Aggregated News From Investment Management Regulators

Germany

Trading platform investarea.com: BaFin investigates Invest Area LTD

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Invest Area LTD, United Kingdom, has not been granted authorisation under t

Trading platform statusmarkets.com: BaFin investigates MarCo Global projects LTD

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that MarCo Global projects LTD, Marshall Islands, has not been granted authorisa

Panteras Capital PLC: BaFin prohibits Panteras Capital PLC from offering the shares of Panteras Capital PLC to the public

On 17 January 2022, BaFin prohibited Panteras Capital PLC, which states that its registered office is in Great Britain, from offering the shares of Panteras Capital PLC to the public.

cakedefi.com: BaFin investigates Cake Pte. Ltd.

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Cake Pte.

Trading platform unionmarkets.com: BaFin investigates Dip Exelio LLC

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Dip Exelio LLC, St.

Interpretation and Application Guidance on the German Money Laundering Act (October 2021)

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Deutsche Bank AG: BaFin imposes administrative fine

The sanction related to a breach of Article 16 (2) (a) of the European Benchmarks Regulation (Regulation (EU) 2016/1011).

Deutsche Bank AG: BaFin imposes administrative fine

On 28 December 2021, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin)

Trading platform lplinvest.com: BaFin investigates WP HOLDING UND MANAGEMENT LTD

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that WP HOLDING UND MANAGEMENT LTD has not been granted authorisation under the

BaFin imposes administrative fine

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Trading platform evacapitals.com: BaFin investigates EVA Capitals

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that EVA Capitals, domiciled in Majuro, Marshall Islands, has not been granted a

Trading platform forbschain.com: BaFin investigates Forbschain

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that Forbschain, domiciled in Luxembourg, has not been granted authorisation und

Regulator Information

Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]

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This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

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