Aggregated News From Investment Management Regulators

Norway

Public consultation from EIOPA: Stress-Testing Institution for Occupational Retirement Provision (IORPs)

The European Insurance and Occupational Pensions Authority (EIOPA) has published a Discussion Paper on the Methodological Framework for Stress-Testing Institution for Occupational Retirement Provisi

Risk Outlook – June 2021

In its Risk Outlook, Finanstilsynet emphasises the importance of banks retaining the strong financial position they have built up in recent years.

Inspection report – DNB Bank ASA

In February 2020, Finanstilsynet carried out an AML/CFT inspection at DNB Bank ASA. The purpose of the inspection was to follow up previous AML-related inspections.

Reports from the supervised sectors for 2020

Finanstilsynet’s reports from the supervised sectors provide an overview of important supervisory, licensing and regulatory matters in 2020.

MiFID II position limit regime

The EU has recently adopted amendments to the position limit regime for commodity derivatives in Directive 2014/65/EU (MiFID II), which in Norway has been implemented in Chapter 15 of the Securities

Short sale: Reporting threshold for net short positions reset at 0.2%

EEA-wide decision to temporarily lowering the threshold for reporting net short positions to Finanstilsynet (The Financial Supervisory Authority of Norway) to 0.

Lower profitability in financial institutions in 2020

The Covid-19 pandemic led to weaker results for Norwegian banks and life insurers in 2020 compared with 2019.

Guide to Reporting from entities subject to financial reporting oversight (KRT-1003)

Reporting from entities subject to financial reporting oversight (KRT-1003) must be completed by all entities listed on Oslo Børs/Euronext Expand (Oslo Axess) that issue shares, bonds and/or equity

Banks should apply conservative distribution policies in the period ahead

The Ministry of Finance has now given its assessment of how the recommendation issued by the European Systemic Risk Board (ESRB) on dividend distributions should be pursued in Norway.

Follow-up of the ESRB’s recommendation on restrictions on dividend distributions, etc.

In a letter to the Ministry of Finance on 21 December, Finanstilsynet has given its assessment of how the recommendation should be followed up in Norway.

New recommendations from the European Supervisory Authorities on dividend distributions etc.

The European Systemic Risk Board (ESRB), the European Banking Authority (EBA) and the European Insurance and Occupational Pensions Authority (EIOPA) have made new recommendations on restrictions on

Short sale: Decision by the EFTA Surveillance Authority (ESA) and the European Securities and Markets Authority (ESMA)

EEA-wide decision to temporarily lowering the threshold for reporting net short positions to Finanstilsynet (The Financial Supervisory Authority of Norway) to 0.1 % – is further prolonged.

Regulator Information

Abbreviation: FSA
Jurisdiction: Norway

Recent Articles

The AMF and the ACPR sign two cooperation agreements with the SEC regarding the regime applicable to Security Based Swap Dealers (SBSD) in the...

On 23 July 2021, the French financial markets authority (AMF) and the French prudential control and resolution authority (ACPR) signed two cooperation agreements with the Securities Exchange Commiss

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime

SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime 29 July 2021 Memorandum of understanding between the Securities and Exchange Comm

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S

SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.

SEC Charges Founder of Nikola Corp. With Fraud

The Securities and Exchange Commission today announced charges against Trevor R.

AMF is warning retail investors on the importance of consulting the white list of digital asset service providers (DASPs)

The AMF is calling on the extreme vigilance of retail investors when dealing with offers to invest in crypto-assets. The regulatory authority reminds of the existence of a Read more

Get the latest from Regulatory.News in your inbox!

×