Aggregated News From Investment Management Regulators

Consultation on draft guidelines on marketing communication

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ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear rationale; and
  4. describe any alternatives ESMA should consider.

ESMA will consider all comments received by 8 February 2021.

All contributions should be submitted online using the response form at www.esma.europa.eu under the heading ‘Your input – Consultations’.

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Regulator Information

Abbreviation: ESMA
Jurisdiction: ESMA

Recent Articles

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Questions and Answers on the Prospectus Regulation – 10th version – July 2021

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Warning concerning the website www.lunav-invest.com

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Adjudication Order in respect of Mr. Ranjith Soman and Ms. Veena Ranjith in the matter of M/s. Crown Tours Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

FIN-FSA decides not to extend its recommendation on distribution of credit institutions’ profits beyond 30 September 2021

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