Aggregated News From Investment Management Regulators

Switzerland

Credit Suisse: FINMA opens proceedings in “Archegos” case and confirms ongoing proceedings in “Greensill” case

The Swiss Financial Market Supervisory Authority FINMA has opened enforcement proceedings against Credit Suisse after the bank suffered significant losses in connection with a US hedge fund (“Archego

Website maintenance work

The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.

FINMA warns of phishing emails

The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.

Handover of CEO role on 1 May 2021

Jan Blöchliger will replace Mark Branson as FINMA CEO ad interim on 1 May 2021. Michael Waldburger will head the Banks division ad interim from 1 April 2021.

FINMA publishes 2020 Annual Report

The Swiss Financial Market Supervisory Authority FINMA published its 2020 Annual Report today.

FINMA CEO Mark Branson to step down

Mark Branson is stepping down as Chief Executive Officer of the Swiss Financial Market Supervisory Authority FINMA.

FINMA publishes partially revised Circular on “Direct transmission”

The Swiss Financial Market Supervisory Authority FINMA is publishing its partially revised Circular on “Direct transmission”, comprising a broadened list of foreign authorities eligible for administr

FINMA sees progress in recovery and resolution planning by the systemically important financial institutions – but there are still gaps

The Swiss Financial Market Supervisory Authority FINMA today published its annual assessment of recovery and resolution planning by the systemically important Swiss financial institutions and noted f

Swiss Steel Holding AG: appeal against the Swiss Takeover Board’s decision of 5 March 2021

FINMA’s Takeover and State Liability Committee is examining the appeal against the Swiss Takeover Board’s decision 750/02 of 5 March 2021 regarding Swiss Steel Holding AG (formerly Schmol

FINMA makes an unfavourable prognosis for Bitcoin Suisse AG licensing procedure

The Swiss Financial Market Supervisory Authority FINMA has informed Bitcoin Suisse AG that based on current information it considers its application for a banking licence to be ineligible for approva

Trading in Swiss shares: recognition of various UK trading venues

Since 1 January 2019, foreign trading venues where Swiss equity securities are traded must be recognised by the Swiss Financial Market Supervisory Authority FINMA.

FINMA’s Takeover and State Liability Committee has dismissed the request of 7 January 2021 from Liwet Holding AG for an amendment of the FINMA...

In its (final) ruling of 6 December 2019 FINMA’s Takeover and State Liability Committee partially approved the appeals received from Swiss Steel Holding AG (formerly Schmolz+Bickenbach AG) and BigPoi

Regulator Information

Abbreviation: FINMA
Jurisdiction: Switzerland

Recent Articles

Feedback Statement on Funding Financial Regulation and Designated Business Oversight

Published on: 14 May 2021 The Isle of Man Financial Services Authority has today published a Read more

Solid Invest

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Vision Introducer Ltd t/a Money Bonds Market (Clone of former Appointed Representative firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Get the latest from Regulatory.News in your inbox!

×