Aggregated News From Investment Management Regulators


Official Disclaimer On Fake SEC Websites

The attention of the Securities and Exchange Commission (“the Commission”) has been drawn to several websites and blogs purportedly affiliated to the Commission. The referenced websites are fake and not in any way related to the Commission. For the avoidance of doubt, the Commission’s website is The general public is...

Public Statement On Recent Reports On Seplat Energy PLC

The Commission’s attention has been drawn to the recent reports in the media regarding Seplat Energy Plc (Seplat), a public company listed on the Nigerian Exchange Limited (NGX) and the London Stock Exchange (LSE). In line with its core mandate of investor protection, the Commission has sought and obtained explanations from Seplat through...

Corrigendum – Prequalification and Expression of Interest (EOI). PROJECT ID NO: P-NG-HZ0-007

The attention of the general public is hereby drawn to the earlier advertisement published by the Securities and Exchange Commission in the Federal Tenders Journal, Daily Trust and Thisday Newspapers on Monday December 26, 2022 and Tuesday December 27, 2022 respectively, inviting members of the public for prequalification and...

Request For Expressions Of Interest (Consulting Services-Firms)

Institutional Capacity Development on Green Finance and Green Bonds for the Securities and Exchange Commission, Nigerian Exchange Group and Capital Market Operators SECTOR: NIGERIAN CAPITAL MARKET GRANT NO.: G-NG-H00-SUP-001: PROJECT ID NO.: P-NG-HZ0-007 The SECURITIES & EXCHANGE COMMISSION, NIGERIA (SEC) has received financing from the African Development Bank towards the cost of regulatory...

Notice To All Capital Market Operators (CMOs) For Renewal Of 2023 Registration.

This is to inform all Capital Market Operators and the general public that the annual renewal of Registration for year 2023 will commence from January 01, 2023 to January 31, 2023. In line with the Commission’s Rules and Regulations, all CMOs are to complete the process of renewal of registration...

Circular On Designation Of Ten Individuals And Three Entities By The National Sanctions Committee And Addition To The Nigeria Sanctions List

NSC/SEC/MON/AML/CFT/112022/02                                                   All Capital Market Operators (CMOs) and Stakeholders are hereby notified that pursuant to section 49 of the Terrorism (Prevention and Prohibition) Act, 2022, the Nigeria Sanctions Committee has approved the addition of the entries below to the Nigeria Sanctions List of individuals and entities subject to assets freeze,...

Exposure Of Proposed New Rules To Rules And Regulations Of The Commission

Summary of New Rules Registration Requirement for Collateral Management Companies Registration Requirement for Warehouse Operators Registration Requirement for Warehouses Application Form for Registration as a Collateral Management Companies Application Form for Registration as a Warehouse Operator Application Form for Registration of a Warehouse View/download full document below Download File This news item...

Exposure Of New Rule On Shariah Advisory Services For Non-Interest Capital Market Products And Services

All comments and input should be forwarded by e-mail to the Secretariat, Rules Committee of the Commission, at [email protected] or by letter addressed to the Director-General, SEC, not later than two (2) weeks from date of publication. Download document-Exposure of New Rule on Shariah Advisory Services Preamble The Non-interest Capital Market activities...

Amendment to the Investment and Securities (Exemption of State Government etc.) Order, 2019

The Securities and Exchange Commission wishes to notify all Capital Market Operators (CMOs) and the general public that the Honourable Minister of Finance, Budget and National Development has approved an amendment to the Investment and Securities (Exemption of State Governments etc.) Order 2019 as contained in the Federal Republic...

Financial Literacy Technical Committee Presents A Timely Webinar On Fintech And The Capital Market

Topic: Fintech and the Capital Market: Opportunities or Threats Financial technology, also known as FinTech, is the use of technology to enable efficient banking and financial services. These FinTech innovations have brought about fundamental changes to the way of conducting financial-related activities. On this note, the Financial Literacy Technical Committee...

Accelerating Financial Inclusion Through Crowdfunding

Register for the webinar here This news item was originally published by the Securities and Exchange Commission (SEC NG). For more information, please see the Source Link.

Notification for 2022 second CMC Webinar Meeting

The 2022 second Capital Market Committee (CMC) Webinar Meeting has been scheduled to hold on Thursday, 18th August, 2022. The usual interface with members of the press will also hold through webinar on Friday, 19th August, 2022. Attendance at both events is strictly by invitation. All invited participants are expected to be seated by 9.45am. Thank you. SIGNED MANAGEMENT This news item was originally published...

Regulator Information

Abbreviation: SEC NG
Jurisdiction: Nigeria

Recent Articles

Technical Reporting Instructions – CSDR Article 9 – Internalised Settlement Reporting

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

EBA Peer Review finds credit valuation adjustment risk is overall supervised sufficiently and recommends some follow-up measures to further strengthen supervision

The European Banking Authority (EBA) published today its Peer Review on excluding transactions with non-financial counterparties established in a third country from credit valuation adjustment (CVA)

Adjudication Order in respect of Expertise Vintrade Private Limited in the matter of Illiquid Stock Options at BSE.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of four entities the matter of Bull Research Investment Advisors Private Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Hiralal Shaw in the matter of trading in Illiquid Stock Options at BSE

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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