Aggregated News From Investment Management Regulators

IOMFSA IM

Message from the Chair of the Financial Services Authority

Published on: 23 June 2021 As many of you know, late last year our Chief Executive, Karen Badgerow, announced that she would be leaving the Authority and returning to Canada.

Sanctions Update

Iraq Myanmar Libya   The Authority has been notified that the Isle of Man Treasury has recently published new and updated information regarding the above Sanction regimes.

Blockpass Foundation

Published on: 16 June 2021 Designated Businesses (Registration & Oversight) Act 2015   BLOCKPASS FOUNDATION    Notice is hereby given that BLOCKPASS FOUNDATION, which was registered under the Designa

Crossleys Audit LLC

Published on: 15 June 2021 Notice is hereby given that Crossleys Audit LLC, which was registered under the Designated Businesses (Registration & Oversight) Act 2015, has been de-registered in accorda

www.udsinvest.com

  This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008.   www.

www.quayfinancialstrategies.com

This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008. www.

Bogus SMS messages – Standard Bank

Published on: 26 May 2021 This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Ser

www.rivafinancialsystems.com

This notice is issued by the Isle of Man Financial Services Authority (“the Authority”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008. www.

Consultation response on Corporate Governance Code of Practice for Insurers

Published on: 25 May 2021 The Isle of Man Financial Services Authority has today published a

Consultation response on Insurance Regulations 2021

Published on: 25 May 2021 The Isle of Man Financial Services Authority has today published a

Glaisdale Management Limited

Notice is hereby given that Glaisdale Management Limited, which was licensed under Section 7 of the Financial Services Act 2008, has surrendered its licence with effect from 30 April 2021.

Public statement concerning the revocation of accounts for all limited registrations under section 11(1)(e) of the Designated Businesses (Registration and Oversight) Act 2015

PUBLIC STATEMENT CONCERNING THE REVOCATION OF REGISTRATION UNDER SECTION 11(1)(e) OF THE DESIGNATED BUSINESSES (REGISTRATION AND OVERSIGHT) ACT 2015 Accounts For All Limited (“the registered person”)

Regulator Information

Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Email: [email protected]

Recent Articles

New SEC Public Service Campaign: Investing Regularly Really Adds Up

The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled a  Read more

The AMF updates the accepted market practice on liquidity contracts

In accordance with the European regulation on market abuse, the Autorité des marchés financiers notified the European Securities and Markets Authority (ESMA), on March 31, of a new draft accepted mar

New quarterly reporting to the AMF on investment rule violations and compensation by asset management companies and collective investment schemes

Following the Order of 29 March 2021 approving the AMF General Regulation, the Authority is updating its doctrine to clarify expectations regarding new reporting.

Edufintech

Attention! The FMA warns investors against concluding transactions with: Edufintech with its registered address apparently at Luxembourg City Web: www.edufintech.org (Link to external page. Opens in new window.)  ; https://client.fx-trade.tech/register (Link to external...

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