Aggregated News From Investment Management Regulators

Switzerland

FINMA Guidance 01/2023: Developments in the management of climate risks

In guidance, the Swiss Financial Market Supervisory Authority FINMA draws attention to relevant developments in the area of climate-related financial risk management.

Re-appointment of FINMA Vice-Chair

The Federal Council has re-elected Martin Suter as Vice-Chair of the Board of Directors of the Swiss Financial Market Supervisory Authority FINMA for a further term of office.

FINMA publishes partially revised FinMIO-FINMA

The Swiss Financial Market Supervisory Authority FINMA is publishing the partially revised FINMA Financial Market Infrastructure Ordinance.

FINMA publishes Circular “Operational risks and resilience – banks”

The Swiss Financial Market Supervisory Authority FINMA today publishes the fully revised circular on operational risks at banks.

FINMA publishes guidance on climate risk disclosures

The Swiss Financial Market Supervisory Authority FINMA has analysed how the largest banks and insurance companies disclose their climate-related financial risks for the first time in accordance with

FINMA Risk Monitor 2022: increased risks due to uncertain prospects

In its 2022 Risk Monitor the Swiss Financial Market Supervisory Authority FINMA identified seven significant risks for the financial sector. It derives its supervisory focus from these.

FINMA publishes partially revised FINMA Anti-Money Laundering Ordinance

The Swiss Financial Market Supervisory Authority FINMA has partially revised the FINMA Anti-Money Laundering Ordinance.

Swiss insurance market: stable business situation in the Swiss insurance industry

The Swiss insurance market achieved stable results overall in 2021. This is true both of the technical results and the gains from investment activity.

Sberbank (Switzerland) AG is to be sold

The owners of Sberbank (Switzerland) AG are selling the institution to Geneva-based m3 Groupe Holding SA. The new owners will continue the bank’s operations, but under a new name.

FINMA orders CSS to reimburse premiums to policyholders with supplementary health insurance

The Swiss Financial Market Supervisory Authority FINMA has concluded enforcement proceedings against the CSS Group company operating in the supplementary health insurance business.

FINMA guidance for portfolio managers and trustees: first measures with regard to late applications

The transitional period for licensing portfolio managers and trustees comes to an end in December 2022.

FINMA revises capital requirements for banks

The Swiss Financial Market Supervisory Authority FINMA is adjusting its implementing regulations in the area of capital requirements for banks.

Regulator Information

Abbreviation: FINMA
Jurisdiction: Switzerland

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