Aggregated News From Investment Management Regulators

Germany

BaFin grants authorisation to SVB Germany

SVB Germany has taken over all of the business operations of Silicon Valley Bank Germany Branch. On 13 March 2023, BaFin ordered a moratorium on Silicon Valley Bank Germany Branch.

British company Deeland Investments Ltd. target of identity theft

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) warns that unknown perpetrators are fraudulently using the name of Deeland Investments Ltd.

BaFin orders moratorium on Silicon Valley Bank Germany Branch

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has issued a ban today for Silicon Valley Bank Germany Branch on disposals and payments, as the

There is no way around sustainability

From the European Commission’s perspective, the financial sector has an important role to play when it comes to increasing the economy’s resilience and resource efficiency and reducing CO2 emissions.

The EU Sustainable Finance Disclosure Regulation: opening the door to greater transparency

Greater transparency comes at a cost – at the very latest, this should have become clear when the EU Sustainable Finance Disclosure Regulation (SFDR) entered into force.

BaFin investigates operator of website tfimarkets24.com

Germany’s financial supervisor BaFin suspects the operator of the website tfimarkets24.com of offering consumers financial and investment services without the required authorisation.

BaFin investigates operators of website buchecoinvestments.com

BaFin suspects the operators of the website buchecoinvestment.com of offering consumers financial and investment services without the required authorisation.

Identity theft targeting BI Management A/S, Copenhagen: BaFin investigates purported sale of sharesIdentitätsdiebstahl zulasten der BI Management A/S, Kopenhagen: BaFin ermittelt wegen des Angebots...

An unknown offeror operating under the name BI Management A/S is contacting German investors to offer them purported shares in “Starlink“, “Klarna” and “TikTok/ByteDance”.

flatexDEGIRO Bank AG and flatexDEGIRO AG financial holding group: BaFin orders supervisory measures

flatexDEGIRO Bank AG must now remedy serious shortcomings in its internal controls, its supervisory reporting system and in the area of money laundering prevention.

Publication of financial reports: Federal Office of Justice imposes disciplinary fine on Singulus Technologies Aktiengesellschaft

On 13 December 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 250,000 euros on Singulus Technologies Aktiengesellschaft.

BaFin investigates Deeland Investments Ltd.

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Deeland Investments Ltd.

Risk management: clear expectations for insurers

Both BaFin and the insurers under its supervision are largely in agreement when it comes to the most significant risks for the insurance industry.

Regulator Information

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