Aggregated News From Investment Management Regulators

IOSCO

IOSCO releases report on issues and considerations of market data in secondary equity markets

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO welcomes ISSB’s publication of sustainability standards exposure drafts

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO explains how Decentralised Finance is cloning Financial Markets

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO consults on recent retail investor trends and related conduct implications

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

FSB CPMI and IOSCO analysis highlights need to continue work on CCP financial resources

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO good practices aim to foster cooperation through global supervisory colleges

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO report provides new global-level data on global investment funds industry

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

IOSCO calls for oversight of ESG Ratings and Data Product Providers

See PDF published by the International Organization of Securities Commissions (IOSCO) here:

Regulator Information

Abbreviation: IOSCO
Email: [email protected]

Recent Articles

SEC Proposes to Enhance Disclosures by Certain Investment Advisers and Investment Companies About ESG Investment Practices

The Securities and Exchange Commission today proposed amendments to rules and reporting forms to promote consistent, comparable, and reliable information for investors concerning funds’ and advisers’

SEC Proposes Rule Changes to Prevent Misleading or Deceptive Fund Names

The Securities and Exchange Commission today proposed amendments to enhance and modernize the Investment Company Act “Names Rule” to address changes in the fund industry and compliance practices that

SEC Halts Alleged Ongoing $39 Million Fraud by Hedge Fund Adviser

The Securities and Exchange Commission today announced fraud charges against Detroit-based EIA All Weather Alpha Fund I Partners LLC (EIA) and its sole owner, Andrew M.

SEC Charges RiverSource Distributors with Improper Switching of Variable Annuities

The Securities and Exchange Commission today announced settled charges against RiverSource Distributors Inc. for improper switching or replacing of variable annuities.

Federal Reserve Board issues Economic Well-Being of U.S. Households in 2021 report

Accessible Keys for Video [Space Bar] toggles play/pause; [Right/Left Arrows] seeks the video forwards and back (5 sec ); [Up/Down Arrows] increase/decrease volume; [M] toggles mute on/off; [F] to

Get the latest from Regulatory.News in your inbox!

×