Aggregated News From Investment Management Regulators

Circular to management companies and market makers of SFC-authorized exchange traded funds – ETF market making

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MFSA Warning – TradeVtech – Unlicenced Entity

The Malta Financial Services Authority (“MFSA” or “the

RC.No.3591 -Notices of Attachment dated 26.07.2021 – Noorbanu Farooq Hawa (PAN AAAPH8271Q) in the matter of Dhyana Finstock Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

RC.No.3594 -Notices of Attachment dated 26.07.2021 – Zahir Farooq Hawa (PAN AAAPH2776E) in the matter of Dhyana Finstock Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Alka Malpani in the matter of International Conveyors Ltd.,

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of B P Equities Pvt., Ltd., Shaunak Jagdish Shah and Jamson Securities Pvt., Ltd., in the matter of Ruchi Soya...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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