Aggregated News From Investment Management Regulators

Italy

“Watch for Scams!” Abusive financial services: Consob blacks out 4 abusive websites

Consob has ordered the blackout of 4 new websites that abusively offer financial services.

Watch for Scam! Abusive financial services: Consob blacks out 4 abusive websites

Consob has ordered the blackout of 4 new websites that abusively offer financial services.

Forum between ACF and ABF in implementation of the Memorandum of Understanding between Consob and the Bank of Italy

On 19 September 2022, the second Forum between the President and other members of the Securities and Financial Ombudsman (ACF) and the Presidents members of the Coordination Board of the Banking and Financial Ombudsman (ABF) was held , convened in implementation of the Memorandum of Understanding (download here).

Enrico Ajello new Director General of Consob

Starting today, Enrico Ajello is the new Director General of Consob.

Watch for scam! Abusive financial services: Consob blacks out 5 abusive websites

Consob has ordered the blackout of 5 new websites that abusively offer financial services.

Education for sustainability: CONSOB/Bank of Italy path on sustainable finance at the ASviS Sustainable Development Festival (12 September 2022)

Consob and the Bank of Italy presented to the Consumer Associations a new training project on sustainable finance, which will involve the associates in October, during the Financial Education Month and the World Investor Week (WIW), organized by the International Organization of Securities Commissions (IOSCO).

Watch for Scams! Abusive financial services: Consob blacks out 5 abusive websites

Consob has ordered the blackout of 5 new websites that abusively offer financial services.

Amendments to the issuers regulation regarding cross-border distribution of investment bodies

The European legislation on the cross-border distribution of UCIs, provided for in the so-called CBDF Package (Regulation (EU) 2019/1156 and Directive (EU) 2019/1160) and the new pre-contractual disclosure obligations envisaged for UCI managers by the SFDR and Taxonomy Regulations, made it necessary to amend - subject to the publication, on 11 February 2022, of a consultation document - the Regulation implementing the Legislative Decree no. 58 of 24 February 1998, (Consolidated Law on Finance - TUF), concerning the regulation of issuers, adopted with Resolution no. 11971 (Issuers Regulation), in order to:

Iosco published the World Investor Week 2021 Public Report and a guide to the range of activities that participating jurisdictions could undertake in World...

The International Organization of Securities Commissions (IOSCO) will celebrate the sixth annual World Investor Week (WIW), from 3 to 9 October 2022, with investor resilience and sustainable finance as its two main themes.

Publication of the Financial Education paper on the impact assessment of financial education interventions

The Financial Education Research Paper no. 2 about "Tools for impact assessment of financial education in upper secondary school. Evidence from a qualitative survey " has been published.

Adoption of the TIBER-IT National Guidance for advanced cybersecurity tests for the Italian financial sector

In view of the increasing sophistication and pervasiveness of cyber threats in the financial sector, the Bank of Italy, the National Commission for Companies and the Stock Exchange (Consob) and the Italian Institute for the Supervision of Insurance (IVASS) have jointly adopted the TIBER-IT National Guidance as a reference method for individual financial entities to conduct advanced cybersecurity tests on a voluntary basis.

Consob simplifies the procedure for approving prospectuses – Documents in English are allowed – Green light to the amendments to the Issuers Regulations

Simplified procedures for the approval of prospectuses by Consob and green light for documentation in English: these are the two main changes introduced by the amendments to the Issuers Regulations approved by the Commission to comply with the needs of the market.

Regulator Information

Recent Articles

SEC Charges Two Canadian Software Engineers with Insider Trading

Washington D.C., Sept. 30, 2022 — The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

Yesterday, the President of the Republic put forward the name of Marie-Anne Barbat-Layani to chair the AMF.

Get the latest from Regulatory.News in your inbox!

×