Performance to Go PLC: suspected offer to the public of “pre-market cumulative preferred shares” by Performance to Go PLC without the required prospectus
Background information: As a rule, securities may be offered to the public in Germany only if a prospectus has been published. This prospectus must be approved by BaFin prior to publication.
“We are competing with gas prices”
Dr Normann Pankratz, Member of the Management Board at Debeka Versicherungen, outlined the impact of rising interest rates and higher inflation from a life insurer’s perspective.
Due to the long period of low interest rates, many insurers have been investing more heavily in illiquid investments over the last few years.
BaFin investigates Halebore Ltd
Interactive Brokers LLC Group target of identity fraud: BaFin warns consumers and investors about the website interactiv-global-brokers.com
The company Interactiv Global Brokers has been contacting consumers via the website interactiv-global-brokers.com in order to offer them banking business and financial services.
Defraq Ventures AG (previously: VALENS Holding AG): BaFin threatens to impose coercive fines
On 24 February 2023, the Federal Financial Supervisory Authority (BaFin) threatened to impose coercive fines on VALENS Holding AG (today: Defraq Ventures AG) in the amount of 282,500 euros.
BaFin grants authorisation to SVB Germany
SVB Germany has taken over all of the business operations of Silicon Valley Bank Germany Branch. On 13 March 2023, BaFin ordered a moratorium on Silicon Valley Bank Germany Branch.
British company Deeland Investments Ltd. target of identity theft
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) warns that unknown perpetrators are fraudulently using the name of Deeland Investments Ltd.
BaFin orders moratorium on Silicon Valley Bank Germany Branch
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has issued a ban today for Silicon Valley Bank Germany Branch on disposals and payments, as the
There is no way around sustainability
From the European Commission’s perspective, the financial sector has an important role to play when it comes to increasing the economy’s resilience and resource efficiency and reducing CO2 emissions.
The EU Sustainable Finance Disclosure Regulation: opening the door to greater transparency
Greater transparency comes at a cost – at the very latest, this should have become clear when the EU Sustainable Finance Disclosure Regulation (SFDR) entered into force.
Regulator Name: Federal Financial Supervisory Authority
Email: [email protected]
Mark Reinhold Named SEC Chief Human Capital Officer
The Securities and Exchange Commission today announced that Mark D. Reinhold has been named the agency’s Chief Human Capital Officer and Director of the Office of Human Resources.
SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud
The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its
SEC Awards More Than $12 Million to Two Whistleblowers
The Securities and Exchange Commission today announced awards of more than $12 million to two whistleblowers who provided information and assistance in a successful SEC enforcement action.
SEC to Host Municipal Securities Disclosure Conference
The Securities and Exchange Commission today opened public registration for its Municipal Securities Disclosure Conference, which will be held on May 10, 2023, at the SEC’s headquarters.