Aggregated News From Investment Management Regulators

Circular CSSF 21/787


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This news item was originally published by the Commission de Surveillance du Secteur Financier (CSSF LU). For more information, please see the Source Link.

Regulator Information

Abbreviation: CSSF
Jurisdiction: Luxembourg

Recent Articles

Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute

Washington D.C. Jan. 30, 2023 Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. Levenson Keynote Address.

SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel

Washington D.C., Jan. 30, 2023 — The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program.

Citigroup Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets Funding Luxem(4)

See a PDF of the notification published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

FCA reappoints Chair of the Financial Ombudsman Service for a second term

Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service. The reappointment was made by the FCA Board with the...

Remittance Order under Recovery Certificate No. 2602 of 2019 against Suncap Commodities Limited (PAN: AACCN2950K) in the matter of Falcon Tyres Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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