Aggregated News From Investment Management Regulators

Germany

greentrade24.net – BaFin investigates GreenTrading24

On its website, greentrade24.net, the company falsely claims to have a “KWG licence” from BaFin and to be authorised under section 32 (1) of the KWG to provide various financial services.

Delticom AG: BaFin imposes administrative fine

On 21 September 2021, BaFin imposed an administrative fine amounting to 137,000 euros on Delticom AG.

We expect to let certain exemptions expire at the end of the year

The pandemic, landmark rulings, catastrophic flooding: these are turbulent times for the banking sector.

Publication of financial reports: Federal Office of Justice imposes disciplinary fine on ZhongDe Waste Technology AG

On 19 July 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 500,000 euros on ZhongDe Waste Technology AG.

Publication of financial reports: Federal Office of Justice imposes disciplinary fine on ZhongDe Waste Technology AG

On 19 July 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 1,000,000 euros on ZhongDe Waste Technology AG.

Publication of financial reports: Federal Office of Justice imposes disciplinary fine on ZhongDe Waste Technology AG

On 19 July 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 1,000,000 euros on ZhongDe Waste Technology AG.

MiFID II : Exemption for ancillary activities

You have the option below to allow a unique web analytics cookie to be stored on your browser, enabling the operator of the website to collect and analyse various types of statistical data.

“The losses run into billions of euros”

In July, extreme weather in several regions of Germany cost many people their lives, and destroyed homes, livelihoods and whole villages.

Flood claims: Still no threat to companies’ continued existence

According to the survey, primary insurers currently expect a worst-case gross loss of approximately €8.2 billion, of which around €6.3 billion is reinsured – about €3.

Trading platform gs4trade.com: BaFin investigates GS4trade Invest Limited

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin informs the public that GS4trade Invest Limited, Marshall Islands, has not been granted authorisation und

Deferred tax assets require recognition test

Insurers have to take account of deferred taxes when they prepare their Solvency II balance sheet.

Now also in electronic form: securities

On 10 June 2021, a law entered into force with a two-fold upgrading effect: the German Electronic Securities Act (Gesetz zur Einführung elektronischer Wertpapiere – eWpG).

Regulator Information

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