Germany
BaFin DE
Publication of financial reports: Federal Office of Justice imposes disciplinary fine on zooplus SE
On 17 April 2023, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on zooplus SE.
The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). zooplus SE failed to submit its accounting documents in full for the financial year 2021 for the...
BaFin DE
Publication of financial reports: Federal Office of Justice imposes disciplinary fine on zooplus SE
On 17 April 2023, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on zooplus SE.
The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). zooplus SE failed to submit its consolidated accounting documents in full for the financial year 2021 for...
BaFin DE
crypto106.com: BaFin investigates operator of multiple websites
The Financial Supervisory Authority (BaFin) warns consumers about the websites www.crypto106.com, www.crypto128.com, www.crypto178.com and www.crypto198.com. BaFin has information that the operator, which is also conducting its activities in some cases under the names CRYPYO198 and CRYPYO, is offering financial and investment services without the required authorisation. Another website that...
BaFin DE
commerzwelt.com: BaFin investigates the company FCU Investments LTD
Financial and investment services may only be offered in Germany if the company providing these services has the necessary authorisation from BaFin to do this.
BaFin DE
mblmarkets10.com: BaFin investigates Mbl Markets
Financial and investment services may only be offered in Germany if the company providing these services has the necessary authorisation from BaFin to do this.
BaFin DE
Shares in Ecological Technologies Ltd.: grounds to suspect shares being publicly offered without the required prospectus
Background information: As a rule, securities may be offered to the public in Germany only if a prospectus has been published. This prospectus must be approved by BaFin prior to publication.
BaFin DE
gfemarket.com: BaFin investigates the company GFE Management Ltd.
Financial and investment services may only be offered in Germany if the company providing these services has the necessary authorisation from BaFin to do this.
BaFin DE
Reinsurance in life insurance: in the interests of the policyholders?
Life insurers have been using reinsurance contracts that include financing components for many years. In this way, the expected income is paid out early and losses can be avoided.
BaFin DE
Registered asset management companies: They, too, must implement AML prevention measures
Transparency about all business relationships and financial transactions: the German Money Laundering Act (Geldwäschegesetz – GwG) requires many players in the financial sector to ensure this.
BaFin DE
blackfort.exchange: BaFin investigates Blackfort Tech Estonia OÜ
The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Blackfort Tech Estonia OÜ and the services it is offering.
BaFin DE
SCHNIGGE Capital Markets SE: AG: BaFin imposes administrative fines
SCHNIGGE Capital Markets SE failed to publish its half-yearly financial reports for the financial years 2018 and 2021.
BaFin DE
investofund-group.com: BaFin investigates InvestOFund
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) warns consumers about the company InvestOFund and the services it is offering.
Regulator Information
Regulator Name: Federal Financial Supervisory Authority
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
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