Aggregated News From Investment Management Regulators

Guernsey

Sanctions Notice – Global Anti-Corruption

Please be advised that five individuals have been designated under the Global Anti-Corruption Sanctions Regulations 2021.

Sanctions Notice – Isil (Da’esh) and Al-Qaida

Please be advised that one individual has been designated under the Isil (Da’esh) and Al- Qaida (United Nations Sanctions) (EU Exit) Regulations 2019; these are implemented in the Bailiwick by the Sa

Sanctions Notice – Myanmar | GFSC

Please be advised that three entities have been designated under the Myanmar (Sanctions) Regulations 2021; these are implemented in the Bailiwick by the Sanctions (Implementation of UK Regimes) (Bail

Sanctions Notice – Republic of Belarus

Please be advised that JSC AGAT Electromechanical Plant has been designated under the Republic of Belarus (Sanctions) (EU Exit) Regulations 2019.

New Discretionary Financial Penalties – Update

As we have worked on some current enforcement matters it has become apparent to us that we will be taking some cases forward seeking pecuniary sanctions where there is some wrongdoing before 13th Nov

Commission consults on Fees for 2022

The Commission today launches a consultation paper on proposals for increasing the licence fees paid by firms. The consultation period will close on Wednesday 8 September.

Thematic Review on Reporting Suspicion

The Commission has today issued its report on the thematic review on the reporting of suspicion of money laundering or terrorist financing.

Financial Crime Risk Return 2021

The Financial Crime Risk Return (the “FCRR”) for the reporting period 1 July 2020 to 30 June 2021 will be available for completion on the 

Updated Guernsey Green Fund Rules

The Commission has today amended the Guernsey Green Fund Rules making two liberalisations based on industry feedback gathered during our thematic review of the Guernsey Green Fund Regime published in

Updates to the Handbook on Countering Financial Crime and Terrorist Financing and issuance of Instruction

The Commission has today issued amendments to the country lists in Appendix C and Appendix I of the Handbook on Countering Financial Crime and Terrorist Financing reflecting the Financial Action Task

Removal of restriction on the use of Incorporated Cell Companies by Non-Financial Services Businesses

The Commission has implemented The Companies (Incorporated Cell Companies) (Prescribed Classes) Regulations, 2021.

Sanctions Notice – Republic of Belarus

Please be advised that eleven individuals and two entities have been designated under the Republic of Belarus (Sanctions) (EU Exit) Regulations 2019; these are implemented in the Bailiwick by the San

Regulator Information

Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]

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