Aggregated News From Investment Management Regulators

Covestro AG: BaFin imposes administrative fine

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The sanction related to a breach of section 130 (1) of the German Act on Breaches of Administrative Regulations (OrdnungswidrigkeitengesetzOWiG) in conjunction with section 40 (1) sentence 2 of the German Securities Trading Act (WertpapierhandelsgesetzWpHG). Covestro AG failed to publish notification that it had reached a relevant threshold in respect of its own shares within the prescribed period.

The company may lodge an appeal against the administrative fine order.

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