Aggregated News From Investment Management Regulators

Guernsey

Sanctions Notice – ISIL (Da’esh) and Al-Qaida — GFSC

Please be advised that the United Nations Security Council Committee has amended the details relating to the following individual who is subject to the ISIL (Da’esh) and Al-Qaida Organisations 

Sanctions Notice – Russia — GFSC

Please be advised that the UK’s Office of Financial Sanctions Implementation (OFSI) has published a blog post in relation to the prohibition on the provision of trust services under the Russia (Sanct

Advanced Notice – Changes to the Fiduciary Annual Return — GFSC

Additional Question The 2023 Fiduciary Annual Return, which will be available on licensees’ timelines on 27 May 2023, includes the following additional question: Breakdown of business by geogra

Sanctions Notice – Russia — GFSC

Please be advised that an amendment has been made to the details in respect of Ilya Iosifovich Klebanov Valery Pavlinovich Shantsev AFK Sistema Nikolaevich Lepin who are currently designated under

Sanctions Notice – Russia — GFSC

Please be advised that 42 individuals and 44 entities have been designated under the Russia (Sanctions) (EU Exit) Regulations 2019 (the UK regulations).

Mr Trevor James Kelham (Date of Birth 1 August 1965) of 20303 N 75th Way, Scottsdale, Arizona, 85255, United States — GFSC

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 25 April 2023 until 25 April

Mr Trevor James Kelham and Ms Sarah Jayne Sarre — GFSC

The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (the “Financial Services Commission Law”); The Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of G

Mr Trevor James Kelham and Ms Sarah Jayne Sarre — GFSC

The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (the “Financial Services Commission Law”); The Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of G

Sanctions Notice – Myanmar — GFSC

Please be advised that an amendment has been made in respect of SS TECHNIQUES COMPANY LIMITED   which is currently designated under the Myanmar (Sanctions) (EU Exit) Regulations 2021 (the UK regula

Regulator Information

Recent Articles

SEC Seeks Emergency Relief to Ensure Binance.US Customers’ Assets are Protected

The Securities and Exchange Commission today filed an emergency action application seeking a temporary restraining order freezing assets, directing defendants to repatriate assets held for the benefi

SEC.gov | HOME

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources.

SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency

Coinbase also charged for the unregistered offer and sale of securities in connection with its staking-as-a-service program. The Securities and Exchange Commission today charged Coinbase, Inc.

ESMA publishes follow-up report to the peer review on the Guidelines on ETFs and other UCITS issues

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

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