Aggregated News From Investment Management Regulators

Isle of Man

Novellie, Verardi & Mitchell

Published on: 05 June 2023 Designated Businesses (Registration & Oversight) Act 2015 Novellie, Verardi & Mitchell Notice is hereby given that Novellie, Verardi & Mitchell, which was registered under

Brian Dailey

Published on: 05 June 2023 Designated Businesses (Registration & Oversight) Act 2015 Brian Dailey Notice is hereby given that Brian Dailey, who was registered under the Designated Businesses (Registr

Sanctions Update – 2nd June 2023

Russia Somalia   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

Public Warning – Pavi Finance Limited

This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008. www.

Sanctions Update – 26 May 2023

Published on: 26 May 2023 Russia   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

AstroPay Global (IOM) Limited

Published on: 25 May 2023 On 24 May 2023 the Isle of Man Financial Services Authority issued a Financial Services Licence to AstroPay Global (IOM) Limited under section 7 of the Financial Services Ac

Licence Extension – Cavendish Trust Company Limited

Published on: 19 May 2023 On 16 May 2023 the Authority has extended the Financial Services Licence of Cavendish Trust Company under section 7 of the Financial Services Act 2008.

Sanctions Update – 12 May 2023

Published on: 12 May 2023 Myanmar   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

Authority publishes findings of PEP report

The Isle of Man Financial Services Authority has published the findings of its review into one of the biggest international crime threats to the Island’s reputation as a well-regulated jurisdiction.

Authority sets out updated approach to supervision

The Isle of Man Financial Services Authority has published a document setting out its updated approach to supervising the Island’s finance sector.

Sanctions Update – 21 April 2023

Counter-Terrorism (Domestic) Russia   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

Williamina Annette Sargent

Notice is hereby given that Williamina Annette Sargent, who was licensed under Section 7 of the Financial Services Act 2008, has surrendered their licence with effect from 18 April 2023.

Regulator Information

Abbreviation: IOMFSA
Jurisdiction: Isle of Man

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