Aggregated News From Investment Management Regulators

FSA NO

Decision regarding violation penalty – Handelsbanken Fonder AB

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

Decision regarding violation penalty

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

Violation penalty imposed on six investors for uncovered short selling in the Flyr placement

Finanstilsynet has imposed violation penalties on six investors for breaching the rules on uncovered short selling.

Decision regarding violation penalty – Ocra Capital GmbH

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

Decision regarding violation penalty – Hamilton Stuart Capital Ltd

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

Decision regarding violation penalty – Anavio Capital Partners LLP

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

Decision regarding violation penalty – Titan Venture AS

This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO). For more information, see the

New Director General of Finanstilsynet from 15 August 2023

Per Mathis Kongsrud has today been appointed by the Council of State to the position of Director General of Finanstilsynet for a six-year term.

Reports from the supervised sectors for 2022

There is one report for each supervised sector, providing useful information for supervised institutions and other financial market participants.

Information on climate-related matters in annual financial reports

The full report is now available in English. Please note that the cut-off date was 15 December 2022. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Risk Outlook – December 2022 – full report

The full report is now available in English. Please note that the cut-off date was 7 December 2022. This news item was originally published by the Financial Supervisory Authority of Norway (FSA NO).

Review of listed companies’ financial reporting in 2022

Finanstilsynet supervises that annual financial reports, half-yearly financial reports and other financial reporting by listed companies are in compliance with laws and regulations.

Regulator Information

Abbreviation: FSA
Jurisdiction: Norway

Recent Articles

2022 Annual Report — GFSC

The Commission has today published its Read more

Royal Investment Consortium (the scam entity)

Royal Investment Consortium (the scam entity) Public Statement Royal Investment Consortium (the scam entity) www.royalinvestmentconsortium (the website) [email protected] (the email address) Issued: 31 May 2023 Banking Business (Jersey) Law...

The AMF Ombudsman publishes her 2022 Annual Report

Record number of cases processed and recommendations The number of case referrals to the AMF Ombudsman, which had surged by 33% in 2021, remained practically stable last year, at 1,900 requests, i.e.

Hopkins Money (Clone of FCA authorised firm)

Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal...

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