Aggregated News From Investment Management Regulators


Risk Outlook – June 2022

The economies of Norway and several other countries are now characterised by high levels of activity and few available resources.

Decision regarding violation penalty – Think Investments LP

Letter dated 20 April 2022. The decision has been appealed. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Reports from the supervised sectors for 2021

Finanstilsynet’s reports from the supervised sectors provide an overview of important supervisory, licensing and regulatory matters in 2021, as well as relevant development trends.

Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Andelex

Andelex is not authorised to provide investment services in Norway. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Updated guidance to the asset freeze provisions

The Ministry of Foreign Affairs and Finanstilsynet have updated the guidance to the asset freeze provisions. The updated version was made available in April 2018.

Sanctions against Russia incorporated into Norwegian law

In response to Russia’s illegal attack on Ukraine, the Norwegian government has today imposed extensive sanctions.

Updated information on nominee registration

The new act on central securities depositories and the Central Securities Depositories Regulation (CSDR) enter into force with effect from 1 March 2022 for actors in the Norwegian market.

Improved profitability for Norwegian financial institutions in 2021

Banks, insurers and pension funds delivered a stronger financial performance in 2021 than the year before.

Control of prospectuses in 2021

Finanstilsynet reports its observations from the control of prospectuses and enquiries to Finanstilsynet concerning prospectuses in 2021.

Report on thematic inspection – Euronext Growth

Published: 28 January 2022 A large number of companies with a short history and no or very low revenues have been admitted to trading on Euronext Growth.

Finfluencers and consumer protection

Article written by consumer coordinator Jo Gjedrem. Published in Dagens Næringsliv on 19 August 2021.

Lending practices for residential mortgages and consumer loans

Published: 30 December 2021 Document number: 1/2021 This circular applies to: Banks Mortgage companies Finance companies Insurers Pension funds Branches of foreign financial institutions Credit ins

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia
Abbreviation: BCSC
Jurisdiction: Canada
Abbreviation: BVI FSC
Jurisdiction: British Virgin Islands
Abbreviation: CSA
Jurisdiction: Canada
Regulator Name: Capital Market Authority
Abbreviation: CMA
Jurisdiction: Saudi Arabia
Abbreviation: CIMA
Jurisdiction: Cayman Islands
Regulator Name: Central Bank of Armenia
Abbreviation: CBA
Jurisdiction: Armenia
Regulator Name: Central Bank of Iceland
Abbreviation: CB IS
Jurisdiction: Iceland
Abbreviation: CBR
Jurisdiction: Russian Federation
Abbreviation: CSRC
Jurisdiction: China
Abbreviation: CSSF
Jurisdiction: Luxembourg
Abbreviation: CFTC
Jurisdiction: USA
Abbreviation: CFPB
Jurisdiction: United States
Abbreviation: HANFA
Jurisdiction: Croatia
Abbreviation: CySEC
Jurisdiction: Cyprus
Abbreviation: DFSA
Jurisdiction: Denmark
Abbreviation: AFM
Jurisdiction: Netherlands
Regulator Name: European Banking Authority
Abbreviation: EBA
Jurisdiction: Supranational
Abbreviation: EIOPA
Jurisdiction: Supranational
Abbreviation: ESMA
Jurisdiction: ESMA
Abbreviation: FDIC
Jurisdiction: United States
Regulator Name: Federal Reserve System
Abbreviation: FRB US
Jurisdiction: United States
Abbreviation: FRA
Jurisdiction: Egypt
Abbreviation: FCNB
Jurisdiction: Canada
Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom
Abbreviation: FinCEN
Jurisdiction: United States
Abbreviation: FINRA
Jurisdiction: United States
Regulator Name: Financial Market Authority
Abbreviation: FMA
Jurisdiction: Austria
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: Canada
Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France
Regulator Name: Financial Markets Authority
Abbreviation: FMA
Jurisdiction: New Zealand
Abbreviation: FSMA
Jurisdiction: Belgium
Abbreviation: SFC
Jurisdiction: Colombia
Abbreviation: FIN-FSA
Jurisdiction: Finland
Abbreviation: FME IS
Jurisdiction: Iceland
Abbreviation: FSA
Jurisdiction: Norway
Abbreviation: IOMFSA
Jurisdiction: Isle of Man
Abbreviation: JFSC
Jurisdiction: Jersey
Abbreviation: MFSA
Jurisdiction: Malta
Abbreviation: MSC
Jurisdiction: Canada
Abbreviation: MAS
Jurisdiction: Singapore
Abbreviation: NFA
Jurisdiction: United States
Abbreviation: CNV
Jurisdiction: Argentina
Abbreviation: OFAC
Jurisdiction: United States
Abbreviation: OCC
Jurisdiction: United States
Abbreviation: OSC
Jurisdiction: Canada
Abbreviation: CMVM
Jurisdiction: Portugal
Abbreviation: SEBI
Jurisdiction: India
Abbreviation: FSA
Jurisdiction: Japan
Abbreviation: SEC
Jurisdiction: United States
Abbreviation: SEC NG
Jurisdiction: Nigeria
Abbreviation: SEC TH
Jurisdiction: Thailand
Abbreviation: CVM
Jurisdiction: Brazil
Abbreviation: SFC
Jurisdiction: Hong Kong
Regulator Name: State Securities Commission
Abbreviation: SSC
Jurisdiction: Vietnam
Abbreviation: FI
Jurisdiction: Sweden
Abbreviation: FINMA
Jurisdiction: Switzerland
Abbreviation: UST
Jurisdiction: United States

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