Aggregated News From Investment Management Regulators

Italy

WATCH FOR SCAMS! ABUSIVE FINANCIAL SERVICES: CONSOB BLACKS OUT 4 ABUSIVE WEBSITES

Consob has ordered the black-out of 4 new websites that offer financial services illegally.

NEW RULES FOR THE MARKETING OF CRYPTOASSETS FROM THE UK FINANCIAL CONDUCT AUTHORITY – FCA

From the UK supervisory authority Financial Conduct Authority - FCA come new rules that will apply to all companies that market cryptoassets to consumers in the United Kingdom.

REGULATION ON THE ISSUE AND CIRCULATION IN DIGITAL FORM OF FINANCIAL INSTRUMENTS: DOCUMENT FOR CONSULTATION

Regulation on the issue and circulation in digital form of financial instruments: document for consultation (available only in Italian)

WATCH FOR SCAMS! ABUSIVE FINANCIAL SERVICES: CONSOB BLACKS OUT 5 ABUSIVE WEBSITES

Consob has ordered the black-out of 5 new websites that offer financial services illegally.

KEYNOTE SPEECH BY CONSOB PRESIDENT PAOLO SAVONA AT THE INAUGURATION OF THE SUMMER SCHOOL OF ECONOMICS AND LAW IN: “RISKS, REGULATION AND FINANCIAL STABILITY....

Consob has ordered the black-out of 5 new websites that offer financial services illegally.

CONSOB OPERATING GUIDE ON ALGO-TRADING AND HFT: DEFINITION AND DISCLOSURE REQUIREMENTS

Consob has published on its website the Operating Guide addressed to investment firms conducting algorithmic trading ("algo-trading") or implementing high frequency algorithmic trading ("HFT") techniques.

WATCH FOR SCAMS! ABUSIVE FINANCIAL SERVICES: CONSOB BLACKS OUT 3 ABUSIVE WEBSITES

Consob has ordered the black-out of 3 new websites that offer financial services illegally.

IOSCO WORLD INVESTOR WEEK 2023 TO FOCUS ON INVESTOR RESILIENCE, CRYPTO ASSETS, AND SUSTAINABLE FINANCE

The International Organization of Securities Commissions (IOSCO) will celebrate its seventh annual World Investor Week (WIW) from 2 to 8 October 2023 (press release in ENG press relase in ITA).

MEMORANDUM OF UNDERSTANDING CONSOB – BANCA D’ITALIA ON CROWDFUNDING

Consob (Commissione Nazionale per le Società e la Borsa) and the Bank of Italy have signed a Memorandum of Understanding (MoU) on crowdfunding.

HEARING OF THE PRESIDENT OF THE NATIONAL COMMISSION FOR COMPANIES AND THE STOCK EXCHANGE (CONSOB), PROF. PAOLO SAVONA, AND OF THE SECRETARY/DIRECTOR GENERAL, DR....

Hearing of the President of the National Commission for Companies and the Stock Exchange (CONSOB), Prof. Paolo Savona, and of the Secretary/Director General, Dr. Maria Antonietta Scopelliti, in the context of the examination of A.S. (Act of the Senate) No. 674 - "Interventions in support of capital competitiveness"

AMENDMENTS TO THE MARKET REGULATION FOR THE PURPOSE OF NATIONAL ADAPTATION TO THE EUROPEAN REFORMS ON DATA COMMUNICATION SERVICES AND POSITION LIMITS FOR COMMODITY...

Consob submitted for public consultation (available only in Italian) the amendments to Regulation no. 20249 of 28 December 2017 ("Markets Regulation") aimed at completing the adaptation of the national system to the European reforms on:

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Aktualisierte Sanktionsmeldung

Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Verordnung vom 2. Oktober 2000 über Massnahmen gegenüber Personen und Organisationen mit Verbindungen zu Usama...

STOCKSBIT FXTRADES

This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...

Remittance Advice against : Pawan Kumari Agarwal [Defaulter] PAN: ABOPA5019J in the matter of Sulabh Engineers & Services Limited., under Recovery Certificate No. 6619...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Remittance Advice here: Source link "

Completion of Recovery Certificate No. 6684 of 2023 dated June 15, 2023 issued against Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the details here: Source link "

Release Order – Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh Skill & Business Development Private Limited) [Defaulter] PAN: AAHCS4970M in the...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

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