Aggregated News From Investment Management Regulators

Guernsey

Sanctions Notice – Libya | GFSC

Please be advised that two individuals and one entity have been designated under the Libya (Sanctions) (EU Exit) Regulations 2019; these are implemented in the Bailiwick by the Sanctions (Implementat

Commission to deregulate Non-Guernsey Scheme regime

The Commission has today announced that following consultation with industry, it has revoked the Non-Guernsey Scheme regime and the associated rules.

Sanctions Notice – Myanmar | GFSC

Please be advised that the UK has implemented a new sanctions regime, the 

Sanctions Notice – Global Anti-Corruption Sanctions

Please be advised that the Bailiwick has implemented a new sanctions regime; the Sanctions (Implementation of UK Regimes) (Bailiwick of Guernsey) (Brexit) (Amendment – Global Anti-Corruption) R

Clifton Consulting Group LLC | GFSC

The Commission has been notified of an unsolicited approach that was made to a Guernsey resident by representatives of the above-named company.

Ms Sarah Jayne Sarre | GFSC

On 16 April 2021 the Commission imposed a discretionary financial penalty on Ms Sarah Jayne Sarre of £13,500.

Sanctions Notice – UK: Global Anti-Corruption Sanctions

Please be advised that the UK has implemented a new sanctions regime; the 

Standard Chartered Trust (Guernsey) Limited

The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (“the Financial Services Commission Law”); The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bai

Commission consults on the proposed re-issue of statutory instruments

The Guernsey Financial Services Commission has issued today three consultation papers (“CPs”) seeking views from interested parties as part of the implementation of the Revision of Laws Project.

Commission confirms decision to increase Private Investment Fund (PIF) options

In December of last year, the Commission published a Consultation Paper containing proposals to amend the PIF rules to allow more investor categories to take advantage of an appropriately regulated f

Royal Court issues judgment on application for leave to appeal out of time in the case of Alan Chick v Guernsey Financial Services Commission

On 7 April 2021 the Royal Court of Guernsey handed down its judgment on an application brought by Mr Alan Chick to appeal decisions of the Commission out of time.

Regulator Information

Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]

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