This news item was originally published by the Commission de Surveillance du Secteur Financier (CSSF LU). For more information, please see the Source Link.
Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute
Washington D.C. Jan. 30, 2023 Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. Levenson Keynote Address.
Washington D.C., Jan. 30, 2023 — The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program.
See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link
Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service. The reappointment was made by the FCA Board with the...
Remittance Order under Recovery Certificate No. 2602 of 2019 against Suncap Commodities Limited (PAN: AACCN2950K) in the matter of Falcon Tyres Ltd.
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more