Aggregated News From Investment Management Regulators

CMVM issues warning for investors concerning ASPEN HOLDING/NEXT TRADE LTD

Report/Flag

Please complete the required fields.



The CMVM issues a warning for investors concerning Aspen Holding/Next Trade Ltd, with the website https://aspenholding.co/ which is not authorised to carry out any type of financial intermediation activity in Portugal, under Article 295(1)(a) and (b) of the Portuguese Securities Code.

The CMVM clarifies that this entity is not legally qualified to carry out advertising or prospecting for clients aimed into financial intermediation contracts.

In order to ensure that a certain entity that provides investment services in financial instruments is authorised to carry out said activity in Portugal, one should consult the list of authorised financial intermediaries via the following link or via the list of entities authorized to provide financial services in Portugal under the freedom to provide services (LPS) via the link.

Any person or entity that has established any business relationship with persons claiming to represent the above-mentioned entity, may contact the CMVM via the Toll-free number 800 205 339 (support line) or by e-mail at [email protected].

This news item was originally published by the Portuguese Securities Market Commission (CMVM PT). For more information, see the Source Link.

Regulator Information

Abbreviation: CMVM
Jurisdiction: Portugal

Recent Articles

ESMA issues its first opinion on the draft European Sustainability Reporting Standards

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

Adjudication Order in respect of Mr S.A. Amudan in the matter of Varun Global Limited and Varun Resources Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Balram Agarwal, Ashish Bansal and Naresh Kumar Bansal in the matter of A.F. Enterprises Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Final Order in the matter of Delta Leasing and Finance Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Corrigendum to the Order Dated January 30, 2023 in the matter of Ricoh India Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×