Aggregated News From Investment Management Regulators

Guernsey

Sanctions Notice – Yemen — GFSC

Please be advised that the following individuals have been designated under the Yemen (Sanctions) (EU Exit) (No.

Sanctions Notice – Russia — GFSC

Please be advised that 89 individuals and 3 entities have been designated under the Russia (Sanctions) (EU Exit) Regulations 2019 (the UK regulations).

Second Quarter 2022 Investment Statistics — GFSC

Guernsey Funds   The total net asset value of Guernsey funds has decreased in Sterling terms during the last quarter by £6.8 billion (-2.2%) to £302.8 billion.

‘Green Isle’ Guernsey launches Natural Capital Fund regime

The Guernsey Financial Services Commission is pleased to announce three significant developments in its policy framework for sustainable finance coming into effect today.

Mr Geoffrey John Trebert (Date of Birth 26 March 1969) of 5 Fort Grey Apartments, La Route de la Lague, Torteval, Guernsey, GY8 0EQ

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 15 September 2022 until 15 Ju

Mr Geoffrey John Trebert | GFSC

On 15 September 2022, the Commission imposed a discretionary financial penalty of £87,500 on Geoffrey John Trebert and prohibited him from holding the position of controller, director, partner, manag

Sustainable Finance Week – Meet the Regulator

On Wednesday 21 September, as part of Guernsey’s Sustainable Finance Week, the Commission is hosting a ‘Meet the Regulator’ session.

Mr Gary William Jason Durkin

On 7 September 2022, the Commission imposed a discretionary financial penalty of £35,000 on Gary William Jason Durkin.

Queen Elizabeth II | GFSC

All at the Guernsey Financial Services Commission wish to convey our sincere condolences and deep sympathy to His Majesty The King and the Royal Family, following the death of Her Majesty Queen Eliza

Spoof emails | GFSC

The Commission has become aware of a possible phishing attempt being sent to some of its licensees purporting to be from the Commission.

Professional Indemnity Insurance Requirements – Revised Rules

Following the recent publication of two consultation papers in relation to PII requirements for Investment, Fiduciary and Insurance sectors, when interested parties were offered an opportunity to pro

Sanctions Notice – Myanmar | GFSC

Please be advised that: International Gateways Group of Companies Limited Sky One Construction Company Ltd Star Sapphire Group of Companies have been designated under the Myanmar (EU Exit) Regulati

Regulator Information

Recent Articles

SEC Charges Two Canadian Software Engineers with Insider Trading

Washington D.C., Sept. 30, 2022 — The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

Yesterday, the President of the Republic put forward the name of Marie-Anne Barbat-Layani to chair the AMF.

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