Aggregated News From Investment Management Regulators

IOSCO

IOSCO Sets the Standard for Global Crypto Regulation

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

Paul Munter appointed Chair of the Monitoring Group

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IFRS Foundation Monitoring Board meets in Tokyo, Japan

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO members report high level of implementation for Regulator’s Principles

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

CPMI-IOSCO stocktake of industry progress on auctions

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

Regulator Information

Recent Articles

SEC Seeks Emergency Relief to Ensure Binance.US Customers’ Assets are Protected

The Securities and Exchange Commission today filed an emergency action application seeking a temporary restraining order freezing assets, directing defendants to repatriate assets held for the benefi

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The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources.

SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency

Coinbase also charged for the unregistered offer and sale of securities in connection with its staking-as-a-service program. The Securities and Exchange Commission today charged Coinbase, Inc.

ESMA publishes follow-up report to the peer review on the Guidelines on ETFs and other UCITS issues

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

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