aggregated News From Investment Management Regulators

AMF FR

The AMF and the ACPR sign two cooperation agreements with the SEC regarding the regime applicable to Security Based Swap Dealers (SBSD) in the...

On 23 July 2021, the French financial markets authority (AMF) and the French prudential control and resolution authority (ACPR) signed two cooperation agreements with the Securities Exchange Commiss

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime 29 July 2021 Memorandum of understanding between the Securities and Exchange Comm

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.

AMF is warning retail investors on the importance of consulting the white list of digital asset service providers (DASPs)

The AMF is calling on the extreme vigilance of retail investors when dealing with offers to invest in crypto-assets. The regulatory authority reminds of the existence of a

The AMF complies with the ESMA guidelines on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation

The AMF has updated its position DOC-2018-05 to reference ESMA’s guidance on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation.

The AMF publishes a study about potential explanatory variables for the record outflows that French MMFs faced in March 2020

Building on a detailed database on French money market funds (MMF) flow and performance during the March 2020 crisis, the AMF shows that the heterogeneity of redemption behaviors cannot be explained

Econometric Analysis of the Determinants of Redemption Flows on French Money Market Funds during the 2020 Crisis

Building on a detailed database on French money market funds (MMF) flow and performance during the March 2020 crisis, the AMF shows that the heterogeneity of redemption behaviors cannot be explained

The AMF Enforcement Committee fines two individuals for insider trading breaches

In its decision of 9 July 2021, the Enforcement Committee imposed a fine of €500,000 on Mr Rémy Pierre for disclosing, on two occasions, insider information relating to the results and forecasts of

AMF makes proposals for more European supervision and improved regulation

The AMF has published its main proposals as part of the European Commission’s consultation on supervisory convergence, which was opened until May 2021.

More European supervision and better regulation are key elements to build a true Capital Markets Union

The AMF calls for more European supervision, as supervisory convergence efforts reach their limits. The French regulator also calls for improving the legislative process.

The Active Retail Investor Dashboard – No.3 – July 2021

Retail investors dashboard Shares Investment services Order The Active Retail Investor Dashboard – No.

The AMF emphasises the importance of independence in financial analysis

In reply to a letter from the President of the Société Française des Analystes Financiers (SFAF), the President of the AMF has written to emphasise the fundamental importance of independence in fina

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Email: [email protected]

Recent Articles

The AMF and the ACPR sign two cooperation agreements with the SEC regarding the regime applicable to Security Based Swap Dealers (SBSD) in the...

On 23 July 2021, the French financial markets authority (AMF) and the French prudential control and resolution authority (ACPR) signed two cooperation agreements with the Securities Exchange Commiss

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime 29 July 2021 Memorandum of understanding between the Securities and Exchange Comm

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.

SEC Charges Founder of Nikola Corp. With Fraud

The Securities and Exchange Commission today announced charges against Trevor R.

AMF is warning retail investors on the importance of consulting the white list of digital asset service providers (DASPs)

The AMF is calling on the extreme vigilance of retail investors when dealing with offers to invest in crypto-assets. The regulatory authority reminds of the existence of a Read more

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