Aggregated News From Investment Management Regulators


Risk Outlook – December 2022 – full report

The full report is now available in English. Please note that the cut-off date was 7 December 2022. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Review of listed companies’ financial reporting in 2022

Finanstilsynet supervises that annual financial reports, half-yearly financial reports and other financial reporting by listed companies are in compliance with laws and regulations.

The European Banking Authority (EBA) has assessed Norwegian capital instruments

Pursuant to the Capital Requirements Regulation (CRR), the EBA shall assess whether CET1 instruments meet the requirements of the CRR.

PRIIPs and key information on mutual funds

The PRIIPs Regulation entered into force in the EU on 1 January 2018, but has not yet been implemented in Norwegian law.

Finanstilsynet’s practices for assessing risk and capital needs

This circular and appendices describe the main elements of Finanstilsynet’s assessment of institutions’ overall risk level and need for capital (SREP), including Finanstilsynet’s met

Identical letter to all companies on Oslo Børs regarding deficiencies in ESEF reporting

Finanstilsynet has reviewed the companies’ financial reporting and has observed deficiencies in reporting in accordance with ESEF and in the publication and storage of annual reports and audit

Amendments to EUs Transparency Directive are implemented in Norway

As of 1 September 2022 Directive 2013/50/EU which amends Directive 2004/109/EF (Transparency Directive) enters into force under Norwegian law.

New guidance to third country issuers on periodic financial reporting

The guidance provides information to third country issuers on periodic financial reporting. It replaces circular 10/2011, which is no longer in force.

Decision on violation charge – First Mover Group AS

In accordance with the Securities Trading Act Section 21-3 subsection (2), Finanstilsynet (The Financial Supervisory Authority of Norway) has imposed a violation penalty to First Mover Group AS of N

Risk Outlook – June 2022

The economies of Norway and several other countries are now characterised by high levels of activity and few available resources.

Decision regarding violation penalty – Think Investments LP

Letter dated 20 April 2022. The decision has been appealed. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Reports from the supervised sectors for 2021

Finanstilsynet’s reports from the supervised sectors provide an overview of important supervisory, licensing and regulatory matters in 2021, as well as relevant development trends.

Regulator Information

Abbreviation: FSA
Jurisdiction: Norway

Recent Articles

SEC Division of Examinations Announces 2023 Priorities

Washington D.C., Feb. 7, 2023 — The Securities and Exchange Commission’s Division of Examinations today announced its 2023 examination priorities.

Prepared Remarks Before the Small Business Capital Formation Advisory Committee

Washington D.C. Feb. 7, 2023 Good morning. It is good to join the advisory committee for your first meeting of the year.

Get the latest from Regulatory.News in your inbox!