Aggregated News From Investment Management Regulators

FINMA CH

Aktualisierte Sanktionsmeldung

Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Verordnung vom 2. Oktober 2000 über Massnahmen gegenüber Personen und Organisationen mit Verbindungen zu Usama bin Laden, der Gruppierung «Al-Qaïda» oder den Taliban (SR 946.203) publiziert. This news item was originally published by the Swiss Financial Market Supervisory Authority (FINMA CH)....

Ex-post evaluation of “Pricing of occupational pension schemes” circular completed

FINMA has carried out an ex-post evaluation of Circular 2018/4 “Pricing of occupational pension schemes”, which governs the provisions for discounts and surcharges in occupational pension schemes.

Sanktionsmeldung

Am 28. Juni 2023 hat der Bundesrat im Zusammenhang mit der Situation in Moldau gezielte Sanktionen erlassen und eine entsprechende Verordnung verabschiedet. Der Bundesrat hat am 28.

Completion of large banks merger brings clarity and stability

The Swiss Financial Market Supervisory Authority FINMA had already approved the merger of Credit Suisse and UBS on 19 March 2023.

Adoption of the fully revised FINMA Ordinance on Data Processing

The Swiss Financial Market Supervisory Authority FINMA is adopting the fully revised FINMA Ordinance on Data Processing, which will enter into force on 1 September 2023.

FINMA concludes proceedings against crypto platform and its founder

In enforcement proceedings, the Swiss Financial Market Supervisory Authority FINMA found that the Dohrnii Foundation and its founder and former managing director had carried out several business acti

FINMA assesses the recovery and resolution plans of systemically important institutions again

The Swiss Financial Market Supervisory Authority FINMA today publishes its annual assessment of recovery and resolution planning by systemically important Swiss financial institutions for the 2022 re

FINMA publishes 2022 Annual Report

The Swiss Financial Market Supervisory Authority FINMA published its 2022 Annual Report today.

FINMA informiert über Grundlagen für Abschreibung von AT1-Kapitalinstrumenten

Die Eidgenössische Finanzmarktaufsicht FINMA erläutert die Grundlagen zur vollständigen Abschreibung des Nennwerts der AT1-Kapitalinstrumente bei Credit Suisse.

FINMA approves merger of UBS and Credit Suisse

The Swiss Financial Market Supervisory Authority FINMA has approved the takeover of Credit Suisse by UBS.

FINMA and the SNB issue statement on market uncertainty

The Swiss Financial Market Supervisory Authority FINMA and the Swiss National Bank SNB assert that the problems of certain banks in the USA do not pose a direct risk of contagion for the Swiss financ

FINMA sees no sufficient grounds for proceedings following investigations into statements on outflows of client funds at Credit Suisse

The Swiss Financial Market Supervisory Authority FINMA has investigated possible violations of financial market law in connection with public statements made by the Chairman of the Board of Directors

Regulator Information

Abbreviation: FINMA
Jurisdiction: Switzerland

Recent Articles

Aktualisierte Sanktionsmeldung

Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Verordnung vom 2. Oktober 2000 über Massnahmen gegenüber Personen und Organisationen mit Verbindungen zu Usama...

STOCKSBIT FXTRADES

This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams. Almost...

Remittance Advice against : Pawan Kumari Agarwal [Defaulter] PAN: ABOPA5019J in the matter of Sulabh Engineers & Services Limited., under Recovery Certificate No. 6619...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Remittance Advice here: Source link "

Completion of Recovery Certificate No. 6684 of 2023 dated June 15, 2023 issued against Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the details here: Source link "

Release Order – Shreya Stocks & Shares Pvt. Ltd. (Now known as Omesh Skill & Business Development Private Limited) [Defaulter] PAN: AAHCS4970M in the...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the Order here: Source link "

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