Aggregated News From Investment Management Regulators


CMVM publishes global results of the audit quality control system for 2021/2022

Today, the CMVM publishes the report with the global results of the quality control system on the audit activity for 2021/2022. The report aims to inform on the outcome of the audit oversight activity in Portugal and to convey greater predictability and adaptability to auditors and other stakeholders which will allow for improvements in audit quality. In the supervisory actions of the 2021/2022 period, the CMVM sought greater focus on risk areas and  faster communication of the preliminary conclusions of these actions. The supervisory activity of auditors of Public Interest Entities (PIE) was marked by: The commencement of 13 on-site supervisory actions...

Financial supervisors and the Directorate-General of Books, Archives and Libraries sign a Protocol Agreement on Financial Training

The Directorate General of Books, Archives and Libraries (DGLAB) and the Financial Supervisors (Banco de Portugal, the Insurance and Pension Funds Supervisory Authority and the Securities Market Commission) signed a cooperation protocol for the promotion of financial literacy via the libraries of the National Public Libraries Network (RNBP) under the National Financial Training Plan on 16 September 2022.

Real Estate Investment Funds – August2022

In August 2022, the amount under management of Real Estate Investment Funds (REIF), Special Real Estate Investment Funds (SREIF) and Real Estate Asset Management Funds (REAMF) amounted to €10,968.7 million, an increase of 106.2 million (1.0%) than in July.

CMVM issues warning concerning INGENUE CONSULTING LLC

The CMVM (Portuguese Securities Market Commission) issues a warning for investors concerning INGENUE CONSULTING LLC using the website Said entity is not authorised to carry out any type of financial intermediation activity in Portugal, under article 295 (1) paragraphs a) and b) of the Portuguese Securities Code.

CMVM launches online Issuers’ Guide for companies

The Portuguese Securities Market Commission (CMVM) launches today the new Issuers' Guide, a digital tool aimed at supporting companies in accessing the capital markets by providing information and resources in a clear and simple form.

Monthly Benchmarks on Securities Investment Funds – August 2022

The sum under management of UCITS amounted to €17,254.5 million in August 2022. This is a €312.0 (1.8%) decrease apropos July. The amount under management of AIFs decreased 1.3% down to €316.9 million.

The General Directorate for Consumer Affairs and Financial Supervisors sign financial training protocol

The Directorate General for the Consumer Affairs (DGC) and the Financial Supervisors (Bank of Portugal, the Insurance and Pension Funds Supervisory Authority and the Securities Market Commission) signed a cooperation protocol for the promotion of financial training for citizens on 9 September. The protocol is part of the work of the National Financial Training Plan, boosted by financial supervisors, and of which the DGC has been a partner since 2011. The protocol aims to promote financial training through institutions that support consumers, such as the Assistance Network for Indebted Consumers (RACE) and the Municipal Consumer Information Centres (CIAC), boosting awareness-raising actions...

CMVM celebrates World Investor Week in October

The CMVM organises the World Investor Week (WIW) in Portugal, for the sixth consecutive year. The WIW a global initiative of IOSCO that aims to promote financial education and investor protection. The WIW will take place from 3 to 7 October with the slogan "Investing in a sustainable future". There will be 23 initiatives and publications by CMVM and its partners, including podcasts, videos, informative brochures and digital campaigns to promote financial education. The financial resilience of investors and sustainable finance is the major theme of this year's edition. The week's programme kicks off on 3 October with the opening bell by...

Portuguese capital markets benchmarks – August 2022

In August, the PSI-20 Index closed at 5,95.24 points, reflecting a 2.1% downturn than in July and a 10.7% increase than that recorded in the same period in 2021. The key issuers on the Index were Jerónimo Martins (12.84%), EDP (12.70%) and EDP Renováveis (12.52%).

CMVM updates Guide for the Application of the Audit Quality Indicators

Today, CMVM disclosed the second updated version of the 'Guide for the Application of the Audit Quality Indicators'.

Quarterly Benchmarks on Financial Intermediation – 2nd Quarter 2022

Execution of orders on behalf of third parties

Regulator Information

Abbreviation: CMVM
Jurisdiction: Portugal

Recent Articles

AMF and ACPR announce the withdrawal of BYKEPS SAS’s registration as a DASP

The company BYKEP SAS was registered as a DASP by the AMF, after receiving a positive opinion from the ACPR, on 18 February 2021, for the activities of custody of digital assets and buying or selling

CVM condemns controlling shareholder of São Paulo Turismo SA for abuse of power of control

This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...

RC.No.4540 – Recovery Proceedings under RC.No.4540 Fact Enterprise Ltd. (PAN: AAACF0955A) in the matter of Ravi Kumar Distilleries Ltd. – General Remittance Orders...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

EBA publishes Guidelines on transferability to support the resolvability assessment for transfer strategies

The European Banking Authority (EBA) today published its final Guidelines on transferability to support the resolvability assessment for transfer strategies.

Get the latest from Regulatory.News in your inbox!