Germany
BaFin DE
Publication of financial reports: Federal Office of Justice imposes disciplinary fine on United Labels Aktiengesellschaft
The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB) by United Labels Aktiengesellschaft.
BaFin DE
ZhongDe Waste Technology AG: BaFin imposes administrative fines
On 20 July 2021, BaFin imposed administrative fines totalling 195,000 euros on ZhongDe Waste Technology AG.
BaFin DE
safeincome.fund: BaFin launches investigation into the company SICFund
In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin informs the public that the company SICFund, Wiesbaden, Federal Republic of Germany, has not been granted
BaFin DE
BAM Bundesweites Anlagenmanagement UG (haftungsbeschränkt), Hamburg/Berlin: information from BaFin with regard to the winding up of unauthorised deposit business
After reviewing the situation, BaFin has made the following arrangements to ensure that the purported “blocked accounts” (Sperrkonten) are wound up in an orderly manner.
I.
BaFin DE
The promises neo-brokers make – and the ones they keep
It all seems so simple: customers need only make a few clicks on neo-brokers’ online platforms or trading apps to buy or sell securities.
BaFin DE
FATF Report – Stockdate on Data Pooling
You have the option below to allow a unique web analytics cookie to be stored on your browser, enabling the operator of the website to collect and analyse various types of statistical data.
BaFin DE
FATF Report – Opportunities and Challenges of new Technologies
You have the option below to allow a unique web analytics cookie to be stored on your browser, enabling the operator of the website to collect and analyse various types of statistical data.
BaFin DE
FATF- Suggested Actions to support the use of new Technologies for AML and CFT
You have the option below to allow a unique web analytics cookie to be stored on your browser, enabling the operator of the website to collect and analyse various types of statistical data.
BaFin DE
Deutsche Cannabis AG: BaFin imposes administrative fine
On 9 July 2021, BaFin imposed an administrative fine amounting to 20,000 euros on Deutsche Cannabis AG.
BaFin DE
baronsvc.com trading platform: BaFin prohibits unauthorised portfolio management
In its notice dated 23 June 2021, BaFin ordered Atlantis Technology Group Ltd., Marshall Islands, Kolusha OU, Estonia, and FMR International OU, Estonia and the UK, as the operator of the baronsvc.
BaFin DE
Bank board members with special qualifications
Not everyone can be put in charge of a bank, and for good reason: banks and savings banks have an important role to play in an economy, and they work with money that has been entrusted to them.
BaFin DE
JPMorgan Chase Bank N.A.: BaFin imposes administrative fine
On 19 July 2021, BaFin imposed an administrative fine amounting to 1,830,000 euros on JPMorgan Chase Bank N.A.
Regulator Information
Regulator Name: Federal Financial Supervisory Authority
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
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