Aggregated News From Investment Management Regulators

Guernsey

Feedback statement on the Amendments to the Banking Rules on Accounts, Disclosure & Large Exposures Consultation Paper

The Commission has today published the feedback to its Consultation on Amendments to the Banking Rules on Accounts, Disclosure & Large Exposures.

Staff Appointments | GFSC

Our Director of the Authorisations and Innovation Division, Emma Bailey, after nearly 20 years of dedicated service, has decided it is the right time to leave the Commission this autumn to take up a

Update on phishing attempt | GFSC

Yesterday, the Commission reported that it had become aware of a phishing attempt sent to some of its licensees – see news item

Risk Warning Regarding Phishing Attempts

The Commission has become aware of a phishing attempt being sent to some of its licensees purporting to be from a Commission member of staff.

Feedback statement on the new Fiduciary Rules, 2021 Consultation Paper

The Commission has today published the feedback to its Consultation Paper on the new Fiduciary Rules, 2021.

Revised regulatory laws | GFSC

On Friday 10 September, the States of Deliberation approved the necessary Ordinances to bring into effect the revision of the five principal Laws dealing with the regulation of financial services bus

Consultation Paper on the Banking Supervision (Annual Compliance Return) Rules, 2021

The Guernsey Financial Services Commission has issued today a Consultation Paper seeking views from interested parties on proposed Banking Supervision (Annual Compliance Return) Rules and Guidance.

Sanctions Notice – Myanmar | GFSC

Please be advised that U Tay Za (also known as  Tayza, Teza) and the Htoo Group of Companies have been designated under the Myanmar (Sanctions) Regulations 2021.

Sanctions Notice – Chemical Weapons

Please be advised that the following individuals have been designated under the Republic of Chemical Weapons (Sanctions) (EU Exit) Regulations 2019 (the UK regulations); Alexey Alexandrov Vladimir P

Sanctions Notice – Republic of Belarus

Please be advised that Mikhail Safarbekovich GUTSERIEV has been designated under the Republic of Belarus (Sanctions) (EU Exit) Regulations 2019 (the UK regulations).

Sanctions Notice – Global Anti-Corruption

Please be advised that five individuals have been designated under the Global Anti-Corruption Sanctions Regulations 2021.

Sanctions Notice – Isil (Da’esh) and Al-Qaida

Please be advised that one individual has been designated under the Isil (Da’esh) and Al- Qaida (United Nations Sanctions) (EU Exit) Regulations 2019; these are implemented in the Bailiwick by the Sa

Regulator Information

Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]

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