Aggregated News From Investment Management Regulators

MFSA MT

ECB Banking Supervision, SRB and EBA Statement on the Announcement on 19 March 2023 by Swiss Authorities

ECB Banking Supervision, the Single Resolution Board and the European Banking Authority welcome the comprehensive set of actions taken yesterday by the Swiss authorities in order to ensure financial

Ceasing of Passporting Rights of Etisicura S.R.L in Malta

The Istituto Per La Vigilanza Sulle Assicurazioni (“IVASS”) has notified the Malta Financial Services Authority that, with effect from 24 February 2023, Etisicura S.R.

Note regarding the Extension of the Consultation Period – Consultation Document on the Amendments to the Insurance Business Act and the Insurance Distribution Act

Note regarding the Extension of the Consultation Period – Consultation Document on the Amendments to the Insurance Business Act and the Insurance Distribution Act – MFSA

Withdrawal of Authorisation of Maxiflex Limited (EU) by the Cyprus Securities and Exchange Commission

The Cyprus Securities and Exchange Commission (“CySEC”) has notified the Malta Financial Services Authority that, with effect from 06 March 2023, it has wholly withdrawn the authorisation of Maxiflex

Circular on the Transposition of the Covered Bonds Directive

Circular on the Transposition of the Covered Bonds Directive – MFSA

List of Synthetic Securitisations Notified to ESMA

List of Synthetic Securitisations Notified to ESMA – MFSA

Surrender of Licence by TMF International Pensions Ltd (“the Company”)

TMF International Pensions Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the termination of registration of the Mdina Master Trust Retirement Scheme (“the Sc

LV Group Limited (“the Company”)

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of twenty thousand Euro (€20,000) on the Company.

Regulatory Action against LV Group Limited (“the Company”)

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of twenty thousand Euro (€20,000) on the Company.

Surrender of Licence by Cembra East Fund SICAV plc

LEI Code: 213800D9LHNCMJ9EUM11 This notice is to make the general public aware that Cembra East Fund SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the s

DORA – Adding Value to Financial Services

By Beatriz Brunelli Zimmerman – Analyst, Supervisory ICT Risk and Cybersecurity, MFSA (Article first published in The Accountant, Issue 4 of 2022) The COVID-19 pandemic prompted consumers to

Staying Ahead of the Curve – The MFSA’s Strategic Statement

Recently the MFSA launched its Strategic Statement outlining 27 priorities for the Authority for the next two to three years.

Regulator Information

Abbreviation: MFSA
Jurisdiction: Malta

Recent Articles

SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations

Eight celebrities also charged for illegal touting of Sun’s crypto asset securities The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t

SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934

The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su

SEC.gov | Statement on Electronic Filing

Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.

ASIC suspends AFS licence of Cartesian Corporate Finance Limited

ASIC has suspended the Australian financial services (AFS) licence of Cartesian Corporate Finance Limited (Cartesian) until 25 August 2023. The licence authorises Cartesian to deal...

Completion of Recovery Certificate No. 6075 of 2022 issued against Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×