Aggregated News From Investment Management Regulators

Isle of Man

Bank Guarantee Fraud

Published on: 09 September 2021 This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financi

Funds Bulletin – Quarterly Statistical Data

Published on: 10 September 2021 The Authority has published its latest statistical data release showing aggregate information about the island’s funds sector in the form of a “funds bulletin”.

Movement in Island’s Deposit Base

Published on: 13 September 2021 Deposits (net of local inter-bank placings) with Isle of Man offices of Isle of Man licensed deposit takers Deposits increased by £0.52 billion (1.45%) to £36.

Lawrence Albert Kearns

Notice is hereby given that Lawrence Albert Kearns who was licenced under Section 7 of the Financial Services Act 2008, has surrendered her licence with effect from 31st August 2021.

New Licenceholder:Blue Square Wealth Management Limited

Published on: 06 September 2021 On 2 September 2021, the Isle of Man Financial Services Authority (‘the Authority’) issued a financial services licence to Blue Square Wealth Management Limited under

AML/CFT – Publication of the AML/CFT sector specific guidance notes (4)

Published on: 03 September 2021 The Authority has today published the following Sector Specific Guidance Notes in respect of compliance with the AML/CFT Code 2019: Advocates and Registered Legal Pra

AML/CFT – Publication of the AML/CFT sector specific guidance notes (3)

Published on: 26 August 2021 The Authority has today published the following Sector Specific Guidance Notes in respect of compliance with the AML/CFT Code 2019: Investment Business; and Convertible V

FSA appoints next Chief Executive Officer

The Isle of Man Financial Services Authority has announced the appointment of Bettina Roth as its next Chief Executive Officer.

Sanctions Update – 16 August 2021

Sanctions Update –  16 August 2021   Belarus Global Anti Corruption General Licence IOM 2021/BEL/001 Syria   The Authority has been notified that the Isle of Man Treasury has recently published new a

AML/CFT – Publication of the AML/CFT sector specific guidance notes (2)

Published on: 16 August 2021 The Authority has today published the following Sector Specific Guidance Notes in respect of compliance with the AML/CFT Code 2019: Accountants and Tax Advisors; High Va

AML/CFT – Publication of the AML/CFT sector specific guidance notes(1)

Published on: 16 August 2021 The Authority has today published the following Sector Specific Guidance Notes in respect of compliance with the AML/CFT Code 2019: Accountants and Tax Advisors; High Va

Eminence Limited

Published on: 10 August 2021 Designated Businesses (Registration & Oversight) Act 2015 Notice is hereby given that Eminence Limited, which was registered under the Designated Businesses (Registration

Regulator Information

Abbreviation: IOMFSA
Jurisdiction: Isle of Man

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