BaFin DE
BaFin DE
Performance to Go PLC: suspected offer to the public of “pre-market cumulative preferred shares” by Performance to Go PLC without the required prospectus
Background information:
As a rule, securities may be offered to the public in Germany only if a prospectus has been published. This prospectus must be approved by BaFin prior to publication.
BaFin DE
“We are competing with gas prices”
Dr Normann Pankratz, Member of the Management Board at Debeka Versicherungen, outlined the impact of rising interest rates and higher inflation from a life insurer’s perspective.
BaFin DE
Complex investments
Due to the long period of low interest rates, many insurers have been investing more heavily in illiquid investments over the last few years.
BaFin DE
Interactive Brokers LLC Group target of identity fraud: BaFin warns consumers and investors about the website interactiv-global-brokers.com
The company Interactiv Global Brokers has been contacting consumers via the website interactiv-global-brokers.com in order to offer them banking business and financial services.
BaFin DE
Defraq Ventures AG (previously: VALENS Holding AG): BaFin threatens to impose coercive fines
On 24 February 2023, the Federal Financial Supervisory Authority (BaFin) threatened to impose coercive fines on VALENS Holding AG (today: Defraq Ventures AG) in the amount of 282,500 euros.
BaFin DE
BaFin grants authorisation to SVB Germany
SVB Germany has taken over all of the business operations of Silicon Valley Bank Germany Branch. On 13 March 2023, BaFin ordered a moratorium on Silicon Valley Bank Germany Branch.
BaFin DE
British company Deeland Investments Ltd. target of identity theft
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) warns that unknown perpetrators are fraudulently using the name of Deeland Investments Ltd.
BaFin DE
BaFin orders moratorium on Silicon Valley Bank Germany Branch
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has issued a ban today for Silicon Valley Bank Germany Branch on disposals and payments, as the
BaFin DE
There is no way around sustainability
From the European Commission’s perspective, the financial sector has an important role to play when it comes to increasing the economy’s resilience and resource efficiency and reducing CO2 emissions.
BaFin DE
The EU Sustainable Finance Disclosure Regulation: opening the door to greater transparency
Greater transparency comes at a cost – at the very latest, this should have become clear when the EU Sustainable Finance Disclosure Regulation (SFDR) entered into force.
Regulator Information
Regulator Name: Federal Financial Supervisory Authority
Abbreviation: BaFin
Jurisdiction: Germany
Email: [email protected]
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