Aggregated News From Investment Management Regulators

GFSC GG

New Commissioner Appointed | GFSC

The Commission is delighted to announce that Mr Julian Winser has been sworn in as a Commissioner after being approved by the States of Deliberation.

March Quarter 2021 Investment Statistics

First Quarter 2021 Guernsey Funds   The total net asset value of Guernsey funds has increased in Sterling terms during the last quarter by £18.1 billion (7.4%) to £263.6 billion.

Consultation Paper on the Codes and Guidance Documents proposed to be re-issued under Revision of Laws

The Guernsey Financial Services Commission has issued today a consultation paper (“CP”) seeking views from interested parties as part of the implementation of the Revision of Laws Project.

Considering climate change – the Commission publishes updated Finance Sector Code of Corporate Governance

The Commission has today published the amended Finance Sector Code of Corporate Governance which asks Boards to consider the impact of climate change on their strategy and risk profile and, where the

Sanctions Notice – Myanmar | GFSC

Please be advised that Myanmar Gems Enterprise (MGE) has been designated under the Myanmar (Sanctions) Regulations 2021.

Sanctions Notice – Libya | GFSC

Please be advised that two individuals and one entity have been designated under the Libya (Sanctions) (EU Exit) Regulations 2019; these are implemented in the Bailiwick by the Sanctions (Implementat

Commission to deregulate Non-Guernsey Scheme regime

The Commission has today announced that following consultation with industry, it has revoked the Non-Guernsey Scheme regime and the associated rules.

Sanctions Notice – Myanmar | GFSC

Please be advised that the UK has implemented a new sanctions regime, the 

Sanctions Notice – Global Anti-Corruption Sanctions

Please be advised that the Bailiwick has implemented a new sanctions regime; the Sanctions (Implementation of UK Regimes) (Bailiwick of Guernsey) (Brexit) (Amendment – Global Anti-Corruption) R

Clifton Consulting Group LLC | GFSC

The Commission has been notified of an unsolicited approach that was made to a Guernsey resident by representatives of the above-named company.

Ms Sarah Jayne Sarre | GFSC

On 16 April 2021 the Commission imposed a discretionary financial penalty on Ms Sarah Jayne Sarre of £13,500.

Regulator Information

Abbreviation: GFSC
Jurisdiction: Guernsey
Email: [email protected]

Recent Articles

Directive for the beneficial ownership register of express trusts and similar legal arrangements

See the Press Release published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

RichmondSuper

Attention! The FMA warns investors against concluding transactions with: RichmondSuper https://www.richmondsuper.com (Link to external page. Opens in new window.) [email protected] [email protected] [email protected] [email protected] [email protected] (Link to external page. Opens in new window.) This provider...

Hardson Becker Global

Attention! The FMA warns investors against concluding transactions with: Hardson Becker Global with its registered address apparently in Hangzhou, China www.hardson.com This provider is not authorised to carry...

“Let’s talk about money” – money laundering: how illegal assets are given a legal appearance

In the latest edition of its consumer information series, “Let’s talk about money” the Austrian Financial Market Authority (FMA) explains about the term money...

Chair Powell will host town hall with educators August 2, 2021 at 4 p.m. EDT

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